CLAIRVEST GROUP INC

SEC source: 0000950170-24-044770 · ownership.xml · derivative · entry 2

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

CEP V Co-Investment Limited Partnership · CIK 0001817925 · 10% owner

CEP V-A DMS AIV Limited Partnership · CIK 0001818005 · 10% owner

Clairvest Equity Partners V Limited Partnership · CIK 0001818007 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 151,191 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Unit may be redeemed by the holder for cash in an amount equal to the value of one share of the Class A Common Stock or, at the Issuer's option, the Issuer may acquire each Unit in exchange for one share of Class A Common Stock or the cash value thereof, in each case subject to certain restrictions. Upon a redemption or acquisition of such Units, an equal number of the Unit holder's non-economic, voting shares of the Class B Common Stock will be cancelled.

F1 · kind: On April 12, 2024, 151,191 Class B common stock, par value $0.0001 per share, of the Issuer (the "Class B Common Stock") were retired upon redemption of 151,191 units of Digital Media Solutions Holdings, LLC, indirect subsidiary of the Issuer ("Units"), by CEP V-A DMS AIV Limited Partnership ("CEP V-A"). CEP V-A was issued 151,191 shares of Class A Common Stock, par value $0.0001 per share, of the Issuer (the "Class A Common Stock") in exchange for the redemption and related retirement of the Class B Common Stock.

F1 · price: On April 12, 2024, 151,191 Class B common stock, par value $0.0001 per share, of the Issuer (the "Class B Common Stock") were retired upon redemption of 151,191 units of Digital Media Solutions Holdings, LLC, indirect subsidiary of the Issuer ("Units"), by CEP V-A DMS AIV Limited Partnership ("CEP V-A"). CEP V-A was issued 151,191 shares of Class A Common Stock, par value $0.0001 per share, of the Issuer (the "Class A Common Stock") in exchange for the redemption and related retirement of the Class B Common Stock.

F4 · derivative.exercise_date: Each Unit may be redeemed by the holder for cash in an amount equal to the value of one share of the Class A Common Stock or, at the Issuer's option, the Issuer may acquire each Unit in exchange for one share of Class A Common Stock or the cash value thereof, in each case subject to certain restrictions. Upon a redemption or acquisition of such Units, an equal number of the Unit holder's non-economic, voting shares of the Class B Common Stock will be cancelled.

F4 · derivative.expiration_date: Each Unit may be redeemed by the holder for cash in an amount equal to the value of one share of the Class A Common Stock or, at the Issuer's option, the Issuer may acquire each Unit in exchange for one share of Class A Common Stock or the cash value thereof, in each case subject to certain restrictions. Upon a redemption or acquisition of such Units, an equal number of the Unit holder's non-economic, voting shares of the Class B Common Stock will be cancelled.

F4 · ownership.nature: Each Unit may be redeemed by the holder for cash in an amount equal to the value of one share of the Class A Common Stock or, at the Issuer's option, the Issuer may acquire each Unit in exchange for one share of Class A Common Stock or the cash value thereof, in each case subject to certain restrictions. Upon a redemption or acquisition of such Units, an equal number of the Unit holder's non-economic, voting shares of the Class B Common Stock will be cancelled.

SEC source: 0000950170-24-044770 · ownership.xml · nonDerivative · entry 1

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

CEP V Co-Investment Limited Partnership · CIK 0001817925 · 10% owner

CEP V-A DMS AIV Limited Partnership · CIK 0001818005 · 10% owner

Clairvest Equity Partners V Limited Partnership · CIK 0001818007 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnotes

Disclosed balance after: 1,358,946

F1 · kind: On April 12, 2024, 151,191 Class B common stock, par value $0.0001 per share, of the Issuer (the "Class B Common Stock") were retired upon redemption of 151,191 units of Digital Media Solutions Holdings, LLC, indirect subsidiary of the Issuer ("Units"), by CEP V-A DMS AIV Limited Partnership ("CEP V-A"). CEP V-A was issued 151,191 shares of Class A Common Stock, par value $0.0001 per share, of the Issuer (the "Class A Common Stock") in exchange for the redemption and related retirement of the Class B Common Stock.

F1 · price: On April 12, 2024, 151,191 Class B common stock, par value $0.0001 per share, of the Issuer (the "Class B Common Stock") were retired upon redemption of 151,191 units of Digital Media Solutions Holdings, LLC, indirect subsidiary of the Issuer ("Units"), by CEP V-A DMS AIV Limited Partnership ("CEP V-A"). CEP V-A was issued 151,191 shares of Class A Common Stock, par value $0.0001 per share, of the Issuer (the "Class A Common Stock") in exchange for the redemption and related retirement of the Class B Common Stock.

F2 · ownership.nature: Clairvest Group Inc. ("CG") indirectly owns 1,358,946 shares of the Class A Common Stock, which consist of (i) 796,357 shares directly owned by Clairvest Equity Partners V Limited Partnership ("CEP V"); (ii) 406,092 shares directly owned by CEP V Co-Investment Limited Partnership ("CEP Co-Invest"); and (iii) 151,191 shares directly owned by CEP V-A. Each of CEP V, CEP Co-Invest and CEP V-A is an indirect subsidiary of CG.

F3 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

SEC source: 0001209191-20-055825 · doc4.xml · derivative · entry 2

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

Clairvest Equity Partners V Limited Partnership · CIK 0001818007 · 10% owner

CEP V Co-Investment Limited Partnership · CIK 0001817925 · 10% owner

CEP V-A DMS AIV Limited Partnership · CIK 0001818005 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,267,854

Underlying: Class A Common Stock · 12,421 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit of Digital Media Solutions Holdings, LLC, indirect subsidiary of the Issuer ("Unit"), may be redeemed by the holder for cash in an amount equal to the value of one share of the Class A Common Stock or, at the Issuer's option, the Issuer may acquire each Unit in exchange for one share of Class A Common Stock or the cash value thereof, in each case subject to certain restrictions. Upon a redemption or acquisition of such Units, an equal number of the Unit holder's non-economic, voting shares of the Issuer's Class B Common Stock will be cancelled.

F5 · kind: The Units were issued pursuant to the post-closing adjustment provisions of the Business Combination Agreement in connection with the Business Combination.

F5 · price: The Units were issued pursuant to the post-closing adjustment provisions of the Business Combination Agreement in connection with the Business Combination.

F4 · derivative.exercise_date: Each unit of Digital Media Solutions Holdings, LLC, indirect subsidiary of the Issuer ("Unit"), may be redeemed by the holder for cash in an amount equal to the value of one share of the Class A Common Stock or, at the Issuer's option, the Issuer may acquire each Unit in exchange for one share of Class A Common Stock or the cash value thereof, in each case subject to certain restrictions. Upon a redemption or acquisition of such Units, an equal number of the Unit holder's non-economic, voting shares of the Issuer's Class B Common Stock will be cancelled.

F4 · derivative.expiration_date: Each unit of Digital Media Solutions Holdings, LLC, indirect subsidiary of the Issuer ("Unit"), may be redeemed by the holder for cash in an amount equal to the value of one share of the Class A Common Stock or, at the Issuer's option, the Issuer may acquire each Unit in exchange for one share of Class A Common Stock or the cash value thereof, in each case subject to certain restrictions. Upon a redemption or acquisition of such Units, an equal number of the Unit holder's non-economic, voting shares of the Issuer's Class B Common Stock will be cancelled.

F3 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

F6 · ownership.nature: CG indirectly owns 2,267,854 Units, which are owned directly by CEP V-A DMS AIV Limited Partnership, an indirect subsidiary of CG.

SEC source: 0001209191-20-055825 · doc4.xml · nonDerivative · entry 1

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

Clairvest Equity Partners V Limited Partnership · CIK 0001818007 · 10% owner

CEP V Co-Investment Limited Partnership · CIK 0001817925 · 10% owner

CEP V-A DMS AIV Limited Partnership · CIK 0001818005 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,036,737

F1 · kind: The shares of the Issuer's Class A Common Stock ("Class A Common Stock") were issued pursuant to the post-closing adjustment provisions of the Issuer's Business Combination Agreement, dated April 23, 2020 (as amended, the "Business Combination Agreement"), in connection with the business combination which closed on July 15, 2020 (the "Business Combination").

F1 · price: The shares of the Issuer's Class A Common Stock ("Class A Common Stock") were issued pursuant to the post-closing adjustment provisions of the Issuer's Business Combination Agreement, dated April 23, 2020 (as amended, the "Business Combination Agreement"), in connection with the business combination which closed on July 15, 2020 (the "Business Combination").

F2 · ownership.nature: Clairvest Group Inc. ("CG") indirectly owns 18,036,737 shares of the Class A Common Stock, which consist of (i) 11,945,360 shares directly owned by Clairvest Equity Partners V Limited Partnership ("CEP V"); and (ii) 6,091,377 shares directly owned by CEP V Co-Investment Limited Partnership ("CEP Co-Invest"). Each of CEP V and CEP Co-Invest is an indirect subsidiary of CG.

F3 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

SEC source: 0001209191-20-047194 · doc4.xml · derivative · entry 2

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 996,840 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments.

F1 · kind: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments.

F1 · price: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments.

F3 · derivative.exercise_date: Warrants are exercisable following 30 days of the closing of the business combination contemplated by the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of the Issuer named as Sellers therein, and the Shareholder Representatives named therein (the "Closing"), subject to the availability of an effective U.S. registration statement.

F3 · derivative.expiration_date: Warrants are exercisable following 30 days of the closing of the business combination contemplated by the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of the Issuer named as Sellers therein, and the Shareholder Representatives named therein (the "Closing"), subject to the availability of an effective U.S. registration statement.

F1 · derivative.underlying_shares: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments.

F2 · ownership.nature: The securities reported in this row are indirectly owned by the Reporting Person through Clairvest Equity Partners V Limited Partnership, an Ontario limited partnership ("CEP V"), Clairvest Equity Partners V-A Limited Partnership, an Ontario limited partnership ("CEP V-A"), and CEP V Co-Investment Limited Partnership, a Manitoba limited partnership ("CEP Co-Invest", and together with CEP V and CEP V-A, the "Clairvest Investors"), each of which is a wholly-owned indirect subsidiary of the Reporting Person.

SEC source: 0001209191-20-047194 · doc4.xml · nonDerivative · entry 1

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,898,868

F1 · kind: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments.

F1 · price: The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments.

F2 · ownership.nature: The securities reported in this row are indirectly owned by the Reporting Person through Clairvest Equity Partners V Limited Partnership, an Ontario limited partnership ("CEP V"), Clairvest Equity Partners V-A Limited Partnership, an Ontario limited partnership ("CEP V-A"), and CEP V Co-Investment Limited Partnership, a Manitoba limited partnership ("CEP Co-Invest", and together with CEP V and CEP V-A, the "Clairvest Investors"), each of which is a wholly-owned indirect subsidiary of the Reporting Person.

SEC source: 0001209191-20-043213 · doc4.xml · derivative · entry 2

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

Clairvest Equity Partners V Limited Partnership · CIK 0001818007 · 10% owner

CEP V Co-Investment Limited Partnership · CIK 0001817925 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,937,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class C Common Stock ("Class C Common Stock") was convertible, at any time and at the option of the holder, into one share of the Issuer's Class A Common Stock ("Class A Common Stock").

F1 · price: Each share of the Issuer's Class C Common Stock ("Class C Common Stock") was convertible, at any time and at the option of the holder, into one share of the Issuer's Class A Common Stock ("Class A Common Stock").

F1 · derivative.exercise_date: Each share of the Issuer's Class C Common Stock ("Class C Common Stock") was convertible, at any time and at the option of the holder, into one share of the Issuer's Class A Common Stock ("Class A Common Stock").

F1 · derivative.expiration_date: Each share of the Issuer's Class C Common Stock ("Class C Common Stock") was convertible, at any time and at the option of the holder, into one share of the Issuer's Class A Common Stock ("Class A Common Stock").

F3 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

F4 · ownership.nature: CG indirectly owned 17,937,954 shares of the Class C Common Stock, which consisted of (i) 11,879,938 shares directly owned by CEP V; and (ii) 6,058,016 shares directly owned by CEP Co-Invest.

SEC source: 0001209191-20-043213 · doc4.xml · nonDerivative · entry 1

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

Clairvest Equity Partners V Limited Partnership · CIK 0001818007 · 10% owner

CEP V Co-Investment Limited Partnership · CIK 0001817925 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,937,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Class C Common Stock ("Class C Common Stock") was convertible, at any time and at the option of the holder, into one share of the Issuer's Class A Common Stock ("Class A Common Stock").

F2 · ownership.nature: Clairvest Group Inc. ("CG") indirectly owns 17,937,954 shares of the Class A Common Stock, which consist of (i) 11,879,938 shares directly owned by Clairvest Equity Partners V Limited Partnership ("CEP V"); and (ii) 6,058,016 shares directly owned by CEP V Co-Investment Limited Partnership ("CEP Co-Invest"). Each of CEP V and CEP Co-Invest is an indirect subsidiary of CG.

F3 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

SEC source: 0001209191-20-003498 · doc4.xml · derivative · entry 2

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 815,580

Underlying: Class A-1 Common Stock · 407,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: No consideration was required in connection with the conversion.

F4 · shares: Represents the disposition of shares of Class A-2 Common Stock upon conversion of such shares into an equal number of shares of Class A-1 Common Stock, as reported in Table I.

F5 · price: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. As of the date hereof, the first tranche of the Class A-2 Common Shares have been converted into Class A-1 Common Shares and two tranches of the Class A-2 Common Shares remain unconverted. The Class A-2 Common Stock has no expiration date.

F5 · derivative.exercise_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. As of the date hereof, the first tranche of the Class A-2 Common Shares have been converted into Class A-1 Common Shares and two tranches of the Class A-2 Common Shares remain unconverted. The Class A-2 Common Stock has no expiration date.

F5 · derivative.expiration_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. As of the date hereof, the first tranche of the Class A-2 Common Shares have been converted into Class A-1 Common Shares and two tranches of the Class A-2 Common Shares remain unconverted. The Class A-2 Common Stock has no expiration date.

F3 · ownership.nature: The securities reported in this row are indirectly owned by the Reporting Person through Clairvest Equity Partners V Limited Partnership, an Ontario limited partnership ("CEP V"), Clairvest Equity Partners V-A Limited Partnership, an Ontario limited partnership ("CEP V-A"), and CEP V Co-Investment Limited Partnership, a Manitoba limited partnership ("CEP Co-Invest", and together with CEP V and CEP V-A, the "Clairvest Investors"), each of which is a wholly-owned indirect subsidiary of the Reporting Person.

SEC source: 0001209191-20-003498 · doc4.xml · nonDerivative · entry 1

CLAIRVEST GROUP INC · CIK 0001117988 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,649,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the issuance of shares of Class A-1 Common Stock upon conversion of an equal number of shares of Class A-2 Common Stock upon the satisfaction of certain conditions as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer and the other persons party thereto.

F2 · price: No consideration was required in connection with the conversion.

F3 · ownership.nature: The securities reported in this row are indirectly owned by the Reporting Person through Clairvest Equity Partners V Limited Partnership, an Ontario limited partnership ("CEP V"), Clairvest Equity Partners V-A Limited Partnership, an Ontario limited partnership ("CEP V-A"), and CEP V Co-Investment Limited Partnership, a Manitoba limited partnership ("CEP Co-Invest", and together with CEP V and CEP V-A, the "Clairvest Investors"), each of which is a wholly-owned indirect subsidiary of the Reporting Person.