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Aclaris Therapeutics, Inc.

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5041
SEC CIK
0001557746
Parsed reports
365

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Apr 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2021 Filed Jun 4, 2021 20:12 UTC GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038459 · doc4.xml · derivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 23:57 UTC GrantRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038446 · doc4.xml · derivative · entry 2

Humphries William D. · CIK 0001674278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 23:57 UTC GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038446 · doc4.xml · derivative · entry 1

Humphries William D. · CIK 0001674278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 23:52 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 9,492 $21.96 $208,420.59
Disclosure

SEC source: 0001209191-21-038442 · doc4.xml · nonDerivative · entry 1

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,196

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.57 to $22.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 23:55 UTC
GOWEN MAXINEDirector
GrantRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038444 · doc4.xml · derivative · entry 2

GOWEN MAXINE · CIK 0001280044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 23:55 UTC
GOWEN MAXINEDirector
GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038444 · doc4.xml · derivative · entry 1

GOWEN MAXINE · CIK 0001280044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

Read SEC document
June 03, 2021 Filed Jun 5, 2021 00:02 UTC GrantRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038450 · doc4.xml · derivative · entry 2

MILANO VINCENT · CIK 0001187159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 03, 2021 Filed Jun 5, 2021 00:02 UTC GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038450 · doc4.xml · derivative · entry 1

MILANO VINCENT · CIK 0001187159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:07 UTC GrantRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038455 · doc4.xml · derivative · entry 2

Powell Andrew Kenneth William · CIK 0001304113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:07 UTC GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038455 · doc4.xml · derivative · entry 1

Powell Andrew Kenneth William · CIK 0001304113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:09 UTC GrantRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038457 · doc4.xml · derivative · entry 2

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:09 UTC GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038457 · doc4.xml · derivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

Read SEC document
June 03, 2021 Filed Jun 5, 2021 00:05 UTC GrantRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038452 · doc4.xml · derivative · entry 2

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 03, 2021 Filed Jun 5, 2021 00:05 UTC GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038452 · doc4.xml · derivative · entry 1

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

Read SEC document
June 03, 2021 Filed Jun 5, 2021 00:00 UTC
Mehra AnandDirector
GrantRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038448 · doc4.xml · derivative · entry 2

Mehra Anand · CIK 0001590102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 03, 2021 Filed Jun 5, 2021 00:00 UTC
Mehra AnandDirector
GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038448 · doc4.xml · derivative · entry 1

Mehra Anand · CIK 0001590102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 21:45 UTC
Monahan JosephChief Scientific Officer
SaleCommon Stock 3,550 $22.31 $79,205.47
Disclosure

SEC source: 0001209191-21-037478 · doc4.xml · nonDerivative · entry 3

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,342

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.03 to $22.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 21:45 UTC
Monahan JosephChief Scientific Officer
SaleCommon Stock 18,240 $21.50 $392,231.14
Disclosure

SEC source: 0001209191-21-037478 · doc4.xml · nonDerivative · entry 2

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,892

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.03 to $22.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:47 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 2,387 $22.31 $53,256.83
Disclosure

SEC source: 0001209191-21-037482 · doc4.xml · nonDerivative · entry 7

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,688

F7 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F9 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.07 to $22.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:47 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 12,732 $21.51 $273,822.03
Disclosure

SEC source: 0001209191-21-037482 · doc4.xml · nonDerivative · entry 6

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,075

F7 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F8 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.06 to $22.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:47 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 2,517 $22.32 $56,173.15
Disclosure

SEC source: 0001209191-21-037482 · doc4.xml · nonDerivative · entry 5

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,807

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F6 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.06 to $22.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:47 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 12,483 $21.50 $268,411.96
Disclosure

SEC source: 0001209191-21-037482 · doc4.xml · nonDerivative · entry 4

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,324

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.03 to $22.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:49 UTC
Gordon David N.Chief Medical Officer
SaleCommon Stock 6,800 $22.26 $151,401.32
Disclosure

SEC source: 0001209191-21-037484 · doc4.xml · nonDerivative · entry 5

Gordon David N. · CIK 0001751167 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,078

F5 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F7 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.01 to $22.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:49 UTC
Gordon David N.Chief Medical Officer
SaleCommon Stock 31,114 $21.50 $668,807.88
Disclosure

SEC source: 0001209191-21-037484 · doc4.xml · nonDerivative · entry 4

Gordon David N. · CIK 0001751167 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,878

F5 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F6 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.01 to $21.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:43 UTC
Ruffo FrankChief Financial Officer
SaleCommon Stock 2,450 $22.30 $54,635.00
Disclosure

SEC source: 0001209191-21-037475 · doc4.xml · nonDerivative · entry 3

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,872

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.06 to $22.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:43 UTC
Ruffo FrankChief Financial Officer
SaleCommon Stock 12,587 $21.51 $270,747.63
Disclosure

SEC source: 0001209191-21-037475 · doc4.xml · nonDerivative · entry 2

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,322

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.06 to $22.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:41 UTC
Walker NealDirector · President and CEO
SaleCommon Stock 5,517 $22.30 $123,038.48
Disclosure

SEC source: 0001209191-21-037473 · doc4.xml · nonDerivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232,182

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.01 to $22.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 01:41 UTC
Walker NealDirector · President and CEO
SaleCommon Stock 27,743 $21.51 $596,696.44
Disclosure

SEC source: 0001209191-21-037473 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237,699

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on June 1, 2021 pursuant to preexisting sell-to-cover elections.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.005 to $21.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:45 UTC
Monahan JosephChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037478 · doc4.xml · derivative · entry 5

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2021.

F5 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:45 UTC
Monahan JosephChief Scientific Officer
Exercise / conversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037478 · doc4.xml · nonDerivative · entry 1

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 01:47 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 33,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037482 · doc4.xml · derivative · entry 8

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F10 · derivative.exercise_date: The shares underlying these restricted stock units vested in two equal annual installments beginning on June 1, 2020.

F10 · derivative.expiration_date: The shares underlying these restricted stock units vested in two equal annual installments beginning on June 1, 2020.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 01:47 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 5,254 $23.57 $123,851.49
Disclosure

SEC source: 0001209191-21-037482 · doc4.xml · nonDerivative · entry 3

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,807

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.27 to $23.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2021 Filed Jun 3, 2021 01:47 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 9,746 $22.72 $221,447.64
Disclosure

SEC source: 0001209191-21-037482 · doc4.xml · nonDerivative · entry 2

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,061

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.25 to $23.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2021 Filed Jun 3, 2021 01:47 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionCommon Stock 33,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037482 · doc4.xml · nonDerivative · entry 1

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

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June 01, 2021 Filed Jun 3, 2021 01:49 UTC
Gordon David N.Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 87,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037484 · doc4.xml · derivative · entry 6

Gordon David N. · CIK 0001751167 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F8 · derivative.exercise_date: The shares underlying these restricted stock units vested in two equal annual installments beginning on June 1, 2020.

F8 · derivative.expiration_date: The shares underlying these restricted stock units vested in two equal annual installments beginning on June 1, 2020.

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June 01, 2021 Filed Jun 3, 2021 01:49 UTC
Gordon David N.Chief Medical Officer
SaleCommon Stock 4,885 $23.57 $115,141.89
Disclosure

SEC source: 0001209191-21-037484 · doc4.xml · nonDerivative · entry 3

Gordon David N. · CIK 0001751167 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,992

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.33 to $23.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2021 Filed Jun 3, 2021 01:49 UTC
Gordon David N.Chief Medical Officer
SaleCommon Stock 9,115 $22.71 $207,023.53
Disclosure

SEC source: 0001209191-21-037484 · doc4.xml · nonDerivative · entry 2

Gordon David N. · CIK 0001751167 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,877

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.24 to $23.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2021 Filed Jun 3, 2021 01:49 UTC
Gordon David N.Chief Medical Officer
Exercise / conversionCommon Stock 87,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037484 · doc4.xml · nonDerivative · entry 1

Gordon David N. · CIK 0001751167 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

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June 01, 2021 Filed Jun 3, 2021 01:43 UTC
Ruffo FrankChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 33,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037475 · doc4.xml · derivative · entry 4

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units vested in two equal annual installments beginning on June 1, 2020.

F5 · derivative.expiration_date: The shares underlying these restricted stock units vested in two equal annual installments beginning on June 1, 2020.

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June 01, 2021 Filed Jun 3, 2021 01:43 UTC
Ruffo FrankChief Financial Officer
Exercise / conversionCommon Stock 33,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037475 · doc4.xml · nonDerivative · entry 1

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

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June 01, 2021 Filed Jun 3, 2021 01:41 UTC
Walker NealDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 73,015 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037473 · doc4.xml · derivative · entry 4

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units vested in two equal annual installments beginning on June 1, 2020.

F5 · derivative.expiration_date: The shares underlying these restricted stock units vested in two equal annual installments beginning on June 1, 2020.

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June 01, 2021 Filed Jun 3, 2021 01:41 UTC
Walker NealDirector · President and CEO
Exercise / conversionCommon Stock 73,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037473 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

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May 07, 2021 Filed May 7, 2021 22:28 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,416 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001209191-21-031038 · doc4.xml · derivative · entry 8

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,416 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is fully vested.

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May 07, 2021 Filed May 7, 2021 22:28 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 2,100 $23.99 $50,376.06
Disclosure

SEC source: 0001209191-21-031038 · doc4.xml · nonDerivative · entry 6

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,618

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.83 to $24.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 07, 2021 Filed May 7, 2021 22:28 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 3,316 $23.23 $77,015.76
Disclosure

SEC source: 0001209191-21-031038 · doc4.xml · nonDerivative · entry 5

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,718

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.83 to $23.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 07, 2021 Filed May 7, 2021 22:28 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionCommon Stock 5,416 $10.66 $57,734.56
Disclosure

SEC source: 0001209191-21-031038 · doc4.xml · nonDerivative · entry 4

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 7, 2021 22:28 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001209191-21-031038 · doc4.xml · derivative · entry 7

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,416

Underlying: Common Stock · 20,416 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is fully vested.

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May 06, 2021 Filed May 7, 2021 22:28 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 3,102 $23.86 $74,015.58
Disclosure

SEC source: 0001209191-21-031038 · doc4.xml · nonDerivative · entry 3

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,618

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.79 to $23.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 06, 2021 Filed May 7, 2021 22:28 UTC
Ali-Jackson KamilChief Legal Officer
SaleCommon Stock 11,898 $23.32 $277,437.56
Disclosure

SEC source: 0001209191-21-031038 · doc4.xml · nonDerivative · entry 2

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,720

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.79 to $23.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 06, 2021 Filed May 7, 2021 22:28 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionCommon Stock 15,000 $10.66 $159,900.00
Disclosure

SEC source: 0001209191-21-031038 · doc4.xml · nonDerivative · entry 1

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.