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AXCELIS TECHNOLOGIES INC

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4152
SEC CIK
0001113232
Parsed reports
476

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202601
May 2026016
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2017 Filed Feb 17, 2017 21:15 UTC
Bintz William JEVP, Product Development
Disposition to issuerCommon Stock 2,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 1

Bintz William J · CIK 0001411134 · EVP, Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,476

F1 · price: These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:12 UTC
PUMA MARY GDirector · President and CEO
Tax withholdingCommon Stock 4,969 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012073 · doc4.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,087

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017.

F3 · balance_after: On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 75,000 were issuable on vesting of other restricted stock units which remain subject to forfeiture.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:12 UTC
PUMA MARY GDirector · President and CEO
Disposition to issuerCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012073 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,056

F1 · price: These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:11 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
Tax withholdingCommon Stock 1,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012068 · doc4.xml · nonDerivative · entry 2

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,572

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017.

F3 · balance_after: On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 19,091 were issuable on vesting of other restricted stock units which remain subject to forfeiture.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:11 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
Disposition to issuerCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012068 · doc4.xml · nonDerivative · entry 1

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,809

F1 · price: These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:10 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
Tax withholdingCommon Stock 1,240 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012065 · doc4.xml · nonDerivative · entry 2

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,491

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017.

F3 · balance_after: On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 19,091 were issuable on vesting of other restricted stock units which remain subject to forfeiture.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:10 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
Disposition to issuerCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012065 · doc4.xml · nonDerivative · entry 1

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,731

F1 · price: These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:08 UTC
ALDEBORGH JOHN EEVP, Customer Operations
Tax withholdingCommon Stock 1,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012063 · doc4.xml · nonDerivative · entry 2

ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,793

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017.

F3 · balance_after: On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 20,455 were issuable on vesting of other restricted stock units which remain subject to forfeiture.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:08 UTC
ALDEBORGH JOHN EEVP, Customer Operations
Disposition to issuerCommon Stock 2,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012063 · doc4.xml · nonDerivative · entry 1

ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,338

F1 · price: These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:33 UTC
BREWER KEVIN JEVP & Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 18,876 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001209191-17-011091 · doc4.xml · derivative · entry 5

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,876 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:33 UTC
BREWER KEVIN JEVP & Chief Financial Officer
SaleCommon Stock 2,915 $16.50 $48,097.50
Disclosure

SEC source: 0001209191-17-011091 · doc4.xml · nonDerivative · entry 4

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,636

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:33 UTC
BREWER KEVIN JEVP & Chief Financial Officer
SaleCommon Stock 1,650 $16.45 $27,142.50
Disclosure

SEC source: 0001209191-17-011091 · doc4.xml · nonDerivative · entry 3

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,551

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:33 UTC
BREWER KEVIN JEVP & Chief Financial Officer
SaleCommon Stock 14,311 $16.40 $234,700.40
Disclosure

SEC source: 0001209191-17-011091 · doc4.xml · nonDerivative · entry 2

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,201

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:33 UTC
BREWER KEVIN JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 18,876 $3.72 $70,218.72
Disclosure

SEC source: 0001209191-17-011091 · doc4.xml · nonDerivative · entry 1

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Of the shares held as of February 13, 2017, 40,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
Exercise / conversionStock option (right to buy) · Derivative 4,996 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · derivative · entry 12

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,996 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
SaleCommon Stock 4,996 $16.35 $81,684.60
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 10

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,276

F1 · balance_after: Of the shares held as of February 6, 2017 and February 7, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
Exercise / conversionCommon Stock 4,996 $3.72 $18,585.12
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 9

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
SaleCommon Stock 146 $16.50 $2,409.00
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 15

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,636

F1 · balance_after: Of the shares held as of February 6, 2017 and February 7, 2017, 40,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 146 $3.72 $543.12
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 14

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:00 UTC
Bintz William JEVP, Product Development
Exercise / conversionStock Option (right to buy) · Derivative 11,508 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001209191-17-009130 · doc4.xml · derivative · entry 3

Bintz William J · CIK 0001411134 · EVP, Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,992

Underlying: Common Stock · 11,508 shares

Expires 2021-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:00 UTC
Bintz William JEVP, Product Development
SaleCommon Stock 11,508 $16.34 $188,040.72
Disclosure

SEC source: 0001209191-17-009130 · doc4.xml · nonDerivative · entry 2

Bintz William J · CIK 0001411134 · EVP, Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,203

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:00 UTC
Bintz William JEVP, Product Development
Exercise / conversionCommon Stock 11,508 $6.40 $73,651.20
Disclosure

SEC source: 0001209191-17-009130 · doc4.xml · nonDerivative · entry 1

Bintz William J · CIK 0001411134 · EVP, Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Of the shares held as of February 7, 2017, 27,274 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
Exercise / conversionStock Option (right to buy) · Derivative 32,504 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · derivative · entry 11

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,996

Underlying: Common Stock · 32,504 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
SaleCommon Stock 8,088 $16.40 $132,643.20
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 8

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,276

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
SaleCommon Stock 1,700 $16.48 $28,016.00
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 7

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,364

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
SaleCommon Stock 7,400 $16.45 $121,730.00
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 6

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,064

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
SaleCommon Stock 500 $16.53 $8,262.50
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 5

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,464

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
SaleCommon Stock 13,500 $16.50 $222,750.00
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 4

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,964

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
SaleCommon Stock 1,138 $16.55 $18,833.90
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 3

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,464

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
SaleCommon Stock 178 $16.60 $2,954.80
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 2

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,602

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:23 UTC
FALLON LYNNETTE CExecutive VP, HR/Legal
Exercise / conversionCommon Stock 32,504 $3.72 $120,914.88
Disclosure

SEC source: 0001209191-17-008675 · doc4.xml · nonDerivative · entry 1

FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Of the shares held as of February 6, 2017 and February 7, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
Exercise / conversionStock option (right to buy) · Derivative 7,813 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · derivative · entry 12

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 7,813 shares

Expires 2021-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
Exercise / conversionStock option (right to buy) · Derivative 4,687 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · derivative · entry 11

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,689

Underlying: Common Stock · 4,687 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
Exercise / conversionStock Option (right to buy) · Derivative 3,125 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · derivative · entry 10

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
SaleCommon Stock 7,813 $16.45 $128,523.85
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 8

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,354

F1 · balance_after: Of the shares held as of February 6, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
SaleCommon Stock 2,600 $16.47 $42,822.00
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 7

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,167

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
SaleCommon Stock 100 $16.50 $1,650.00
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 6

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,767

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
SaleCommon Stock 1,987 $16.45 $32,686.15
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 5

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,867

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
SaleCommon Stock 3,125 $16.50 $51,562.50
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 4

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,854

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
Exercise / conversionCommon Stock 7,813 $7.20 $56,253.60
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 3

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
Exercise / conversionCommon Stock 4,687 $7.96 $37,308.52
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 2

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:29 UTC
Lawson Douglas A.EVP, Corporate Mktg & Strategy
Exercise / conversionCommon Stock 3,125 $3.72 $11,625.00
Disclosure

SEC source: 0001209191-17-008688 · doc4.xml · nonDerivative · entry 1

Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Of the shares held as of February 6, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 146 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · derivative · entry 18

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,876

Underlying: Common Stock · 146 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 06, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 31,250 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · derivative · entry 17

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 18,478 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · derivative · entry 16

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,022

Underlying: Common Stock · 18,478 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
SaleCommon Stock 2,200 $16.45 $36,190.00
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 13

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,636

F1 · balance_after: Of the shares held as of February 6, 2017 and February 7, 2017, 40,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.

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February 06, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
SaleCommon Stock 19,812 $16.40 $324,916.80
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 12

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,836

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
SaleCommon Stock 100 $16.43 $1,643.00
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 11

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,648

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
SaleCommon Stock 1,600 $16.53 $26,448.00
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 10

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,748

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:28 UTC
BREWER KEVIN JEVP & Chief Financial Officer
SaleCommon Stock 18,066 $16.50 $298,089.00
Disclosure

SEC source: 0001209191-17-008687 · doc4.xml · nonDerivative · entry 9

BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,348

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.