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Nasdaq · USD

ACGL

ARCH CAPITAL GROUP LTD.

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3120
SEC CIK
0000947484
Parsed reports
436

Last 12 months

Inside the activity.

1 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202601
Mar 202603
Apr 202610
May 202601
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2021 Filed Nov 12, 2021 21:38 UTC
Rajeh MaamounChairman & CEO Arch Re Group
Exercise / conversionCommon Shares, $.0011 par value per share 48,390 $14.22 $687,946.11
Disclosure

SEC source: 0001179110-21-010098 · edgar.xml · nonDerivative · entry 1

Rajeh Maamoun · CIK 0001718249 · Chairman & CEO Arch Re Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2021 Filed Jan 21, 2022 21:43 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 61,628 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000555 · edgar.xml · nonDerivative · entry 6

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Company

Disclosed balance after: 2,071,695

F1 · ownership.nature: The company is 100% owned by the reporting person.

Read SEC document
October 21, 2021 Filed Jan 21, 2022 21:43 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 61,628 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000555 · edgar.xml · nonDerivative · entry 5

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,572

Read SEC document
October 11, 2021 Filed Jan 21, 2022 21:43 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 1,980 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000555 · edgar.xml · nonDerivative · entry 4

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Company

Disclosed balance after: 2,010,067

F1 · ownership.nature: The company is 100% owned by the reporting person.

Read SEC document
October 11, 2021 Filed Jan 21, 2022 21:43 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 1,980 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000555 · edgar.xml · nonDerivative · entry 3

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Read SEC document
October 06, 2021 Filed Feb 11, 2022 22:14 UTC GiftCommon Shares, $.0011 par value per share 53,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001107 · edgar.xml · nonDerivative · entry 5

Vollaro John D · CIK 0001304230 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 53,000

F6 · ownership.nature: Such common shares are held by an irrevocable trust for which the reporting person is a co-trustee.

Read SEC document
October 06, 2021 Filed Feb 11, 2022 22:14 UTC GiftCommon Shares, $.0011 par value per share 53,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001107 · edgar.xml · nonDerivative · entry 4

Vollaro John D · CIK 0001304230 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,789

F5 · ownership.nature: Such common shares are held by a revocable trust for which the reporting person's spouse serves as trustee.

Read SEC document
October 05, 2021 Filed Jan 21, 2022 21:43 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 2,008,087 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000555 · edgar.xml · nonDerivative · entry 2

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Company

Disclosed balance after: 2,008,087

F1 · ownership.nature: The company is 100% owned by the reporting person.

Read SEC document
October 05, 2021 Filed Jan 21, 2022 21:43 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 2,008,087 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000555 · edgar.xml · nonDerivative · entry 1

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,200

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:24 UTC Disposition to issuerDepositary Shares, Series E 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001179110-21-009038 · edgar.xml · nonDerivative · entry 1

Posner Brian S · CIK 0001372455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Each Depositary Share Represents 1/1,000th interest in a Series E Non-Cumulative Preferred Share.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 21:12 UTC
Morin FrancoisEVP and CFO
SaleCommon Shares, $.0011 par value per share 5,000 $42.04 $210,223.00
Disclosure

SEC source: 0001179110-21-008386 · edgar.xml · nonDerivative · entry 1

Morin Francois · CIK 0001741826 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,429

F2 · price: Represents a weighted average sale price; the sales prices range from $42.04 to $42.05. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

F1 · balance_after: Amount includes 765 common shares acquired on May 31, 2021 under the Arch Capital Group Ltd. Employee Share Purchase Plan.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:26 UTC GrantCommon Shares, $.0011 par value per share 2,178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008271 · edgar.xml · nonDerivative · entry 2

MALLESCH EILEEN A · CIK 0001444790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares (pro-rata) that will vest on May 1, 2022.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:26 UTC GrantCommon Shares, $.0011 par value per share 2,178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008271 · edgar.xml · nonDerivative · entry 1

MALLESCH EILEEN A · CIK 0001444790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

F1 · price: Represents shares granted as part of the director elected annual retainer (pro-rata) for serving as a director of the Issuer.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:25 UTC GrantCommon Shares, $.0011 par value per share 2,178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008269 · edgar.xml · nonDerivative · entry 1

Ebong Francis · CIK 0001878085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares (pro-rata) that will vest on May 1, 2022.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:26 UTC
Morin FrancoisEVP and CFO
Exercise / conversionShare Appreciation Right · Derivative 3,200 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001179110-21-008089 · edgar.xml · derivative · entry 3

Morin Francois · CIK 0001741826 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 3,200 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments; the first installment became exercisable on October 3, 2012 and the next two installments on October 3, 2013 and October 3, 2014, subject to the applicable award agreement.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:26 UTC
Morin FrancoisEVP and CFO
Tax withholdingCommon Shares, $.0011 par value per share 840 $40.58 $34,087.20
Disclosure

SEC source: 0001179110-21-008089 · edgar.xml · nonDerivative · entry 2

Morin Francois · CIK 0001741826 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,664

F2 · kind: In connection with the exercise of the share appreciation rights award described in Table II, 840 common shares were disposed of in satisfaction of the exercise price and taxes. The reporting person received a net issuance of 2,360 common shares.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:26 UTC
Morin FrancoisEVP and CFO
Exercise / conversionCommon Shares, $.0011 par value per share 3,200 $10.64 $34,058.56
Disclosure

SEC source: 0001179110-21-008089 · edgar.xml · nonDerivative · entry 1

Morin Francois · CIK 0001741826 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:14 UTC SaleDepositary Shares, Series E 4,000 $25.24 $100,971.20
Disclosure

SEC source: 0001179110-21-006739 · edgar.xml · nonDerivative · entry 1

Posner Brian S · CIK 0001372455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · security: Each Depositary Share Represents 1/1,000th interest in a Series E Non-Cumulative Preferred Share.

F2 · price: Represents a weighted average sale price; the sale prices range from $25.24 to $25.2435. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:04 UTC
Todd ChristineSVP & Chief Investment Officer
GrantStock Option (right to buy) · Derivative 20,030 $0.00 Strike: $39.71 $0.00
Disclosure

SEC source: 0001179110-21-006515 · edgar.xml · derivative · entry 2

Todd Christine · CIK 0001864958 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,030

Underlying: Common Shares, $.0011 par value per share · 20,030 shares

Expires 2031-06-07

F2 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing June 7, 2022, and the next two installments on June 7, 2023 and June 7, 2024, subject to the applicable award agreement.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:04 UTC
Todd ChristineSVP & Chief Investment Officer
GrantCommon Shares, $.0011 par value per share 20,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006515 · edgar.xml · nonDerivative · entry 1

Todd Christine · CIK 0001864958 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,030

F1 · price: Represents restricted shares that vest in three equal annual installments, commencing June 7, 2022, and the next two installments on June 7, 2023 and June 7, 2024, subject to the applicable award agreement.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:27 UTC
Hutchings W PrestonSVP & Chief Investment Officer
SaleCommon Shares, $.0011 par value per share 37,500 $39.51 $1,481,715.00
Disclosure

SEC source: 0001179110-21-006134 · edgar.xml · nonDerivative · entry 3

Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 427,097

F3 · price: Represents a weighted average sale price; the sales prices range from $39.50 to $39.57. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission.

F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.

Read SEC document
May 20, 2021 Filed May 20, 2021 22:47 UTC
PETRILLO LOUIS TOfficer of Subsidiary
GiftCommon Shares, $.0011 par value per share 154 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005638 · edgar.xml · nonDerivative · entry 4

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,162

Read SEC document
May 20, 2021 Filed May 20, 2021 22:47 UTC
PETRILLO LOUIS TOfficer of Subsidiary
SaleCommon Shares, $.0011 par value per share 30,360 $40.21 $1,220,642.02
Disclosure

SEC source: 0001179110-21-005638 · edgar.xml · nonDerivative · entry 3

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,316

F3 · price: Represents a weighted average sale price; the sales prices range from $40.00 to $40.37. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:47 UTC
PETRILLO LOUIS TOfficer of Subsidiary
Exercise / conversionShare Appreciation Right · Derivative 36,000 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001179110-21-005638 · edgar.xml · derivative · entry 5

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 36,000 shares

Expires 2022-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments; the first installment became exercisable on May 9, 2013 and the next two installments on May 9, 2014 and May 9, 2015, subject to the applicable award agreement.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:47 UTC
PETRILLO LOUIS TOfficer of Subsidiary
Tax withholdingCommon Shares, $.0011 par value per share 23,511 $40.17 $944,436.87
Disclosure

SEC source: 0001179110-21-005638 · edgar.xml · nonDerivative · entry 2

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,676

F2 · kind: In connection with the exercise of the share appreciation rights award described in Table II, 23,511 common shares were disposed of in satisfaction of the exercise price and taxes. The reporting person received a net issuance of 12,489 common shares.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:47 UTC
PETRILLO LOUIS TOfficer of Subsidiary
Exercise / conversionCommon Shares, $.0011 par value per share 36,000 $12.86 $462,960.00
Disclosure

SEC source: 0001179110-21-005638 · edgar.xml · nonDerivative · entry 1

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 20, 2021 22:33 UTC
Rajeh MaamounChairman & CEO Arch Re Group
SaleCommon Shares, $.0011 par value per share 5,496 $40.45 $222,314.30
Disclosure

SEC source: 0001179110-21-005630 · edgar.xml · nonDerivative · entry 1

Rajeh Maamoun · CIK 0001718249 · Chairman & CEO Arch Re Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,514

F1 · price: Represents a weighted average sale price; the sales prices range from $40.45 to $40.4550. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

Read SEC document
May 14, 2021 Filed May 18, 2021 21:42 UTC
Morin FrancoisEVP and CFO
SaleCommon Shares, $.0011 par value per share 15,000 $40.15 $602,292.00
Disclosure

SEC source: 0001179110-21-005527 · edgar.xml · nonDerivative · entry 1

Morin Francois · CIK 0001741826 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,304

F1 · price: Represents a weighted average sale price; the sales prices range from $40.14 to $40.19. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

Read SEC document
May 11, 2021 Filed May 13, 2021 18:38 UTC
PETRILLO LOUIS TOfficer of Subsidiary
Tax withholdingCommon Shares, $.0011 par value per share 856 $39.58 $33,880.48
Disclosure

SEC source: 0001179110-21-005274 · edgar.xml · nonDerivative · entry 1

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,187

F1 · kind: Represents shares withheld to pay taxes due upon vesting of restricted stock.

F1 · shares: Represents shares withheld to pay taxes due upon vesting of restricted stock.

Read SEC document
May 11, 2021 Filed May 13, 2021 18:37 UTC
Gansberg DavidCEO, Global Mortgage Group
Tax withholdingCommon Shares, $.0011 par value per share 1,319 $39.58 $52,206.02
Disclosure

SEC source: 0001179110-21-005273 · edgar.xml · nonDerivative · entry 1

Gansberg David · CIK 0001769539 · CEO, Global Mortgage Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,245

F1 · kind: Represents shares withheld to pay taxes due upon vesting of restricted stock.

F1 · shares: Represents shares withheld to pay taxes due upon vesting of restricted stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:41 UTC
Rajeh MaamounChairman & CEO Arch Re Group
SaleCommon Shares, $.0011 par value per share 29,790 $40.52 $1,207,025.26
Disclosure

SEC source: 0001179110-21-005244 · edgar.xml · nonDerivative · entry 1

Rajeh Maamoun · CIK 0001718249 · Chairman & CEO Arch Re Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,010

F1 · price: Represents a weighted average sale price; the sales prices range from $40.465 to $40.565. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:20 UTC
GRANDISSON MARCDirector · CEO
Exercise / conversionShare Appreciation Right · Derivative 36,000 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001179110-21-005001 · edgar.xml · derivative · entry 7

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 36,000 shares

Expires 2021-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2012 and the next two installments on May 6, 2013 and May 6, 2014, subject to the applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:20 UTC
GRANDISSON MARCDirector · CEO
Tax withholdingCommon Shares, $.0011 par value per share 10,233 $39.77 $406,966.41
Disclosure

SEC source: 0001179110-21-005001 · edgar.xml · nonDerivative · entry 4

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,129,287

F3 · kind: In connection with the exercise of the share appreciation rights award described in Table II, 10,233 common shares were disposed of in satisfaction of the exercise price. The reporting person received a net issuance of 25,767 common shares.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:20 UTC
GRANDISSON MARCDirector · CEO
Exercise / conversionCommon Shares, $.0011 par value per share 36,000 $11.30 $406,954.80
Disclosure

SEC source: 0001179110-21-005001 · edgar.xml · nonDerivative · entry 3

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,139,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:32 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005117 · edgar.xml · nonDerivative · entry 1

Sunshine Eugene S · CIK 0001317973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,005

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:31 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005116 · edgar.xml · nonDerivative · entry 1

PAGLIA LOUIS J · CIK 0001199584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,700

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:31 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005115 · edgar.xml · nonDerivative · entry 1

Goodman Laurie · CIK 0001612789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,127

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:30 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005114 · edgar.xml · nonDerivative · entry 1

Doppstadt Eric · CIK 0001504815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,781

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:29 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005113 · edgar.xml · nonDerivative · entry 2

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,315

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:29 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005113 · edgar.xml · nonDerivative · entry 1

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,172

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:29 UTC
PASQUESI JOHN MDirector · Chairman
GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005112 · edgar.xml · nonDerivative · entry 3

PASQUESI JOHN M · CIK 0001227099 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,143

F5 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:29 UTC
PASQUESI JOHN MDirector · Chairman
GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005112 · edgar.xml · nonDerivative · entry 2

PASQUESI JOHN M · CIK 0001227099 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 774,537

F4 · price: Represents shares granted as part of the director-elected retainer for serving as the Chairman of the Issuer. Upon grant, the reporting person contributed such shares to a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

F6 · balance_after: Amount includes 5,058 common shares that were previously reported as directly owned by the reporting person and were contributed to the trust on May 5, 2021.

F1 · ownership.nature: The common shares are held by a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

Read SEC document
May 06, 2021 Filed May 10, 2021 23:29 UTC
PASQUESI JOHN MDirector · Chairman
GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005112 · edgar.xml · nonDerivative · entry 1

PASQUESI JOHN M · CIK 0001227099 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 766,336

F3 · price: Represents shares granted as part of the director-elected retainer for serving as a director of the Issuer. Upon grant, the reporting person contributed such shares to a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

F1 · ownership.nature: The common shares are held by a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

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May 06, 2021 Filed May 10, 2021 23:28 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005111 · edgar.xml · nonDerivative · entry 2

KILCOYNE MOIRA A. · CIK 0001743252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,111

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022.

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May 06, 2021 Filed May 10, 2021 23:28 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005111 · edgar.xml · nonDerivative · entry 1

KILCOYNE MOIRA A. · CIK 0001743252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,968

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

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May 06, 2021 Filed May 10, 2021 23:28 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005110 · edgar.xml · nonDerivative · entry 2

Posner Brian S · CIK 0001372455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,087

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022.

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May 06, 2021 Filed May 10, 2021 23:28 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005110 · edgar.xml · nonDerivative · entry 1

Posner Brian S · CIK 0001372455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,944

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

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May 06, 2021 Filed May 10, 2021 23:27 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005109 · edgar.xml · nonDerivative · entry 2

BUNCE JOHN L JR · CIK 0001084943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095,336

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2022.

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May 06, 2021 Filed May 10, 2021 23:27 UTC GrantCommon Shares, $.0011 par value per share 3,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005109 · edgar.xml · nonDerivative · entry 1

BUNCE JOHN L JR · CIK 0001084943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,092,193

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

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May 05, 2021 Filed May 7, 2021 20:20 UTC
GRANDISSON MARCDirector · CEO
Exercise / conversionShare Appreciation Right · Derivative 36,000 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001179110-21-005001 · edgar.xml · derivative · entry 6

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Shares, $.0011 par value per share · 36,000 shares

Expires 2021-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2012 and the next two installments on May 6, 2013 and May 6, 2014, subject to the applicable award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.