ABX

SEC source: 0001814287-23-000044 · wk-form4_1699927812.xml · nonDerivative · entry 1

Schulte Mary Beth · CIK 0001984252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

F1 · balance_after: 13,000 of which are held indirectly by Trust.

SEC source: 0001814287-23-000040 · wk-form4_1699925507.xml · nonDerivative · entry 1

Corbett Thomas Wingett JR · CIK 0001983295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

SEC source: 0001814287-23-000035 · wk-form4_1699925063.xml · nonDerivative · entry 1

Radka Karla · CIK 0001982897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

SEC source: 0001814287-23-000023 · wk-form4_1698773650.xml · derivative · entry 1

McCauley William Hugh JR · CIK 0001983321 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On October 27, 2023, the Issuer awarded the Reporting Person 500,000 time-based Restricted Stock Units ("RSUs"), ten percent (10%) of which will vest on Jul 3, 2024, and the remaining ninety percent (90%) of which will vest on July 3, 2026, subject to the terms and conditions of the Issuer's 2023 Long-Term Equity Compensation Incentive Plan (the "Plan") and the RSU award agreement. Upon vesting, each RSU shall be converted to an equivalent number of shares of the Issuer's common stock (or, at the Issuer's option, its cash equivalent).

F1 · derivative.exercise_date: On October 27, 2023, the Issuer awarded the Reporting Person 500,000 time-based Restricted Stock Units ("RSUs"), ten percent (10%) of which will vest on Jul 3, 2024, and the remaining ninety percent (90%) of which will vest on July 3, 2026, subject to the terms and conditions of the Issuer's 2023 Long-Term Equity Compensation Incentive Plan (the "Plan") and the RSU award agreement. Upon vesting, each RSU shall be converted to an equivalent number of shares of the Issuer's common stock (or, at the Issuer's option, its cash equivalent).

F1 · derivative.expiration_date: On October 27, 2023, the Issuer awarded the Reporting Person 500,000 time-based Restricted Stock Units ("RSUs"), ten percent (10%) of which will vest on Jul 3, 2024, and the remaining ninety percent (90%) of which will vest on July 3, 2026, subject to the terms and conditions of the Issuer's 2023 Long-Term Equity Compensation Incentive Plan (the "Plan") and the RSU award agreement. Upon vesting, each RSU shall be converted to an equivalent number of shares of the Issuer's common stock (or, at the Issuer's option, its cash equivalent).

SEC source: 0001814287-23-000018 · wk-form4_1697209125.xml · nonDerivative · entry 1

McNealy Sean · CIK 0001984139 · Director · Co-Founder and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,593,250

SEC source: 0001814287-23-000014 · wk-form4_1697208651.xml · nonDerivative · entry 1

Jackson Jay J · CIK 0001984200 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,593,250

SEC source: 0001814287-23-000016 · wk-form4_1697208751.xml · nonDerivative · entry 1

Ganovsky Matthew · CIK 0001982989 · Co-Founder and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,593,250

SEC source: 0001814287-23-000015 · wk-form4_1697208702.xml · nonDerivative · entry 1

Kirby Kevin Scott · CIK 0001983263 · Co-Founder and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,593,250

SEC source: 0000950170-23-053799 · ownership.xml · nonDerivative · entry 1

Pegula Terrence M. · CIK 0001818529 · 10% owner

East Asset Management, LLC · CIK 0001793591 · 10% owner

East Sponsor, LLC · CIK 0001818559 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 11,417,000

F1 · kind: On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022 (as amended, the "Merger Agreement"), by and among Abacus Life, Inc. (the "Issuer"), LMA Merger Sub, LLC, Abacus Merger Sub, LLC, Longevity Market Assets, LLC and Abacus Settlements, LLC, the Issuer completed its initial business combination. On October 13, 2023, each of Jay Jackson, Todd Sean McNealy, Kevin Scott Kirby and Matthew A. Ganovsky (each a "Transferor" and together, the "Transferors") and East Sponsor, LLC ("East Sponsor"), to achieve their intended allocation of shares under the Merger Agreement, entered into a Transfer Agreement under which each of the Transferors agreed to and did convey to East Sponsor, and East Sponsor accepted from each Transferor, free and clear of all encumbrances, 700,500 of their respective shares of Issuer's Common Stock.

F1 · shares: On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022 (as amended, the "Merger Agreement"), by and among Abacus Life, Inc. (the "Issuer"), LMA Merger Sub, LLC, Abacus Merger Sub, LLC, Longevity Market Assets, LLC and Abacus Settlements, LLC, the Issuer completed its initial business combination. On October 13, 2023, each of Jay Jackson, Todd Sean McNealy, Kevin Scott Kirby and Matthew A. Ganovsky (each a "Transferor" and together, the "Transferors") and East Sponsor, LLC ("East Sponsor"), to achieve their intended allocation of shares under the Merger Agreement, entered into a Transfer Agreement under which each of the Transferors agreed to and did convey to East Sponsor, and East Sponsor accepted from each Transferor, free and clear of all encumbrances, 700,500 of their respective shares of Issuer's Common Stock.

F1 · price: On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022 (as amended, the "Merger Agreement"), by and among Abacus Life, Inc. (the "Issuer"), LMA Merger Sub, LLC, Abacus Merger Sub, LLC, Longevity Market Assets, LLC and Abacus Settlements, LLC, the Issuer completed its initial business combination. On October 13, 2023, each of Jay Jackson, Todd Sean McNealy, Kevin Scott Kirby and Matthew A. Ganovsky (each a "Transferor" and together, the "Transferors") and East Sponsor, LLC ("East Sponsor"), to achieve their intended allocation of shares under the Merger Agreement, entered into a Transfer Agreement under which each of the Transferors agreed to and did convey to East Sponsor, and East Sponsor accepted from each Transferor, free and clear of all encumbrances, 700,500 of their respective shares of Issuer's Common Stock.

F2 · ownership.nature: East Sponsor is the record holder of these securities. East Asset Management, LLC ("East Asset Management") is the managing member of East Sponsor. As a result, East Asset Management may be deemed to share beneficial ownership of the securities held by East Sponsor.

F3 · ownership.nature: Trusts controlled by Terrence M. Pegula are the sole members of East Asset Management. As such, Mr. Pegula may be deemed to share beneficial ownership of the securities held by East Sponsor. Mr. Pegula disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein.

SEC source: 0000950170-23-044371 · ownership.xml · nonDerivative · entry 1

Schulte Mary Beth · CIK 0001984252 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 13,000

SEC source: 0000950170-23-032396 · ownership.xml · derivative · entry 2

Pegula Terrence M. · CIK 0001818529 · 10% owner

East Asset Management, LLC · CIK 0001793591 · 10% owner

East Sponsor, LLC · CIK 0001818559 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,615,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022, as amended on October 14, 2022 and April 20, 2023, by and among Abacus Life, Inc. (formerly known as East Resources Acquisition Company) (the "Issuer"), LMA Merger Sub, LLC ("LMA Merger Sub"), Abacus Merger Sub, LLC ("Abacus Merger Sub"), Longevity Market Assets, LLC ("LMA") and Abacus Settlements, LLC ("Legacy Abacus"), the Issuer completed its initial business combination (the "Business Combination").

F2 · derivative.exercise_price: (Continued footnote 1) As a result of the Business Combination, each outstanding share of Class B Common Stock, par value $0.0001 per share, of the Issuer was automatically converted into a share of Common Stock, par value $0.0001 per share ("Common Stock"), of the Issuer on a one-for-one basis. Upon the completion of the Business Combination, LMA Merger Sub merged with and into LMA, with LMA surviving such merger as a wholly owned subsidiary of the Issuer, Abacus Merger Sub merged with and into Legacy Abacus, with Legacy Abacus surviving such merger as a wholly owned subsidiary of the Issuer, and the Issuer was renamed "Abacus Life, Inc."

F1 · price: On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022, as amended on October 14, 2022 and April 20, 2023, by and among Abacus Life, Inc. (formerly known as East Resources Acquisition Company) (the "Issuer"), LMA Merger Sub, LLC ("LMA Merger Sub"), Abacus Merger Sub, LLC ("Abacus Merger Sub"), Longevity Market Assets, LLC ("LMA") and Abacus Settlements, LLC ("Legacy Abacus"), the Issuer completed its initial business combination (the "Business Combination").

F2 · price: (Continued footnote 1) As a result of the Business Combination, each outstanding share of Class B Common Stock, par value $0.0001 per share, of the Issuer was automatically converted into a share of Common Stock, par value $0.0001 per share ("Common Stock"), of the Issuer on a one-for-one basis. Upon the completion of the Business Combination, LMA Merger Sub merged with and into LMA, with LMA surviving such merger as a wholly owned subsidiary of the Issuer, Abacus Merger Sub merged with and into Legacy Abacus, with Legacy Abacus surviving such merger as a wholly owned subsidiary of the Issuer, and the Issuer was renamed "Abacus Life, Inc."

F1 · derivative.exercise_date: On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022, as amended on October 14, 2022 and April 20, 2023, by and among Abacus Life, Inc. (formerly known as East Resources Acquisition Company) (the "Issuer"), LMA Merger Sub, LLC ("LMA Merger Sub"), Abacus Merger Sub, LLC ("Abacus Merger Sub"), Longevity Market Assets, LLC ("LMA") and Abacus Settlements, LLC ("Legacy Abacus"), the Issuer completed its initial business combination (the "Business Combination").

F2 · derivative.exercise_date: (Continued footnote 1) As a result of the Business Combination, each outstanding share of Class B Common Stock, par value $0.0001 per share, of the Issuer was automatically converted into a share of Common Stock, par value $0.0001 per share ("Common Stock"), of the Issuer on a one-for-one basis. Upon the completion of the Business Combination, LMA Merger Sub merged with and into LMA, with LMA surviving such merger as a wholly owned subsidiary of the Issuer, Abacus Merger Sub merged with and into Legacy Abacus, with Legacy Abacus surviving such merger as a wholly owned subsidiary of the Issuer, and the Issuer was renamed "Abacus Life, Inc."

F1 · derivative.expiration_date: On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022, as amended on October 14, 2022 and April 20, 2023, by and among Abacus Life, Inc. (formerly known as East Resources Acquisition Company) (the "Issuer"), LMA Merger Sub, LLC ("LMA Merger Sub"), Abacus Merger Sub, LLC ("Abacus Merger Sub"), Longevity Market Assets, LLC ("LMA") and Abacus Settlements, LLC ("Legacy Abacus"), the Issuer completed its initial business combination (the "Business Combination").

F2 · derivative.expiration_date: (Continued footnote 1) As a result of the Business Combination, each outstanding share of Class B Common Stock, par value $0.0001 per share, of the Issuer was automatically converted into a share of Common Stock, par value $0.0001 per share ("Common Stock"), of the Issuer on a one-for-one basis. Upon the completion of the Business Combination, LMA Merger Sub merged with and into LMA, with LMA surviving such merger as a wholly owned subsidiary of the Issuer, Abacus Merger Sub merged with and into Legacy Abacus, with Legacy Abacus surviving such merger as a wholly owned subsidiary of the Issuer, and the Issuer was renamed "Abacus Life, Inc."

F3 · ownership.nature: East Sponsor, LLC ("East Sponsor") is the record holder of these securities. East Asset Management, LLC ("East Asset Management") is the managing member of East Sponsor. As a result, East Asset Management may be deemed to share beneficial ownership of the securities held by East Sponsor.

F4 · ownership.nature: Trusts controlled by Terrence M. Pegula are the sole members of East Asset Management. As such, Mr. Pegula may be deemed to share beneficial ownership of the securities held by East Sponsor. Mr. Pegula disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein.

SEC source: 0000950170-23-032396 · ownership.xml · nonDerivative · entry 1

Pegula Terrence M. · CIK 0001818529 · 10% owner

East Asset Management, LLC · CIK 0001793591 · 10% owner

East Sponsor, LLC · CIK 0001818559 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 8,615,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022, as amended on October 14, 2022 and April 20, 2023, by and among Abacus Life, Inc. (formerly known as East Resources Acquisition Company) (the "Issuer"), LMA Merger Sub, LLC ("LMA Merger Sub"), Abacus Merger Sub, LLC ("Abacus Merger Sub"), Longevity Market Assets, LLC ("LMA") and Abacus Settlements, LLC ("Legacy Abacus"), the Issuer completed its initial business combination (the "Business Combination").

F2 · shares: (Continued footnote 1) As a result of the Business Combination, each outstanding share of Class B Common Stock, par value $0.0001 per share, of the Issuer was automatically converted into a share of Common Stock, par value $0.0001 per share ("Common Stock"), of the Issuer on a one-for-one basis. Upon the completion of the Business Combination, LMA Merger Sub merged with and into LMA, with LMA surviving such merger as a wholly owned subsidiary of the Issuer, Abacus Merger Sub merged with and into Legacy Abacus, with Legacy Abacus surviving such merger as a wholly owned subsidiary of the Issuer, and the Issuer was renamed "Abacus Life, Inc."

F1 · price: On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022, as amended on October 14, 2022 and April 20, 2023, by and among Abacus Life, Inc. (formerly known as East Resources Acquisition Company) (the "Issuer"), LMA Merger Sub, LLC ("LMA Merger Sub"), Abacus Merger Sub, LLC ("Abacus Merger Sub"), Longevity Market Assets, LLC ("LMA") and Abacus Settlements, LLC ("Legacy Abacus"), the Issuer completed its initial business combination (the "Business Combination").

F2 · price: (Continued footnote 1) As a result of the Business Combination, each outstanding share of Class B Common Stock, par value $0.0001 per share, of the Issuer was automatically converted into a share of Common Stock, par value $0.0001 per share ("Common Stock"), of the Issuer on a one-for-one basis. Upon the completion of the Business Combination, LMA Merger Sub merged with and into LMA, with LMA surviving such merger as a wholly owned subsidiary of the Issuer, Abacus Merger Sub merged with and into Legacy Abacus, with Legacy Abacus surviving such merger as a wholly owned subsidiary of the Issuer, and the Issuer was renamed "Abacus Life, Inc."

F3 · ownership.nature: East Sponsor, LLC ("East Sponsor") is the record holder of these securities. East Asset Management, LLC ("East Asset Management") is the managing member of East Sponsor. As a result, East Asset Management may be deemed to share beneficial ownership of the securities held by East Sponsor.

F4 · ownership.nature: Trusts controlled by Terrence M. Pegula are the sole members of East Asset Management. As such, Mr. Pegula may be deemed to share beneficial ownership of the securities held by East Sponsor. Mr. Pegula disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein.

SEC source: 0001062993-24-002884 · form4.xml · nonDerivative · entry 1

Alberta Investment Management Corp · CIK 0001463559 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 22, 2023, the Issuer redeemed all 1,000,000 shares of Common Stock owned by the Reporting Person for cash.

SEC source: 0000902664-23-000590 · ownership.xml · nonDerivative · entry 1

ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner

Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner

Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner

Atchinson Robert · CIK 0001403404 · 10% owner

Gross Phillip · CIK 0001403413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: The Reporting Persons elected to redeem 2,348,214 shares of Class A Common Stock for cash.

F2 · ownership.nature: The securities to which this filing relates were held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

SEC source: 0000899243-22-034771 · doc4.xml · nonDerivative · entry 1

Gusky Adam Samuel · CIK 0001792912 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By AG Energy, LLC

Disclosed balance after: 3,018

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F2 · ownership.nature: The Reporting Person is the sole member of AG Energy, LLC.

SEC source: 0001209191-20-057410 · doc4.xml · nonDerivative · entry 3

Gusky Adam Samuel · CIK 0001792912 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By AG Energy, LLC

Disclosed balance after: 2,452

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F2 · ownership.nature: The Reporting Person is the sole member of AG Energy, LLC.

SEC source: 0001209191-20-057410 · doc4.xml · nonDerivative · entry 2

Gusky Adam Samuel · CIK 0001792912 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By AG Energy, LLC

Disclosed balance after: 2,202

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F2 · ownership.nature: The Reporting Person is the sole member of AG Energy, LLC.

SEC source: 0001209191-20-057410 · doc4.xml · nonDerivative · entry 1

Gusky Adam Samuel · CIK 0001792912 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By AG Energy, LLC

Disclosed balance after: 2,002

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F2 · ownership.nature: The Reporting Person is the sole member of AG Energy, LLC.

SEC source: 0001209191-20-056189 · doc4.xml · nonDerivative · entry 2

Gusky Adam Samuel · CIK 0001792912 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By AG Energy, LLC

Disclosed balance after: 1,700

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F2 · ownership.nature: The Reporting Person is the sole member of AG Energy, LLC.

SEC source: 0001209191-20-056189 · doc4.xml · nonDerivative · entry 1

Gusky Adam Samuel · CIK 0001792912 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By AG Energy, LLC

Disclosed balance after: 1,200

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F2 · ownership.nature: The Reporting Person is the sole member of AG Energy, LLC.

SEC source: 0001209191-20-051770 · doc4.xml · nonDerivative · entry 1

Fustos William A. · CIK 0001818625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · balance_after: 2,000 of the 22,000 shares beneficially owned by the Reporting Person represent securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-051768 · doc4.xml · nonDerivative · entry 1

Fustos William A. · CIK 0001818625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · balance_after: 2,000 of the 12,000 shares beneficially owned by the Reporting Person represent securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-051395 · doc4.xml · nonDerivative · entry 3

Fustos William A. · CIK 0001818625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-051395 · doc4.xml · nonDerivative · entry 2

Fustos William A. · CIK 0001818625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-051395 · doc4.xml · nonDerivative · entry 1

Fustos William A. · CIK 0001818625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-045174 · doc4.xml · nonDerivative · entry 1

Long Jacob R. · CIK 0001818753 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-045438 · doc4a.xml · nonDerivative · entry 1

Long Jacob R. · CIK 0001818753 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-044173 · doc4.xml · nonDerivative · entry 1

Wingard Benjamin M. · CIK 0001818542 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-045168 · doc4.xml · nonDerivative · entry 1

Long Jacob R. · CIK 0001818753 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-044032 · doc4.xml · nonDerivative · entry 1

Hagerman Gary L. Jr. · CIK 0001818528 · Director · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-044212 · doc4.xml · nonDerivative · entry 1

Sobol Allen F. · CIK 0001818617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-044029 · doc4.xml · nonDerivative · entry 1

Sieminski John P. · CIK 0001818707 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

SEC source: 0001209191-20-043858 · doc4.xml · nonDerivative · entry 1

Wingard Benjamin M. · CIK 0001818542 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.

F1 · balance_after: Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination.