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ACCO

ACCO BRANDS Corp

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5672
SEC CIK
0000712034
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1,054

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2020 Filed Dec 22, 2020 15:52 UTC
Fenwick Neal VExecutive VP and CFO
GrantRestricted Stock Units · Derivative 194.71 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000180 · wf-form4_160865233613043.xml · derivative · entry 3

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,704.77

Underlying: Common Stock · 194.71 shares

Expires 2023-03-04

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:52 UTC
Fenwick Neal VExecutive VP and CFO
GrantRestricted Stock Units · Derivative 178.22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000180 · wf-form4_160865233613043.xml · derivative · entry 2

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,443.42

Underlying: Common Stock · 178.22 shares

Expires 2022-04-04

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:52 UTC
Fenwick Neal VExecutive VP and CFO
GrantRestricted Stock Units · Derivative 121.16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000180 · wf-form4_160865233613043.xml · derivative · entry 1

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,617.01

Underlying: Common Stock · 121.16 shares

Expires 2021-03-07

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:52 UTC
Elisman BorisDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 586.4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000179 · wf-form4_160865231400675.xml · derivative · entry 3

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,426.82

Underlying: Common Stock · 586.4 shares

Expires 2023-03-04

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:52 UTC
Elisman BorisDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 539.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000179 · wf-form4_160865231400675.xml · derivative · entry 2

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,038.37

Underlying: Common Stock · 539.82 shares

Expires 2022-04-04

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:52 UTC
Elisman BorisDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 342.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000179 · wf-form4_160865231400675.xml · derivative · entry 1

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,039.21

Underlying: Common Stock · 342.97 shares

Expires 2021-03-07

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:51 UTC
Dudek JamesSVP, Corp Controller and CAO
GrantRestricted Stock Units · Derivative 40.09 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000178 · wf-form4_160865229737175.xml · derivative · entry 3

Dudek James · CIK 0001420780 · SVP, Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,498.46

Underlying: Common Stock · 40.09 shares

Expires 2023-03-04

F1 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:51 UTC
Dudek JamesSVP, Corp Controller and CAO
GrantRestricted Stock Units · Derivative 26.99 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000178 · wf-form4_160865229737175.xml · derivative · entry 2

Dudek James · CIK 0001420780 · SVP, Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,701.77

Underlying: Common Stock · 26.99 shares

Expires 2022-03-06

F1 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:51 UTC
Dudek JamesSVP, Corp Controller and CAO
GrantRestricted Stock Units · Derivative 18.64 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000178 · wf-form4_160865229737175.xml · derivative · entry 1

Dudek James · CIK 0001420780 · SVP, Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556.63

Underlying: Common Stock · 18.64 shares

Expires 2021-03-07

F1 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:51 UTC
Byers Stephen JSr VP and CIO
GrantRestricted Stock Units · Derivative 50.4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000177 · wf-form4_160865227953320.xml · derivative · entry 3

Byers Stephen J · CIK 0001766932 · Sr VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,912.15

Underlying: Common Stock · 50.4 shares

Expires 2023-03-04

F1 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:51 UTC
Byers Stephen JSr VP and CIO
GrantRestricted Stock Units · Derivative 55.69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000177 · wf-form4_160865227953320.xml · derivative · entry 2

Byers Stephen J · CIK 0001766932 · Sr VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,638.5

Underlying: Common Stock · 55.69 shares

Expires 2022-04-04

F2 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F1 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:51 UTC
Byers Stephen JSr VP and CIO
GrantRestricted Stock Units · Derivative 84.05 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000177 · wf-form4_160865227953320.xml · derivative · entry 1

Byers Stephen J · CIK 0001766932 · Sr VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,527.25

Underlying: Common Stock · 84.05 shares

Expires 2022-03-01

F1 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:51 UTC
Buchenroth PatrickExecVP, Pres ACCO Brands Intl
GrantRestricted Stock Units · Derivative 125.99 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000176 · wf-form4_160865225994075.xml · derivative · entry 3

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,279.86

Underlying: Common Stock · 125.99 shares

Expires 2023-03-04

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:51 UTC
Buchenroth PatrickExecVP, Pres ACCO Brands Intl
GrantRestricted Stock Units · Derivative 111.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000176 · wf-form4_160865225994075.xml · derivative · entry 2

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,277

Underlying: Common Stock · 111.39 shares

Expires 2022-04-04

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:51 UTC
Buchenroth PatrickExecVP, Pres ACCO Brands Intl
GrantRestricted Stock Units · Derivative 83.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000176 · wf-form4_160865225994075.xml · derivative · entry 1

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,504.84

Underlying: Common Stock · 83.88 shares

Expires 2021-03-07

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:50 UTC
Anderson Mark CSr VP, Corporate Development
GrantRestricted Stock Units · Derivative 57.27 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000175 · wf-form4_160865224173941.xml · derivative · entry 3

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854.95

Underlying: Common Stock · 57.27 shares

Expires 2023-03-04

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:50 UTC
Anderson Mark CSr VP, Corporate Development
GrantRestricted Stock Units · Derivative 55.69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000175 · wf-form4_160865224173941.xml · derivative · entry 2

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,638.5

Underlying: Common Stock · 55.69 shares

Expires 2022-04-04

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:50 UTC
Anderson Mark CSr VP, Corporate Development
GrantRestricted Stock Units · Derivative 42.87 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000175 · wf-form4_160865224173941.xml · derivative · entry 1

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,880.02

Underlying: Common Stock · 42.87 shares

Expires 2021-03-07

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:48 UTC GrantRestricted Stock Units · Derivative 490.6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000173 · wf-form4_160865211645571.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,286.99

Underlying: Common Stock · 490.6 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F3 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F4 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:48 UTC GrantPhantom Stock Units · Derivative 199.51 $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000173 · wf-form4_160865211645571.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,361.24

Underlying: Common Stock · 199.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash upon the occurrence of certain events.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash upon the occurrence of certain events.

F2 · derivative.underlying_shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:48 UTC GrantRestricted Stock Units · Derivative 688.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000172 · wf-form4_160865209966446.xml · derivative · entry 1

RAJKOWSKI E MARK · CIK 0001258268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,474.14

Underlying: Common Stock · 688.82 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:48 UTC GrantRestricted Stock Units · Derivative 388.15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000171 · wf-form4_160865208120845.xml · derivative · entry 1

Monteagudo Graciela · CIK 0001647443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,236.79

Underlying: Common Stock · 388.15 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:47 UTC GrantRestricted Stock Units · Derivative 278.72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000170 · wf-form4_160865206039279.xml · derivative · entry 1

Lombardi Ronald M. · CIK 0001507111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,227.36

Underlying: Common Stock · 278.72 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:47 UTC GrantRestricted Stock Units · Derivative 570.16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000169 · wf-form4_160865204324163.xml · derivative · entry 1

Kroeger Thomas · CIK 0001478323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,200.09

Underlying: Common Stock · 570.16 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:47 UTC GrantRestricted Stock Units · Derivative 500.29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000168 · wf-form4_160865202305001.xml · derivative · entry 1

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,616.69

Underlying: Common Stock · 500.29 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:46 UTC GrantRestricted Stock Units · Derivative 637.83 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000167 · wf-form4_160865200597863.xml · derivative · entry 1

Jotwani Pradeep · CIK 0001442134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,479.99

Underlying: Common Stock · 637.83 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:46 UTC GrantRestricted Stock Units · Derivative 792.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000166 · wf-form4_160865199001683.xml · derivative · entry 1

DVORAK KATHLEEN S · CIK 0001214206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,683.8

Underlying: Common Stock · 792.42 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

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December 18, 2020 Filed Dec 22, 2020 15:46 UTC GrantRestricted Stock Units · Derivative 478.91 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000165 · wf-form4_160865197334345.xml · derivative · entry 1

BUZZARD JAMES A · CIK 0001144937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,684.47

Underlying: Common Stock · 478.91 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

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December 09, 2020 Filed Dec 10, 2020 21:20 UTC
Buchenroth PatrickExecVP, Pres ACCO Brands Intl
SaleCommon Stock 10,000 $8.46 $84,627.00
Disclosure

SEC source: 0000712034-20-000159 · wf-form4_160763519911831.xml · nonDerivative · entry 1

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,922

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $8.45 to $8.48. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

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December 02, 2020 Filed Dec 3, 2020 20:11 UTC
McCormack Gregory J.SVP N.A. Oper & Global Supply
Exercise / conversionStock Option (right to buy) · Derivative 44,242 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000712034-20-000155 · wf-form4_160702625007914.xml · derivative · entry 3

McCormack Gregory J. · CIK 0001433465 · SVP N.A. Oper & Global Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,242 shares

Expires 2021-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

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December 02, 2020 Filed Dec 3, 2020 20:11 UTC
McCormack Gregory J.SVP N.A. Oper & Global Supply
SaleCommon Stock 44,242 $7.90 $349,516.22
Disclosure

SEC source: 0000712034-20-000155 · wf-form4_160702625007914.xml · nonDerivative · entry 2

McCormack Gregory J. · CIK 0001433465 · SVP N.A. Oper & Global Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,562

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $7.65 to $7.97. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

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December 02, 2020 Filed Dec 3, 2020 20:11 UTC
McCormack Gregory J.SVP N.A. Oper & Global Supply
Exercise / conversionCommon Stock 44,242 $6.12 $270,761.04
Disclosure

SEC source: 0000712034-20-000155 · wf-form4_160702625007914.xml · nonDerivative · entry 1

McCormack Gregory J. · CIK 0001433465 · SVP N.A. Oper & Global Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 15:25 UTC
HARGROW RALPH PAULSr VP & Chief People Officer
Exercise / conversionStock Option (right to buy) · Derivative 23,965 $6.12 Strike: $6.12 $146,665.80
Disclosure

SEC source: 0000712034-20-000153 · wf-form4_160631790441937.xml · derivative · entry 3

HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,686

Underlying: Common Stock · 23,965 shares

Expires 2021-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

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November 24, 2020 Filed Nov 25, 2020 15:25 UTC
HARGROW RALPH PAULSr VP & Chief People Officer
SaleCommon Stock 23,965 $8.12 $194,595.80
Disclosure

SEC source: 0000712034-20-000153 · wf-form4_160631790441937.xml · nonDerivative · entry 2

HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,721

Read SEC document
November 24, 2020 Filed Nov 25, 2020 15:25 UTC
HARGROW RALPH PAULSr VP & Chief People Officer
Exercise / conversionCommon Stock 23,965 $6.12 $146,665.80
Disclosure

SEC source: 0000712034-20-000153 · wf-form4_160631790441937.xml · nonDerivative · entry 1

HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:48 UTC PurchaseCommon Stock 50,000 $6.83 $341,745.00
Disclosure

SEC source: 0000712034-20-000151 · wf-form4_160554531347320.xml · nonDerivative · entry 1

Lombardi Ronald M. · CIK 0001507111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: This price reflects the weighted average purchase price for the shares, which were purchased in multiple transactions at prices that ranged from $6.69 to $6.97. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares purchased at each separate price.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:32 UTC GrantRestricted Stock Units · Derivative 969.94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000129 · wf-form4_160072755797710.xml · derivative · entry 1

RAJKOWSKI E MARK · CIK 0001258268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,785.32

Underlying: Common Stock · 969.94 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:32 UTC GrantPhantom Stock Units · Derivative 280.9 $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000128 · wf-form4_160072753872192.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,161.73

Underlying: Common Stock · 280.9 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F3 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F3 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:32 UTC GrantRestricted Stock Units · Derivative 690.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000128 · wf-form4_160072753872192.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,796.39

Underlying: Common Stock · 690.82 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:32 UTC GrantRestricted Stock Units · Derivative 546.57 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000127 · wf-form4_160072751771377.xml · derivative · entry 1

Monteagudo Graciela · CIK 0001647443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,848.64

Underlying: Common Stock · 546.57 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:31 UTC GrantRestricted Stock Units · Derivative 392.47 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000126 · wf-form4_160072749860681.xml · derivative · entry 1

Lombardi Ronald M. · CIK 0001507111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,948.64

Underlying: Common Stock · 392.47 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:31 UTC GrantRestricted Stock Units · Derivative 802.86 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000125 · wf-form4_160072747812845.xml · derivative · entry 1

Kroeger Thomas · CIK 0001478323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,629.93

Underlying: Common Stock · 802.86 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:31 UTC GrantRestricted Stock Units · Derivative 704.47 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000124 · wf-form4_160072745917377.xml · derivative · entry 1

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,116.4

Underlying: Common Stock · 704.47 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:30 UTC GrantRestricted Stock Units · Derivative 1,240.41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000122 · wf-form4_160072742454479.xml · derivative · entry 1

DVORAK KATHLEEN S · CIK 0001214206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,891.38

Underlying: Common Stock · 1,240.41 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards. Includes an additional 124.58 RSUs acquired June 19, 2020 previously unreported due to administrative error in calculating dividend equivalents of the Reporting Person's outstanding RSUs.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:30 UTC GrantRestricted Stock Units · Derivative 898.13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000123 · wf-form4_160072744175026.xml · derivative · entry 1

Jotwani Pradeep · CIK 0001442134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,842.16

Underlying: Common Stock · 898.13 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:30 UTC GrantRestricted Stock Units · Derivative 674.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000121 · wf-form4_160072740732893.xml · derivative · entry 1

BUZZARD JAMES A · CIK 0001144937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,205.56

Underlying: Common Stock · 674.37 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 15:32 UTC
Tedford Thomas WExec VP & Pres No. America
GrantRestricted Stock Units · Derivative 322.55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000141 · wf-form4_160078875023627.xml · derivative · entry 3

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No. America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,187.64

Underlying: Common Stock · 322.55 shares

Expires 2023-03-04

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2023 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 15:32 UTC
Tedford Thomas WExec VP & Pres No. America
GrantRestricted Stock Units · Derivative 250.95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000141 · wf-form4_160078875023627.xml · derivative · entry 2

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No. America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,265.2

Underlying: Common Stock · 250.95 shares

Expires 2022-04-04

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 15:32 UTC
Tedford Thomas WExec VP & Pres No. America
GrantRestricted Stock Units · Derivative 209.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000141 · wf-form4_160078875023627.xml · derivative · entry 1

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No. America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,302.85

Underlying: Common Stock · 209.97 shares

Expires 2021-03-07

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 15:32 UTC
Schneider Pamela RSr VP, General Counsel & Sec
GrantRestricted Stock Units · Derivative 187.08 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000140 · wf-form4_160078873120512.xml · derivative · entry 3

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,088.76

Underlying: Common Stock · 187.08 shares

Expires 2023-03-04

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2023 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.