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Carroll Brian M.

Disclosed activity across 1 company

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128009
SEC CIK
0001794304

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Accel Entertainment, Inc.ACEL · Entity 4999Chief Financial OfficerApril 13, 2022April 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Accel Entertainment, Inc.

Report date April 13, 2022 · Filed April 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A-1 Common StockSEC Table I · non-derivativeDirect293,337 Ending reported balance After 2022-04-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-04-13 · Exercise / conversion · Acquired 1,106 · Balance 293,669

Row 2 · 2022-04-14 · Tax withholding · Disposed 332 · Balance 293,337

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect9,956 Reported balance After 2022-04-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-04-13 · Exercise / conversion · Disposed 1,106 · Balance 9,956

F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 14, 2022 Filed Apr 15, 2022 20:20 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Tax withholdingClass A-1 Common Stock 332 $12.49 $4,146.68
Disclosure

SEC source: 0001628280-22-009332 · wf-form4_165005399644515.xml · nonDerivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,337

Read SEC document
April 13, 2022 Filed Apr 15, 2022 20:20 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,106 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-009332 · wf-form4_165005399644515.xml · derivative · entry 3

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,956

Underlying: Class A-1 Common Stock · 1,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 20:20 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 1,106 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-009332 · wf-form4_165005399644515.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 22:33 UTC Accel Entertainment, Inc. ACEL · Entity 4999 SaleClass A-1 Common Stock 20,000 $12.06 $241,246.00
Disclosure

SEC source: 0001628280-22-008622 · wf-form4_164928437393513.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,563

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 22:19 UTC Accel Entertainment, Inc. ACEL · Entity 4999 SaleClass A-1 Common Stock 20,000 $12.62 $252,462.00
Disclosure

SEC source: 0001628280-22-006758 · wf-form4_164764194455870.xml · nonDerivative · entry 3

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,563

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.46 to $12.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 22:19 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Tax withholdingClass A-1 Common Stock 2,168 $12.63 $27,375.12
Disclosure

SEC source: 0001628280-22-006758 · wf-form4_164764194455870.xml · nonDerivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,563

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.57 to $12.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:19 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,073 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-006758 · wf-form4_164764194455870.xml · derivative · entry 4

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,220

Underlying: Class A-1 Common Stock · 7,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F5 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:19 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 7,073 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-006758 · wf-form4_164764194455870.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 14, 2022 23:57 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Tax withholdingClass A-1 Common Stock 391 $12.43 $4,860.44
Disclosure

SEC source: 0001628280-22-000977 · wf-form4_164220466256223.xml · nonDerivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,658

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:57 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,107 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000977 · wf-form4_164220466256223.xml · derivative · entry 3

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,062

Underlying: Class A-1 Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:57 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000977 · wf-form4_164220466256223.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 23:54 UTC Accel Entertainment, Inc. ACEL · Entity 4999 SaleClass A-1 Common Stock 600 $14.01 $8,403.00
Disclosure

SEC source: 0001628280-21-023247 · wf-form4_163676121679234.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,942

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 01:40 UTC Accel Entertainment, Inc. ACEL · Entity 4999 SaleClass A-1 Common Stock 17,136 $14.03 $240,334.11
Disclosure

SEC source: 0001628280-21-022924 · wf-form4_163659483099780.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,542

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
October 14, 2021 Filed Oct 16, 2021 00:13 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Tax withholdingClass A-1 Common Stock 334 $12.00 $4,008.00
Disclosure

SEC source: 0001628280-21-020130 · wf-form4_163434319576491.xml · nonDerivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,678

Read SEC document
October 13, 2021 Filed Oct 16, 2021 00:13 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,106 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-020130 · wf-form4_163434319576491.xml · derivative · entry 3

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,169

Underlying: Class A-1 Common Stock · 1,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
October 13, 2021 Filed Oct 16, 2021 00:13 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 1,106 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-020130 · wf-form4_163434319576491.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:03 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,836 $2.33 Strike: $2.33 $95,147.88
Disclosure

SEC source: 0001628280-21-016888 · wf-form4_162881295999231.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 40,836 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options will vest on May 9, 2020, and the remainder will vest on May 9, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:03 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 40,836 $2.33 $95,147.88
Disclosure

SEC source: 0001628280-21-016888 · wf-form4_162881295999231.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 15, 2021 22:34 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Tax withholdingClass A-1 Common Stock 1,302 $11.23 $14,619.38
Disclosure

SEC source: 0001628280-21-013901 · wf-form4_162638845938150.xml · nonDerivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,070

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:34 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionRestricted Stock Units (RSU) · Derivative 4,425 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013901 · wf-form4_162638845938150.xml · derivative · entry 3

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,275

Underlying: Class A-1 Common Stock · 4,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:34 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 4,425 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013901 · wf-form4_162638845938150.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:37 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001628280-21-011552 · wf-form4_162267342616751.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,836

Underlying: Class A-1 Common Stock · 45,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options will vest on May 9, 2020, and the remainder will vest on May 9, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:37 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 45,000 $2.33 $104,850.00
Disclosure

SEC source: 0001628280-21-011552 · wf-form4_162267342616751.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 13, 2021 00:31 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,295 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001209191-21-032235 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,836

Underlying: Class A-1 Common Stock · 17,295 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options will vest on May 9, 2020, and the remainder will vest on May 9, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
May 10, 2021 Filed May 13, 2021 00:31 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 17,295 $2.33 $40,297.35
Disclosure

SEC source: 0001209191-21-032235 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 00:37 UTC Accel Entertainment, Inc. ACEL · Entity 4999 SaleClass A-1 Common Stock 14,100 $12.09 $170,483.10
Disclosure

SEC source: 0001209191-21-027891 · doc4.xml · nonDerivative · entry 3

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,652

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.01 to $12.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 00:37 UTC Accel Entertainment, Inc. ACEL · Entity 4999 SaleClass A-1 Common Stock 600 $12.00 $7,200.00
Disclosure

SEC source: 0001209191-21-027891 · doc4.xml · nonDerivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,752

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 00:37 UTC Accel Entertainment, Inc. ACEL · Entity 4999 SaleClass A-1 Common Stock 300 $12.01 $3,602.01
Disclosure

SEC source: 0001209191-21-027891 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,352

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
March 18, 2021 Filed Mar 20, 2021 00:01 UTC Accel Entertainment, Inc. ACEL · Entity 4999 SaleClass A-1 Common Stock 15,000 $11.13 $166,906.50
Disclosure

SEC source: 0001209191-21-022180 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,652

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
March 16, 2021 Filed Mar 19, 2021 01:44 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantEmployee Stock Option (Right to Buy) · Derivative 28,293 $0.00 Strike: $11.88 $0.00
Disclosure

SEC source: 0001209191-21-021968 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,293

Underlying: Class A-1 Common Stock · 28,293 shares

Expires 2021-03-15

F3 · derivative.exercise_date: 1/4 of the total shares underling the option will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 16, 2021 Filed Mar 19, 2021 01:44 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantRestricted Stock Unit (RSU) · Derivative 28,293 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021968 · doc4.xml · derivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,293

Underlying: Class A-1 Common Stock · 28,293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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December 02, 2020 Filed Dec 4, 2020 23:23 UTC Accel Entertainment, Inc. ACEL · Entity 4999 SaleClass A-1 Common Stock 60,000 $10.01 $600,756.00
Disclosure

SEC source: 0001209191-20-061860 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,652

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 14, 2020 Filed Aug 19, 2020 00:32 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Disposition to issuerWarrants · Derivative 18,681 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047367 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 18,681 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F2 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

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August 14, 2020 Filed Aug 19, 2020 00:32 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantClass A-1 Common Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047367 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,652

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

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July 13, 2020 Filed Jul 15, 2020 21:12 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001209191-20-042508 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A-1 Common Stock · 10,000 shares

Expires 2030-07-13

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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July 13, 2020 Filed Jul 15, 2020 21:12 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantRestricted Stock Units (RSU) · Derivative 17,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042508 · doc4.xml · derivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

Underlying: Class A-1 Common Stock · 17,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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February 27, 2020 Filed Mar 2, 2020 22:32 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantEmployee Stock Option (Right to Buy) · Derivative 54,000 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001209191-20-014647 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Class A-1 Common Stock · 54,000 shares

Expires 2030-02-27

F3 · derivative.exercise_date: 1/3 of the total shares underlying the option will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total shares annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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February 27, 2020 Filed Mar 2, 2020 22:32 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantRestricted Stock Units (RSU) · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014647 · doc4.xml · derivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Class A-1 Common Stock · 36,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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January 14, 2020 Filed Jan 16, 2020 21:42 UTC Accel Entertainment, Inc. ACEL · Entity 4999 ConversionClass A-2 Common Stock · Derivative 7,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003700 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,285

Underlying: Class A-1 Common Stock · 7,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

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January 14, 2020 Filed Jan 16, 2020 21:42 UTC Accel Entertainment, Inc. ACEL · Entity 4999 ConversionClass A-1 Common Stock 7,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-003700 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

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November 20, 2019 Filed Nov 23, 2019 01:16 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantWarrants · Derivative 18,681 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0000899243-19-028023 · doc4.xml · derivative · entry 3

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,681

Underlying: Class A-1 Common Stock · 18,681 shares

Expires 2024-11-20

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

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November 20, 2019 Filed Nov 23, 2019 01:16 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantClass A-2 Common Stock · Derivative 22,927 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028023 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,927

Underlying: Class A-1 Common Stock · 22,927 shares

Expires not disclosed

F2 · derivative.exercise_price: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date.

F2 · derivative.exercise_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date.

F2 · derivative.expiration_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date.

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November 20, 2019 Filed Nov 23, 2019 01:16 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantClass A-1 Common Stock 315,340 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028023 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,340

F1 · price: Under the terms of the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of Accel Entertainment, Inc. ("Accel") named as Sellers therein, and the Shareholder Representatives named therein (the "Transaction Agreement"), 19,833 shares of the Class A Common Stock of Accel held by the Reporting Person were exchanged for (i) a cash payment in the amount of $263,207.05, (ii) 315,340 shares of the Issuer's Class A-1 Common Stock, (iii) 22,927 shares of the Issuer's Class A-2 Common Stock, and (iv) warrants to purchase 18,681 shares of the Issuer's Class A-1 Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.