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Guy Henry L

Disclosed activity across 1 company

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39883
SEC CIK
0001527731

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASCENT INDUSTRIES CO.ACNT · Entity 6584DirectorJune 10, 2026June 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASCENT INDUSTRIES CO.

Report date June 10, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect76,093.072 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 4,783 · Balance 76,093.072

F1: Shares vest in quarterly installments of 25% beginning from date of grant.

Common StockSEC Table I · non-derivativeIndirectUTMA for Child - H. V. Guy154.904 Reported balance Holding disclosure · report date 2026-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 154.904

Common StockSEC Table I · non-derivativeIndirectUTMA for Child - G. E. Guy147.904 Reported balance Holding disclosure · report date 2026-06-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 147.904

Common StockSEC Table I · non-derivativeIndirectUTMA for Child E. K. Guy147.904 Reported balance Holding disclosure · report date 2026-06-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 147.904

Common StockSEC Table I · non-derivativeIndirectUTMA for child - H. L. Guy154.904 Reported balance Holding disclosure · report date 2026-06-10 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 154.904

Common StockSEC Table I · non-derivativeIndirectInvestment Advisor157,863 Reported balance Holding disclosure · report date 2026-06-10 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 157,863

Filing footnotes · ownership attribution and instrument terms

F1: Shares vest in quarterly installments of 25% beginning from date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 10, 2026 17:57 UTC ASCENT INDUSTRIES CO. ACNT · Entity 6584 GrantCommon Stock 4,783 $13.59 $65,000.97
Disclosure

SEC source: 0000095953-26-000092 · wk-form4_1781114235.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,093.072

F1 · shares: Shares vest in quarterly installments of 25% beginning from date of grant.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 20:04 UTC ASCENT INDUSTRIES CO. ACNT · Entity 6584 GrantCommon Stock 2,382 $12.60 $30,001.29
Disclosure

SEC source: 0000095953-25-000062 · wk-form4_1750968253.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,310.072

F1 · balance_after: Shares vest in quarterly installments of 25% beginning from date of grant.

Read SEC document
June 12, 2024 Filed Jun 20, 2024 20:13 UTC ASCENT INDUSTRIES CO. ACNT · Entity 6584 GrantCommon Stock 2,944 $10.19 $29,999.36
Disclosure

SEC source: 0000095953-24-000046 · wk-form4_1718914383.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,928.072

Read SEC document
June 13, 2023 Filed Jun 28, 2023 20:26 UTC ASCENT INDUSTRIES CO. ACNT · Entity 6584 GrantCommon Stock 2,993 $10.03 $30,004.83
Disclosure

SEC source: 0000095953-23-000043 · wf-form4_168798397391393.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,984.072

Read SEC document
June 06, 2022 Filed Jun 15, 2022 20:10 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 3,056 $16.69 $51,004.64
Disclosure

SEC source: 0000095953-22-000072 · wf-form4_165532383515446.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,991.072

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionSubscription Rights (Right to Buy) · Derivative 10,118 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 14

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 0

Underlying: Common Stock · 10,118 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F3 · derivative.underlying_shares: The Reporting Person is an advisor of Pittco Direct Investment I. Pittco Direct Investment I is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Pittco Direct Investment I shares in which the Reporting Person has no pecuniary interest.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionSubscription Rights (Right to Buy) · Derivative 11 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 13

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - G.E. Guy

Disclosed balance after: 0

Underlying: Common Stock · 11 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionSubscription Rights (Right to Buy) · Derivative 11 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 12

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - E.K. Guy

Disclosed balance after: 0

Underlying: Common Stock · 11 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionSubscription Rights (Right to Buy) · Derivative 18 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 11

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - H.L. Guy

Disclosed balance after: 0

Underlying: Common Stock · 18 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionCommon Stock · Derivative 18 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 10

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - H.V. Guy

Disclosed balance after: 0

Underlying: Common Stock · 18 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionSubscription Rights (Right to Buy) · Derivative 889 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 9

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Modern Holdings Incorporated

Disclosed balance after: 0

Underlying: Common Stock · 889 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionSubscription Rights (Right to Buy) · Derivative 5,837 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · derivative · entry 8

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,837 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionCommon Stock 10,118 $12.75 $129,004.50
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 7

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 157,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F3 · shares: The Reporting Person is an advisor of Pittco Direct Investment I. Pittco Direct Investment I is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Pittco Direct Investment I shares in which the Reporting Person has no pecuniary interest.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionCommon Stock 11 $12.75 $140.25
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 6

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - G. E. Guy

Disclosed balance after: 147.904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 11 $12.75 $140.25
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 5

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child E. K. Guy

Disclosed balance after: 147.904

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionCommon Stock 18 $12.75 $229.50
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 4

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for child - H. L. Guy

Disclosed balance after: 154.904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 18 $12.75 $229.50
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 3

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - H. V. Guy

Disclosed balance after: 154.904

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionCommon Stock 889 $12.75 $11,334.75
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 2

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Modern Holdings Incorporated

Disclosed balance after: 7,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

Read SEC document
December 16, 2021 Filed Dec 27, 2021 20:13 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 Exercise / conversionCommon Stock 5,837 $12.75 $74,421.75
Disclosure

SEC source: 0000095953-21-000110 · wf-form4_164063596434637.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,935.072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 30, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of it common stock as of 5:00 p.m. New York Time, on November 29, 2021. Each eligible recordholder received on Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase 0.083768 shares of common stock at a subscription price of $12.75 per whole share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for the rights offering. The rights offering expired on December 16, 2021 and the Company announced the results of the offering on December 17, 2021.

F2 · shares: Shares directly acquired by the reporting person as a result of their exercise of subscription rights and oversubscription privilege in connection with the issuer's rights offering.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:27 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 24,985 $14.00 $349,752.52
Disclosure

SEC source: 0000095953-21-000102 · wf-form4_163969002828647.xml · nonDerivative · entry 3

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 147,745

Read SEC document
December 13, 2021 Filed Dec 16, 2021 21:27 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 23,788 $13.99 $332,737.03
Disclosure

SEC source: 0000095953-21-000102 · wf-form4_163969002828647.xml · nonDerivative · entry 2

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 122,760

Read SEC document
December 01, 2021 Filed Dec 16, 2021 21:27 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 7,920 $13.98 $110,758.82
Disclosure

SEC source: 0000095953-21-000102 · wf-form4_163969002828647.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 98,972

Read SEC document
November 30, 2021 Filed Dec 8, 2021 20:55 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 6,403 $13.99 $89,545.96
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 5

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 91,052

Read SEC document
November 29, 2021 Filed Dec 8, 2021 20:55 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 5,199 $13.99 $72,708.02
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 4

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 84,649

Read SEC document
November 26, 2021 Filed Dec 8, 2021 20:55 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 4,450 $13.95 $62,097.97
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 3

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 79,450

Read SEC document
November 24, 2021 Filed Dec 8, 2021 20:55 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 55,000 $14.52 $798,765.00
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 2

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 75,000

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November 22, 2021 Filed Dec 8, 2021 20:55 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 20,000 $13.85 $277,002.00
Disclosure

SEC source: 0000095953-21-000100 · wf-form4_163899690776940.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Advisor

Disclosed balance after: 20,000

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May 24, 2021 Filed May 27, 2021 15:36 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 5,146 $9.72 $49,993.39
Disclosure

SEC source: 0000095953-21-000060 · wf-form4_162212976294264.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,098.072

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December 18, 2020 Filed Dec 18, 2020 19:11 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 6,253 $7.99 $49,961.47
Disclosure

SEC source: 0000095953-20-000158 · wf-form4_160831868615871.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,952.072

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May 15, 2020 Filed May 18, 2020 19:35 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 1,000 $9.70 $9,697.60
Disclosure

SEC source: 0000095953-20-000073 · wf-form4_158983049131877.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,699.072

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July 09, 2019 Filed Jul 10, 2019 14:51 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 1,570 $19.11 $29,994.85
Disclosure

SEC source: 0000095953-19-000080 · wf-form4_156277030395921.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,699.072

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March 20, 2019 Filed Mar 21, 2019 19:02 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 1,600 $15.40 $24,638.08
Disclosure

SEC source: 0000095953-19-000049 · wf-form4_155319494321234.xml · nonDerivative · entry 2

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Modern Holdings Incorporated

Disclosed balance after: 7,000

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January 24, 2019 Filed Jan 24, 2019 19:02 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 1,615 $18.58 $29,998.63
Disclosure

SEC source: 0000095953-19-000008 · wf-form4_154835650464225.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,129.072

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December 12, 2018 Filed Feb 8, 2019 19:43 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 2.112 $16.10 $34.01
Disclosure

SEC source: 0000095953-19-000013 · wf-form4_154965500081206.xml · nonDerivative · entry 4

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child E. K. Guy

Disclosed balance after: 136.904

F1 · shares: Amount shown represents shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement.

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December 12, 2018 Filed Feb 8, 2019 19:43 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 2.112 $16.10 $34.01
Disclosure

SEC source: 0000095953-19-000013 · wf-form4_154965500081206.xml · nonDerivative · entry 3

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - G. E. Guy

Disclosed balance after: 136.904

F1 · shares: Amount shown represents shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement.

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December 12, 2018 Filed Feb 8, 2019 19:43 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 OtherCommon Stock 2.112 $16.10 $34.01
Disclosure

SEC source: 0000095953-19-000013 · wf-form4_154965500081206.xml · nonDerivative · entry 2

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for child - H. L. Guy

Disclosed balance after: 136.904

F1 · shares: Amount shown represents shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement.

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December 12, 2018 Filed Feb 8, 2019 19:43 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 OtherCommon Stock 2.112 $16.10 $34.01
Disclosure

SEC source: 0000095953-19-000013 · wf-form4_154965500081206.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA for Child - H. V. Guy

Disclosed balance after: 136.904

F1 · shares: Amount shown represents shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement.

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June 13, 2018 Filed Jun 14, 2018 15:50 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 5,000 $19.89 $99,450.00
Disclosure

SEC source: 0000095953-18-000052 · wf-form4_152899141660606.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Modern Holdings Incorporated

Disclosed balance after: 5,400

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May 18, 2017 Filed May 23, 2017 20:25 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 2,105 $11.88 $24,996.88
Disclosure

SEC source: 0000095953-17-000050 · wf-form4_149557111485223.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,514.072

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March 21, 2017 Filed Mar 23, 2017 16:44 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 GrantCommon Stock 400 $11.70 $4,680.00
Disclosure

SEC source: 0000095953-17-000031 · wf-form4_149028744600803.xml · nonDerivative · entry 6

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Modern Holdings Incorporated

Disclosed balance after: 400

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March 21, 2017 Filed Mar 23, 2017 16:44 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 4,200 $11.60 $48,720.00
Disclosure

SEC source: 0000095953-17-000031 · wf-form4_149028744600803.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,409.072

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September 06, 2016 Filed Sep 7, 2016 15:40 UTC ASCENT INDUSTRIES CO. SYNL · Entity 6584 PurchaseCommon Stock 20,000 $7.45 $149,098.00
Disclosure

SEC source: 0000095953-16-000213 · wf-form4_147326283311712.xml · nonDerivative · entry 1

Guy Henry L · CIK 0001527731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,209.072

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.