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Norkus Hans Michael

Disclosed activity across 2 companies

Tapewire entity
140819
SEC CIK
0001299555

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACCO BRANDS CorpACCO · Entity 5672DirectorMarch 29, 2021March 30, 2021
GENESEE & WYOMING INCGWR · Entity 152834DirectorMarch 31, 2018April 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCO BRANDS Corp

Report date March 29, 2021 · Filed March 30, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct67,810.78 Reported balance After 2021-03-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-03-29 · Grant · Acquired 523.79 · Balance 67,810.78

F1: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect27,574.23 Reported balance After 2021-03-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-29 · Grant · Acquired 212.99 · Balance 27,574.23

F3: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F3: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

GENESEE & WYOMING INC

Report date March 31, 2018 · Filed April 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $.01 par valueSEC Table I · non-derivativeDirect24,688 Reported balance After 2018-03-31 transaction · row 1
1 source row

Row 1 · 2018-03-31 · Grant · Acquired 325 · Balance 24,688

F1: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2021 Filed Mar 30, 2021 21:53 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 212.99 $0.00 $0.00
Disclosure

SEC source: 0000712034-21-000041 · wf-form4_161714122630600.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,574.23

Underlying: Common Stock · 212.99 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F3 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F3 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4 · derivative.underlying_shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 21:53 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 523.79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-21-000041 · wf-form4_161714122630600.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,810.78

Underlying: Common Stock · 523.79 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:48 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 490.6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000173 · wf-form4_160865211645571.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,286.99

Underlying: Common Stock · 490.6 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F3 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F4 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 15:48 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 199.51 $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000173 · wf-form4_160865211645571.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,361.24

Underlying: Common Stock · 199.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash upon the occurrence of certain events.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash upon the occurrence of certain events.

F2 · derivative.underlying_shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:32 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 280.9 $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000128 · wf-form4_160072753872192.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,161.73

Underlying: Common Stock · 280.9 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F3 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F3 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 22:32 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 690.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000128 · wf-form4_160072753872192.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,796.39

Underlying: Common Stock · 690.82 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 20:23 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 643.73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000092 · wf-form4_159285736370887.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,105.57

Underlying: Common Stock · 643.73 shares

Expires not disclosed

F3 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F4 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 20:23 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 261.75 $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000092 · wf-form4_159285736370887.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,880.83

Underlying: Common Stock · 261.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F2 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:53 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantCommon Stock 12,666 $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000078 · wf-form4_159009438304206.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,847

F1 · shares: Shares of ACCO Brands Corporation common stock granted under the Issuer's 2019 Incentive Plan.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 14:04 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 872.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000059 · wf-form4_158557707929930.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,461.84

Underlying: Common Stock · 872.82 shares

Expires not disclosed

F3 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F4 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 14:04 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 354.94 $0.00 $0.00
Disclosure

SEC source: 0000712034-20-000059 · wf-form4_158557707929930.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,619.08

Underlying: Common Stock · 354.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F2 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:37 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 432.58 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000230 · wf-form4_157679143010403.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,589.02

Underlying: Common Stock · 432.58 shares

Expires not disclosed

F3 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F4 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:37 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 175.92 $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000230 · wf-form4_157679143010403.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,264.14

Underlying: Common Stock · 175.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F2 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 16:29 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 398.49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000192 · wf-form4_156899696572318.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,156.44

Underlying: Common Stock · 398.49 shares

Expires not disclosed

F3 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F4 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 16:29 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 162.03 $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000192 · wf-form4_156899696572318.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,088.22

Underlying: Common Stock · 162.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F2 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 21:43 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000142 · wf-form4_156106697751516.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,926.19

Underlying: Common Stock · 193 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F3 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F3 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 21:43 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 474.62 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000142 · wf-form4_156106697751516.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,757.95

Underlying: Common Stock · 474.62 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:15 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantCommon Stock 13,325 $7.88 $105,001.00
Disclosure

SEC source: 0000712034-19-000129 · wf-form4_155864611150022.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,181

F1 · shares: Shares of ACCO Brands Corporation common stock granted under the Issuer's 2019 Incentive Plan.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 17:06 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 181.24 $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000074 · wf-form4_155370634329096.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,733.19

Underlying: Common Stock · 181.24 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F5 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F6 · shares: Includes an additional 13.0 PSUs to correct an administrative error in calculating dividend equivalents of the Reporting Person's outstanding PSUs during 2018.

F4 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 17:06 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 445.66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000074 · wf-form4_155370634329096.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,283.33

Underlying: Common Stock · 445.66 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · shares: Includes an additional 11.13 RSUs to correct an administrative error in calculating dividend equivalents of the Reporting Person's outstanding RSUs during 2018.

F3 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F3 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 18:49 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 556.09 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000158 · wf-form4_154533176493927.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,826.54

Underlying: Common Stock · 556.09 shares

Expires not disclosed

F3 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F4 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 18:49 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 226.49 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000158 · wf-form4_154533176493927.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,538.95

Underlying: Common Stock · 226.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F2 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 15:35 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 2,245 $11.14 $25,009.30
Disclosure

SEC source: 0000712034-18-000137 · wf-form4_153849451720275.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,312.46

Underlying: Common Stock · 2,245 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 19:09 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 104.69 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000125 · wf-form4_153755695487187.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,067.46

Underlying: Common Stock · 104.69 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F3 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F3 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 19:09 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 306.73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000125 · wf-form4_153755695487187.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,270.45

Underlying: Common Stock · 306.73 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
July 01, 2018 Filed Jul 2, 2018 13:17 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 1,806 $13.85 $25,013.10
Disclosure

SEC source: 0000712034-18-000108 · wf-form4_153053745425886.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,962.77

Underlying: Common Stock · 1,806 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:23 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 93.16 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000106 · wf-form4_152968821781016.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,156.77

Underlying: Common Stock · 93.16 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F3 · shares: Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F4 · derivative.exercise_date: PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4 · derivative.expiration_date: PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:23 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 272.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000106 · wf-form4_152968821781016.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,963.72

Underlying: Common Stock · 272.9 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
May 16, 2018 Filed May 18, 2018 15:02 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 8,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000071 · wf-form4_152665571966879.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,690.82

Underlying: Common Stock · 8,621 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
April 01, 2018 Filed Apr 2, 2018 19:29 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 1,993 $12.55 $25,012.15
Disclosure

SEC source: 0000712034-18-000058 · wf-form4_152269734111736.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,063.61

Underlying: Common Stock · 1,993 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 16:44 UTC GENESEE & WYOMING INC GWR · Entity 152834 GrantClass A Common Stock, $.01 par value 325 $70.14 $22,795.50
Disclosure

SEC source: 0001209191-18-023055 · doc4.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,688

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:11 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 87.61 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000045 · wf-form4_152182864285574.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,070.61

Underlying: Common Stock · 87.61 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F3 · shares: Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F4 · derivative.exercise_date: PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4 · derivative.expiration_date: PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:11 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 243.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000045 · wf-form4_152182864285574.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,069.82

Underlying: Common Stock · 243.82 shares

Expires not disclosed

F1 · shares: Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:17 UTC GENESEE & WYOMING INC GWR · Entity 152834 GrantClass A Common Stock, $.01 par value 432 $78.72 $34,007.04
Disclosure

SEC source: 0001209191-18-000851 · doc4.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,363

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 16:22 UTC GENESEE & WYOMING INC GWR · Entity 152834 GrantClass A Common Stock, $.01 par value 250 $73.53 $18,382.50
Disclosure

SEC source: 0001209191-17-055081 · doc4.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,931

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 16:17 UTC GENESEE & WYOMING INC GWR · Entity 152834 GrantClass A Common Stock, $.01 par value 317 $67.83 $21,502.11
Disclosure

SEC source: 0001209191-17-043304 · doc4.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,681

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

Read SEC document
May 24, 2017 Filed May 25, 2017 16:29 UTC GENESEE & WYOMING INC GWR · Entity 152834 GrantClass A Common Stock, $.01 par value 1,389 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035386 · doc4.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,364

F1 · shares: This restricted stock award was granted under the Third Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest at the next annual meeting of the Company.

Read SEC document
May 16, 2017 Filed May 18, 2017 19:36 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 8,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000054 · wf-form4_149513618915940.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,826

Underlying: Common Stock · 8,678 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

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April 01, 2017 Filed Apr 3, 2017 20:38 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 1,902 $13.15 $25,011.30
Disclosure

SEC source: 0000712034-17-000042 · wf-form4_149125191062827.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,983

Underlying: Common Stock · 1,902 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

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March 31, 2017 Filed Apr 4, 2017 16:17 UTC GENESEE & WYOMING INC GWR · Entity 152834 GrantClass A Common Stock, $.01 par value 334 $68.10 $22,745.40
Disclosure

SEC source: 0001209191-17-024745 · doc4.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,975

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

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January 01, 2017 Filed Jan 3, 2017 20:42 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantPhantom Stock Units · Derivative 1,916 $13.05 $25,003.80
Disclosure

SEC source: 0000712034-17-000001 · wf-form4_148347612813189.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,081

Underlying: Common Stock · 1,916 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

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December 31, 2016 Filed Jan 4, 2017 16:20 UTC GENESEE & WYOMING INC GWR · Entity 152834 GrantClass A Common Stock, $.01 par value 345 $69.59 $24,008.55
Disclosure

SEC source: 0001209191-17-000875 · doc4.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,641

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

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September 30, 2016 Filed Oct 4, 2016 17:21 UTC GENESEE & WYOMING INC GWR · Entity 152834 GrantClass A Common Stock, $.01 par value 334 $68.10 $22,745.40
Disclosure

SEC source: 0001209191-16-144493 · doc4.xml · nonDerivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,296

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.