Last 12 months
Inside the activity.
1 purchase rows · 41 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 17 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 4 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2021 Filed Mar 24, 2021 21:47 UTC |
Rubenstein GordonDirector
|
SaleClass A-1 Common Stock | 5,000 | $10.50 | $52,501.50 |
DisclosureSEC source: 0001209191-21-022910 · doc4.xml · nonDerivative · entry 2 Rubenstein Gordon · CIK 0001794004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 237,615 F1 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 19, 2021 Filed Mar 24, 2021 21:47 UTC |
Rubenstein GordonDirector
|
SaleClass A-1 Common Stock | 5,000 | $11.00 | $55,000.00 |
DisclosureSEC source: 0001209191-21-022910 · doc4.xml · nonDerivative · entry 1 Rubenstein Gordon · CIK 0001794004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 242,615 F1 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 01:52 UTC |
Rubenstein Andrew H.Director · CEO and President · 10% owner
|
GiftGift | 6,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021973 · doc4.xml · nonDerivative · entry 2 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,251,283 Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 01:50 UTC |
Rubenstein GordonDirector
|
SaleClass A-1 Common Stock | 5,000 | $11.00 | $55,000.00 |
DisclosureSEC source: 0001209191-21-021972 · doc4.xml · nonDerivative · entry 3 Rubenstein Gordon · CIK 0001794004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 247,615 F1 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 01:50 UTC |
Rubenstein GordonDirector
|
SaleClass A-1 Common Stock | 5,000 | $11.47 | $57,350.00 |
DisclosureSEC source: 0001209191-21-021972 · doc4.xml · nonDerivative · entry 2 Rubenstein Gordon · CIK 0001794004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 252,615 F1 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 18, 2021 Filed Mar 20, 2021 00:01 UTC |
Carroll Brian M.Chief Financial Officer
|
SaleClass A-1 Common Stock | 15,000 | $11.13 | $166,906.50 |
DisclosureSEC source: 0001209191-21-022180 · doc4.xml · nonDerivative · entry 1 Carroll Brian M. · CIK 0001794304 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,652 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:56 UTC |
Rubenstein Andrew H.Director · CEO and President
|
SaleClass A-1 Common Stock | 25,000 | $11.12 | $278,020.00 |
DisclosureSEC source: 0001209191-21-022179 · doc4.xml · nonDerivative · entry 1 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,226,283 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 01:52 UTC |
Rubenstein Andrew H.Director · CEO and President · 10% owner
|
GiftGift | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021973 · doc4.xml · nonDerivative · entry 1 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,257,583 Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 01:50 UTC |
Rubenstein GordonDirector
|
GiftClass A-1 Common Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021972 · doc4.xml · nonDerivative · entry 1 Rubenstein Gordon · CIK 0001794004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,193 Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:48 UTC |
Robinson Dee MDirector
|
GrantRestricted Stock Unit (RSU) · Derivative | 5,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021970 · doc4.xml · derivative · entry 2 Robinson Dee M · CIK 0001816306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,892 Underlying: Class A-1 Common Stock · 5,892 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents RSUs granted pursuant the Reporting Person's election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F3 · derivative.expiration_date: Represents RSUs granted pursuant the Reporting Person's election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:48 UTC |
Robinson Dee MDirector
|
GrantRestricted Stock Unit (RSU) · Derivative | 8,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021970 · doc4.xml · derivative · entry 1 Robinson Dee M · CIK 0001816306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,417 Underlying: Class A-1 Common Stock · 8,417 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:54 UTC |
Marino Michael JosephChief Commerical Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 24,296 | $0.00 Strike: $11.88 | $0.00 |
DisclosureSEC source: 0001209191-21-021975 · doc4.xml · derivative · entry 2 Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,296 Underlying: Class A-1 Common Stock · 24,296 shares Expires 2031-03-15 F3 · derivative.exercise_date: 1/4 of the total shares underling the option will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:54 UTC |
Marino Michael JosephChief Commerical Officer
|
GrantRestricted Stock Units (RSU) · Derivative | 24,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021975 · doc4.xml · derivative · entry 1 Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,296 Underlying: Class A-1 Common Stock · 24,296 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:49 UTC |
Godsoe EdenDirector
|
GrantRestricted Stock Units (RSU) · Derivative | 7,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021971 · doc4.xml · derivative · entry 2 Godsoe Eden · CIK 0001797181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,575 Underlying: Class A-1 Common Stock · 7,575 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents RSUs granted pursuant the Reporting Person's election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F3 · derivative.expiration_date: Represents RSUs granted pursuant the Reporting Person's election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:49 UTC |
Godsoe EdenDirector
|
GrantRestricted Stock Units · Derivative | 8,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021971 · doc4.xml · derivative · entry 1 Godsoe Eden · CIK 0001797181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,417 Underlying: Class A-1 Common Stock · 8,417 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:56 UTC |
Philips KathleenDirector
|
GrantRestricted Stock Unit (RSU) · Derivative | 7,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021977 · doc4.xml · derivative · entry 2 Philips Kathleen · CIK 0001524268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,996 Underlying: Class A-1 Common Stock · 7,996 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents RSUs granted pursuant the Reporting Persons election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F3 · derivative.expiration_date: Represents RSUs granted pursuant the Reporting Persons election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:56 UTC |
Philips KathleenDirector
|
GrantRestricted Stock Units (RSU) · Derivative | 8,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021977 · doc4.xml · derivative · entry 1 Philips Kathleen · CIK 0001524268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,417 Underlying: Class A-1 Common Stock · 8,417 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:56 UTC |
Rotman KennethDirector
|
GrantRestricted Stock Unit (RSU) · Derivative | 5,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021978 · doc4.xml · derivative · entry 2 Rotman Kenneth · CIK 0001794662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Underlying: Class A-1 Common Stock · 5,050 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents RSUs granted pursuant the Reporting Person's election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F3 · derivative.expiration_date: Represents RSUs granted pursuant the Reporting Person's election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:56 UTC |
Rotman KennethDirector
|
GrantRestricted Stock Unit (RSU) · Derivative | 8,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021978 · doc4.xml · derivative · entry 1 Rotman Kenneth · CIK 0001794662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,417 Underlying: Class A-1 Common Stock · 8,417 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:52 UTC |
Rubenstein Andrew H.Director · CEO and President · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 89,820 | $0.00 Strike: $11.88 | $0.00 |
DisclosureSEC source: 0001209191-21-021973 · doc4.xml · derivative · entry 4 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,820 Underlying: Class A-1 Common Stock · 89,820 shares Expires 2031-03-15 F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:52 UTC |
Rubenstein Andrew H.Director · CEO and President · 10% owner
|
GrantRestricted Stock Units (RSU) · Derivative | 89,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021973 · doc4.xml · derivative · entry 3 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,820 Underlying: Class A-1 Common Stock · 89,820 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:50 UTC |
Rubenstein GordonDirector
|
GrantRestricted Stock Unit (RSU) · Derivative | 25,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021972 · doc4.xml · derivative · entry 4 Rubenstein Gordon · CIK 0001794004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,252 Underlying: Class A-1 Common Stock · 25,252 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F3 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:47 UTC |
Ruttenberg David W.Director
|
GrantRestricted Stock Unit (RSU) · Derivative | 7,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021969 · doc4.xml · derivative · entry 2 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,154 Underlying: Class A-1 Common Stock · 7,154 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents RSUs granted pursuant the Reporting Person's election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F3 · derivative.expiration_date: Represents RSUs granted pursuant the Reporting Person's election to defer receipt of his or her annual cash retained and chair and committee member fees in the form of Company RSUs. 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:47 UTC |
Ruttenberg David W.Director
|
GrantRestricted Stock Units (RSU) · Derivative | 8,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021969 · doc4.xml · derivative · entry 1 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,417 Underlying: Class A-1 Common Stock · 8,417 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2021, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:44 UTC |
Carroll Brian M.Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 28,293 | $0.00 Strike: $11.88 | $0.00 |
DisclosureSEC source: 0001209191-21-021968 · doc4.xml · derivative · entry 2 Carroll Brian M. · CIK 0001794304 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,293 Underlying: Class A-1 Common Stock · 28,293 shares Expires 2021-03-15 F3 · derivative.exercise_date: 1/4 of the total shares underling the option will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:44 UTC |
Carroll Brian M.Chief Financial Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 28,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021968 · doc4.xml · derivative · entry 1 Carroll Brian M. · CIK 0001794304 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,293 Underlying: Class A-1 Common Stock · 28,293 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:43 UTC |
Harmer DerekSecretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 32,335 | $0.00 Strike: $11.88 | $0.00 |
DisclosureSEC source: 0001209191-21-021967 · doc4.xml · derivative · entry 3 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,335 Underlying: Class A-1 Common Stock · 332,335 shares Expires 2021-03-15 F4 · derivative.exercise_date: 1/4 of the total shares underling the option will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:43 UTC |
Harmer DerekSecretary
|
GrantRestricted Stock Units (RSU) · Derivative | 32,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021967 · doc4.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,335 Underlying: Class A-1 Common Stock · 32,335 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:43 UTC |
Harmer DerekSecretary
|
SaleClass A-1 Common Stock | 8,000 | $11.62 | $92,960.00 |
DisclosureSEC source: 0001209191-21-021967 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,958 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 16, 2021 Filed Apr 5, 2021 20:48 UTC |
Hammer RyanPresident, Gaming Operations
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 21,269 | $0.00 Strike: $11.88 | $0.00 |
DisclosureSEC source: 0001209191-21-025527 · doc4.xml · derivative · entry 2 Hammer Ryan · CIK 0001806025 · President, Gaming Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,269 Underlying: Class A-1 Common Stock · 21,269 shares Expires 2031-03-15 F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Apr 5, 2021 20:48 UTC |
Hammer RyanPresident, Gaming Operations
|
GrantRestricted Stock Unit (RSU) · Derivative | 21,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025527 · doc4.xml · derivative · entry 1 Hammer Ryan · CIK 0001806025 · President, Gaming Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,269 Underlying: Class A-1 Common Stock · 21,269 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:46 UTC |
Ruttenberg David W.Director
|
SaleClass A-1 Common Stock | 22,000 | $11.47 | $252,274.00 |
DisclosureSEC source: 0001209191-21-017558 · doc4.xml · nonDerivative · entry 1 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,455 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the David W. Ruttenberg Revocable Trust of which the Reporting Person is the sole trustee. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.23 to $11.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| January 13, 2021 Filed Jun 6, 2023 00:55 UTC |
Rubenstein GordonDirector
|
OtherClass A-1 Common Stock | 362,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-020965 · wk-form4_1686012897.xml · nonDerivative · entry 2 Rubenstein Gordon · CIK 0001794004 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 455,208 F1 · kind: On January 13, 2021, the Reporting Owner transferred shares to which he had direct beneficial ownership to a joint revocable trust to which he had indirect beneficial ownership. F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 13, 2021 Filed Jun 6, 2023 00:55 UTC |
Rubenstein GordonDirector
|
OtherClass A-1 Common Stock | 362,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-020965 · wk-form4_1686012897.xml · nonDerivative · entry 1 Rubenstein Gordon · CIK 0001794004 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,050 F1 · kind: On January 13, 2021, the Reporting Owner transferred shares to which he had direct beneficial ownership to a joint revocable trust to which he had indirect beneficial ownership. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 01:36 UTC |
Rubenstein Andrew H.Director · CEO and President · 10% owner
|
GiftClass A-1 Common Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063925 · doc4.xml · nonDerivative · entry 2 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,260,333 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 01:36 UTC |
Rubenstein Andrew H.Director · CEO and President · 10% owner
|
SaleClass A-1 Common Stock | 90,000 | $9.63 | $866,988.00 |
DisclosureSEC source: 0001209191-20-063925 · doc4.xml · nonDerivative · entry 1 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261,383 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.6312 to $9.636 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 00:20 UTC |
Harmer DerekSecretary
|
SaleClass A-1 Common Stock | 13,000 | $9.64 | $125,320.00 |
DisclosureSEC source: 0001209191-20-063618 · doc4.xml · nonDerivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,958 Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 00:20 UTC |
Harmer DerekSecretary
|
SaleClass A-1 Common Stock | 13,000 | $9.11 | $118,430.00 |
DisclosureSEC source: 0001209191-20-063618 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,958 Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 00:03 UTC |
Rubenstein Andrew H.Director · CEO and President · 10% owner
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,885 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001209191-20-062792 · doc4.xml · derivative · entry 3 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,885 Underlying: Class A-1 Common Stock · 21,885 shares Expires 2021-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to 1/2 of the total award on May 9, 2020, and the remainder will vest as to 1/2 of the total award on May 9, 2021, subject to the Reporting Person's continuing service to the Issuer on each vesting date. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 00:03 UTC |
Rubenstein Andrew H.Director · CEO and President · 10% owner
|
Exercise / conversionClass A-1 Common Stock | 21,885 | $2.33 | $50,992.05 |
DisclosureSEC source: 0001209191-20-062792 · doc4.xml · nonDerivative · entry 2 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,351,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 23:23 UTC |
Carroll Brian M.Chief Financial Officer
|
SaleClass A-1 Common Stock | 60,000 | $10.01 | $600,756.00 |
DisclosureSEC source: 0001209191-20-061860 · doc4.xml · nonDerivative · entry 1 Carroll Brian M. · CIK 0001794304 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,652 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 16:16 UTC |
Peterson Karl Mr.Director
|
OtherClass A-1 Common Stock | 46,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-20-010437 · ownership.xml · nonDerivative · entry 1 Peterson Karl Mr. · CIK 0001425873 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 3,202,336 F1 · kind: Effective December 1, 2020, TPG Pace Governance, LLC distributed, in accordance with its limited liability company agreement, shares of Class A-1 common stock ("Class A-1 Shares") of Accel Entertainment, Inc. to its sole member, TPG Holdings III, L.P., which in turn distributed, in accordance with its limited partnership agreement, the Class A-1 Shares pro rata to its partners, some of which made further pro rata distributions of the Class A-1 Shares, including to Mr. Karl Peterson. F1 · price: Effective December 1, 2020, TPG Pace Governance, LLC distributed, in accordance with its limited liability company agreement, shares of Class A-1 common stock ("Class A-1 Shares") of Accel Entertainment, Inc. to its sole member, TPG Holdings III, L.P., which in turn distributed, in accordance with its limited partnership agreement, the Class A-1 Shares pro rata to its partners, some of which made further pro rata distributions of the Class A-1 Shares, including to Mr. Karl Peterson. F2 · ownership.nature: Held through personal vehicles. Read SEC document |
| September 16, 2020 Filed Dec 11, 2020 00:03 UTC |
Rubenstein Andrew H.Director · CEO and President · 10% owner
|
GiftGift | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062792 · doc4.xml · nonDerivative · entry 1 Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,329,498 Read SEC document |
| August 26, 2020 Filed Sep 17, 2021 21:33 UTC |
Harmer DerekSecretary
|
GiftClass A-1 Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018862 · wf-form4_163191437456514.xml · nonDerivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By son (G. Harmer) Disclosed balance after: 100 Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 17:09 UTC |
Peterson Karl Mr.Director
|
Disposition to issuerWarrants (right to buy) · Derivative | 1,519,467 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001387131-20-007693 · ownership.xml · derivative · entry 2 Peterson Karl Mr. · CIK 0001425873 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 Underlying: Class A-1 Common Stock · 1,519,467 shares Expires 2024-12-20 F1 · price: On August 17, 2020, Accel Entertainment, Inc. (the "Issuer"), pursuant to an exchange offer, issued 379,866 shares of Class A-1 Common Stock to Mr. Karl Peterson in exchange for 1,519,467 warrants exercisable for one share of Class A-1 Common Stock. F2 · ownership.nature: Held through personal vehicles. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 17:09 UTC |
Peterson Karl Mr.Director
|
GrantClass A-1 Common Stock | 379,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-20-007693 · ownership.xml · nonDerivative · entry 1 Peterson Karl Mr. · CIK 0001425873 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 3,155,512 F1 · price: On August 17, 2020, Accel Entertainment, Inc. (the "Issuer"), pursuant to an exchange offer, issued 379,866 shares of Class A-1 Common Stock to Mr. Karl Peterson in exchange for 1,519,467 warrants exercisable for one share of Class A-1 Common Stock. F2 · ownership.nature: Held through personal vehicles. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 16:28 UTC |
CLAIRVEST GROUP INC10% owner
|
OtherWarrants · Derivative | 996,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-047194 · doc4.xml · derivative · entry 2 CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A-1 Common Stock · 996,840 shares Expires not disclosed F1 · derivative.exercise_price: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments. F1 · kind: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments. F1 · price: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments. F3 · derivative.exercise_date: Warrants are exercisable following 30 days of the closing of the business combination contemplated by the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of the Issuer named as Sellers therein, and the Shareholder Representatives named therein (the "Closing"), subject to the availability of an effective U.S. registration statement. F3 · derivative.expiration_date: Warrants are exercisable following 30 days of the closing of the business combination contemplated by the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of the Issuer named as Sellers therein, and the Shareholder Representatives named therein (the "Closing"), subject to the availability of an effective U.S. registration statement. F1 · derivative.underlying_shares: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments. F2 · ownership.nature: The securities reported in this row are indirectly owned by the Reporting Person through Clairvest Equity Partners V Limited Partnership, an Ontario limited partnership ("CEP V"), Clairvest Equity Partners V-A Limited Partnership, an Ontario limited partnership ("CEP V-A"), and CEP V Co-Investment Limited Partnership, a Manitoba limited partnership ("CEP Co-Invest", and together with CEP V and CEP V-A, the "Clairvest Investors"), each of which is a wholly-owned indirect subsidiary of the Reporting Person. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 16:28 UTC |
CLAIRVEST GROUP INC10% owner
|
OtherClass A-1 Common Stock | 249,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-047194 · doc4.xml · nonDerivative · entry 1 CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,898,868 F1 · kind: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments. F1 · price: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments. F2 · ownership.nature: The securities reported in this row are indirectly owned by the Reporting Person through Clairvest Equity Partners V Limited Partnership, an Ontario limited partnership ("CEP V"), Clairvest Equity Partners V-A Limited Partnership, an Ontario limited partnership ("CEP V-A"), and CEP V Co-Investment Limited Partnership, a Manitoba limited partnership ("CEP Co-Invest", and together with CEP V and CEP V-A, the "Clairvest Investors"), each of which is a wholly-owned indirect subsidiary of the Reporting Person. Read SEC document |
| August 14, 2020 Filed Aug 19, 2020 00:38 UTC |
Ruttenberg David W.Director
|
Disposition to issuerWarrants · Derivative | 11,473 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-20-047374 · doc4.xml · derivative · entry 6 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A-1 Common Stock · 11,473 shares Expires 2024-11-20 F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer. F5 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants. F4 · ownership.nature: Securities are held by Grant Place Fund LLC, of which the Reporting Person is the Manager. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 14, 2020 Filed Aug 19, 2020 00:38 UTC |
Ruttenberg David W.Director
|
Disposition to issuerWarrants · Derivative | 11,474 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-20-047374 · doc4.xml · derivative · entry 5 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A-1 Common Stock · 11,474 shares Expires 2024-11-20 F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer. F5 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants. F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.