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Nasdaq · USD

ACNT

ASCENT INDUSTRIES CO.

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Tapewire entity
6584
SEC CIK
0000095953
Parsed reports
328

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 4, 2022 21:37 UTC GrantCommon Stock 10,000 $16.07 $160,650.00
Disclosure

SEC source: 0000095953-22-000004 · wf-form4_164133220514795.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,773

F1 · shares: Performance shares vesting based on the 30-day trailing volume weighted average price per share of stock achieving $14.50.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 22:48 UTC
Privet Fund Management LLC10% owner · See Explanation of Responses
Privet Fund LP10% owner · See Explanation of Responses
Levenson Ryan10% owner · See Explanation of Responses
PurchaseCommon Stock 219,523 $12.75 $2,798,918.25
Disclosure

SEC source: 0000921895-21-002889 · form410638005_12232021.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,846,643

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The reported price in Column 4 is the price persuant to the Issuer's rights offering.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:16 UTC
Hutter Christopher GeraldDirector · Interim President and CEO
Exercise / conversionSubscription Rights (Right to Buy) · Derivative 5,418 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000114 · wf-form4_164063619574256.xml · derivative · entry 2

Hutter Christopher Gerald · CIK 0001805399 · Director · Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,418 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:16 UTC
Hutter Christopher GeraldDirector · Interim President and CEO
Exercise / conversionCommon Stock 5,418 $12.75 $69,079.50
Disclosure

SEC source: 0000095953-21-000114 · wf-form4_164063619574256.xml · nonDerivative · entry 1

Hutter Christopher Gerald · CIK 0001805399 · Director · Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F2 · shares: Shares directly acquired by the reporting person as a result of their exercise of subscription rights and oversubscription privilege in connection with the issuer's rights offering.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:14 UTC Exercise / conversionSubscription Rights (Right to Buy) · Derivative 3,517 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000112 · wf-form4_164063608035401.xml · derivative · entry 2

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,517 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:14 UTC Exercise / conversionCommon Stock 3,517 $12.75 $44,841.75
Disclosure

SEC source: 0000095953-21-000112 · wf-form4_164063608035401.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F2 · shares: Shares directly acquired by the reporting person as a result of their exercise of subscription rights and oversubscription privilege in connection with the issuer's rights offering.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionSubscription Rights (Right to Buy) · Derivative 10,118 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 14

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 0

Underlying: Common Stock · 10,118 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F3 · derivative.underlying_shares: The Reporting Person is an advisor of Pittco Direct Investment I. Pittco Direct Investment I is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Pittco Direct Investment I shares in which the Reporting Person has no pecuniary interest.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionSubscription Rights (Right to Buy) · Derivative 11 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 13

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - G.E. Guy

Disclosed balance after: 0

Underlying: Common Stock · 11 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionSubscription Rights (Right to Buy) · Derivative 11 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 12

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - E.K. Guy

Disclosed balance after: 0

Underlying: Common Stock · 11 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionSubscription Rights (Right to Buy) · Derivative 18 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 11

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - H.L. Guy

Disclosed balance after: 0

Underlying: Common Stock · 18 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionCommon Stock · Derivative 18 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 10

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - H.V. Guy

Disclosed balance after: 0

Underlying: Common Stock · 18 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionSubscription Rights (Right to Buy) · Derivative 889 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 9

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Modern Holdings Incorporated

Disclosed balance after: 0

Underlying: Common Stock · 889 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionSubscription Rights (Right to Buy) · Derivative 5,837 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 8

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,837 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionCommon Stock 10,118 $12.75 $129,004.50
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 7

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 157,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F3 · shares: The Reporting Person is an advisor of Pittco Direct Investment I. Pittco Direct Investment I is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Pittco Direct Investment I shares in which the Reporting Person has no pecuniary interest.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionCommon Stock 11 $12.75 $140.25
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 6

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - G. E. Guy

Disclosed balance after: 147.904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
GrantCommon Stock 11 $12.75 $140.25
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 5

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child E. K. Guy

Disclosed balance after: 147.904

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionCommon Stock 18 $12.75 $229.50
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 4

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for child - H. L. Guy

Disclosed balance after: 154.904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
GrantCommon Stock 18 $12.75 $229.50
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 3

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - H. V. Guy

Disclosed balance after: 154.904

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionCommon Stock 889 $12.75 $11,334.75
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 2

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Modern Holdings Incorporated

Disclosed balance after: 7,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC
Guy Henry LDirector
Exercise / conversionCommon Stock 5,837 $12.75 $74,421.75
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,935.072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F2 · shares: Shares directly acquired by the reporting person as a result of their exercise of subscription rights and oversubscription privilege in connection with the issuer's rights offering.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:05 UTC Exercise / conversionSubscription Rights (Right to Buy) · Derivative 8,182 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000108 · wf-form4_164063553240462.xml · derivative · entry 2

Schauerman John P. · CIK 0001440820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,182 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:05 UTC Exercise / conversionCommon Stock 8,182 $12.75 $104,320.50
Disclosure

SEC source: 0000095953-21-000108 · wf-form4_164063553240462.xml · nonDerivative · entry 1

Schauerman John P. · CIK 0001440820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F2 · shares: Shares directly acquired by the reporting person as a result of their exercise of subscription rights and oversubscription privilege in connection with the issuer's rights offering.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:02 UTC
Tam Aaron MChief Financial Officer
Exercise / conversionSubscription Rights (Right to Buy) · Derivative 441 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000106 · wf-form4_164063531421215.xml · derivative · entry 2

Tam Aaron M · CIK 0001883056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 441 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:02 UTC
Tam Aaron MChief Financial Officer
Exercise / conversionCommon Stock 441 $12.75 $5,622.75
Disclosure

SEC source: 0000095953-21-000106 · wf-form4_164063531421215.xml · nonDerivative · entry 1

Tam Aaron M · CIK 0001883056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F2 · shares: Shares directly acquired by the reporting person as a result of their exercise of subscription rights and oversubscription privilege in connection with the issuer's rights offering.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:27 UTC
Guy Henry LDirector
PurchaseCommon Stock 24,985 $14.00 $349,752.52
Disclosure

SEC source: 0000095953-21-000102 · wf-form4_163969002828647.xml · nonDerivative · entry 3

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 147,745

Read SEC document
December 13, 2021 Filed Dec 16, 2021 21:27 UTC
Guy Henry LDirector
PurchaseCommon Stock 23,788 $13.99 $332,737.03
Disclosure

SEC source: 0000095953-21-000102 · wf-form4_163969002828647.xml · nonDerivative · entry 2

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 122,760

Read SEC document
December 01, 2021 Filed Dec 16, 2021 21:27 UTC
Guy Henry LDirector
PurchaseCommon Stock 7,920 $13.98 $110,758.82
Disclosure

SEC source: 0000095953-21-000102 · wf-form4_163969002828647.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 98,972

Read SEC document
November 30, 2021 Filed Dec 8, 2021 20:55 UTC
Guy Henry LDirector
PurchaseCommon Stock 6,403 $13.99 $89,545.96
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 5

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 91,052

Read SEC document
November 29, 2021 Filed Dec 8, 2021 20:55 UTC
Guy Henry LDirector
PurchaseCommon Stock 5,199 $13.99 $72,708.02
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 4

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 84,649

Read SEC document
November 26, 2021 Filed Dec 8, 2021 20:55 UTC
Guy Henry LDirector
PurchaseCommon Stock 4,450 $13.95 $62,097.97
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 3

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 79,450

Read SEC document
November 24, 2021 Filed Dec 8, 2021 20:55 UTC
Guy Henry LDirector
PurchaseCommon Stock 55,000 $14.52 $798,765.00
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 2

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 75,000

Read SEC document
November 22, 2021 Filed Dec 8, 2021 20:55 UTC
Guy Henry LDirector
PurchaseCommon Stock 20,000 $13.85 $277,002.00
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 20,000

Read SEC document
September 07, 2021 Filed Sep 9, 2021 14:01 UTC
Hutter Christopher GeraldDirector · Interim President and CEO
GrantCommon Stock 40,000 $11.65 $465,940.00
Disclosure

SEC source: 0000095953-21-000085 · wf-form4_163119605245576.xml · nonDerivative · entry 1

Hutter Christopher Gerald · CIK 0001805399 · Director · Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,158

Read SEC document
August 30, 2021 Filed Sep 17, 2021 20:22 UTC
Tam Aaron MChief Financial Officer
GrantCommon Stock 9,170 $11.45 $104,996.50
Disclosure

SEC source: 0000095953-21-000089 · wf-form4_163191013833805.xml · nonDerivative · entry 1

Tam Aaron M · CIK 0001883056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,770

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:29 UTC PurchaseCommon Stock 5,000 $10.76 $53,800.00
Disclosure

SEC source: 0000095953-21-000077 · wf-form4_162940495732083.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,256

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:34 UTC PurchaseCommon Stock 4,990 $10.89 $54,321.14
Disclosure

SEC source: 0000095953-21-000081 · wf-form4_162940523711731.xml · nonDerivative · entry 1

Hutter Christopher Gerald · CIK 0001805399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,158

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:32 UTC PurchaseCommon Stock 10,000 $10.98 $109,800.00
Disclosure

SEC source: 0000095953-21-000079 · wf-form4_162940509986322.xml · nonDerivative · entry 1

Schauerman John P. · CIK 0001440820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,366

Read SEC document
June 10, 2021 Filed Jun 10, 2021 21:43 UTC
Privet Fund Management LLC10% owner · See Explanation of Responses
Privet Fund LP10% owner · See Explanation of Responses
Levenson Ryan10% owner · See Explanation of Responses
PurchaseCommon Stock 15,000 $10.57 $158,521.50
Disclosure

SEC source: 0000921895-21-001584 · form410638005_06102021.xml · nonDerivative · entry 3

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,627,120

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $10.1000 to $10.6000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 21:43 UTC
Privet Fund Management LLC10% owner · See Explanation of Responses
Privet Fund LP10% owner · See Explanation of Responses
Levenson Ryan10% owner · See Explanation of Responses
PurchaseCommon Stock 5,665 $10.28 $58,225.44
Disclosure

SEC source: 0000921895-21-001584 · form410638005_06102021.xml · nonDerivative · entry 2

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,612,120

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $10.1450 to $10.2900, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:43 UTC
Privet Fund Management LLC10% owner · See Explanation of Responses
Privet Fund LP10% owner · See Explanation of Responses
Levenson Ryan10% owner · See Explanation of Responses
PurchaseCommon Stock 14,737 $10.06 $148,311.69
Disclosure

SEC source: 0000921895-21-001584 · form410638005_06102021.xml · nonDerivative · entry 1

Privet Fund Management LLC · CIK 0001539953 · 10% owner · See Explanation of Responses

Privet Fund LP · CIK 0001414517 · 10% owner · See Explanation of Responses

Levenson Ryan · CIK 0001363032 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Privet Fund LP

Disclosed balance after: 1,606,455

F1 · security: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $9.8050 to $10.1000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.

Read SEC document
June 04, 2021 Filed Jun 10, 2021 20:52 UTC GrantCommon Stock 50,000 $8.08 $403,750.00
Disclosure

SEC source: 0000095953-21-000064 · wf-form4_162335832231450.xml · nonDerivative · entry 1

Hutter Christopher Gerald · CIK 0001805399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,168

Read SEC document
May 25, 2021 Filed Jun 14, 2021 12:13 UTC GrantCommon Stock 10,000 $9.82 $98,200.00
Disclosure

SEC source: 0001663722-21-000001 · wf-form4_162367279596830.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,256

Read SEC document
May 24, 2021 Filed May 26, 2021 18:21 UTC
Gibson James GFormer Executive of Subsidiary
Tax withholdingCommon Stock 5,782 $9.75 $56,374.50
Disclosure

SEC source: 0000095953-21-000052 · wf-form4_162205327934807.xml · nonDerivative · entry 2

Gibson James G · CIK 0001541883 · Former Executive of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,095

Read SEC document
May 24, 2021 Filed May 27, 2021 15:36 UTC
Guy Henry LDirector
GrantCommon Stock 5,146 $9.72 $49,993.39
Disclosure

SEC source: 0000095953-21-000060 · wf-form4_162212976294264.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,098.072

Read SEC document
May 24, 2021 Filed May 27, 2021 15:33 UTC GrantCommon Stock 6,381 $9.72 $61,991.42
Disclosure

SEC source: 0000095953-21-000058 · wf-form4_162212957083224.xml · nonDerivative · entry 1

Schauerman John P. · CIK 0001440820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,366

Read SEC document
May 24, 2021 Filed May 27, 2021 15:30 UTC GrantCommon Stock 10,499 $9.72 $101,997.79
Disclosure

SEC source: 0000095953-21-000056 · wf-form4_162212938643351.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,256

Read SEC document
May 18, 2021 Filed May 21, 2021 18:16 UTC PurchaseCommon Stock 7,007 $9.81 $68,738.67
Disclosure

SEC source: 0000095953-21-000050 · wf-form4_162162098422769.xml · nonDerivative · entry 1

Schauerman John P. · CIK 0001440820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,985

Read SEC document
May 14, 2021 Filed May 26, 2021 18:21 UTC
Gibson James GFormer Executive of Subsidiary
GrantCommon Stock 11,072 $9.79 $108,339.52
Disclosure

SEC source: 0000095953-21-000052 · wf-form4_162205327934807.xml · nonDerivative · entry 1

Gibson James G · CIK 0001541883 · Former Executive of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,877

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:29 UTC
Cunningham Sarah MVP Corporate Administration
SaleCommon Stock 8,431 $10.05 $84,731.55
Disclosure

SEC source: 0000095953-21-000034 · wf-form4_161599855034663.xml · nonDerivative · entry 1

Cunningham Sarah M · CIK 0001663722 · VP Corporate Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,887

Read SEC document
February 19, 2021 Filed Feb 26, 2021 20:43 UTC
Gibson James GPresident of Subsidiary
Tax withholdingCommon Stock 308 $8.47 $2,608.76
Disclosure

SEC source: 0000095953-21-000028 · wf-form4_161437219070532.xml · nonDerivative · entry 1

Gibson James G · CIK 0001541883 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,805

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.