ABTC

SEC source: 0001213900-25-003945 · ownership.xml · derivative · entry 4

Kaiser Brittany · CIK 0001918874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,824

Underlying: Common Stock · 96,824 shares

Expires 2035-01-13

SEC source: 0001213900-25-003945 · ownership.xml · nonDerivative · entry 1

Kaiser Brittany · CIK 0001918874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,824

SEC source: 0001213900-25-003921 · ownership.xml · derivative · entry 4

Billingsley Jessica · CIK 0001780003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,412

Underlying: Common Stock · 48,412 shares

Expires 2035-01-13

SEC source: 0001213900-25-003921 · ownership.xml · nonDerivative · entry 1

Billingsley Jessica · CIK 0001780003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,810

SEC source: 0001213900-25-003845 · ownership.xml · derivative · entry 3

Gallie Peter Eric · CIK 0002048601 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,236

Underlying: Common Stock · 145,236 shares

Expires 2035-01-13

SEC source: 0001213900-25-003845 · ownership.xml · nonDerivative · entry 1

Gallie Peter Eric · CIK 0002048601 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,236

SEC source: 0001213900-25-003837 · ownership.xml · derivative · entry 3

Salzman Simeon · CIK 0001834571 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,365

Underlying: Common Stock · 19,365 shares

Expires 2035-01-13

SEC source: 0001213900-25-003837 · ownership.xml · nonDerivative · entry 1

Salzman Simeon · CIK 0001834571 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,788

SEC source: 0001213900-25-014262 · ownership.xml · derivative · entry 4

Billingsley Jessica · CIK 0001780003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,412

Underlying: Common Stock · 48,412 shares

Expires 2035-01-13

SEC source: 0001213900-25-014262 · ownership.xml · nonDerivative · entry 1

Billingsley Jessica · CIK 0001780003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,359

SEC source: 0001213900-25-002657 · ownership.xml · nonDerivative · entry 2

Kaiser Brittany · CIK 0001918874 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 604,581

F2 · shares: Represents shares transferred from Achayot Partners LLC to Natalie Kaiser in connection with her exit from Achayot Partners LLC. Prior to the transfer, the reporting person and Natalie Kaiser each held a 50% ownership stake in Achayot Partners LLC and shared voting and investment control over the shares held by it.

F3 · ownership.nature: Represents shares held by Achayot Partners LLC. The reporting person is the CEO and 100% owner of Achayot Partners LLC.

SEC source: 0001213900-24-110559 · ownership.xml · nonDerivative · entry 1

Gallie Peter Eric · CIK 0002048601 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

SEC source: 0001213900-24-094267 · ownership.xml · nonDerivative · entry 1

Grigorin Dan · CIK 0002042678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,080

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

SEC source: 0001213900-24-094271 · ownership.xml · nonDerivative · entry 1

Vaiopoulos Demetrios · CIK 0002038613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,100

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

SEC source: 0001213900-24-094269 · ownership.xml · nonDerivative · entry 1

Tolhurst Daniel George · CIK 0002012813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,080

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

SEC source: 0001213900-24-094273 · ownership.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,080

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

SEC source: 0001213900-24-094266 · ownership.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,185

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

SEC source: 0001213900-24-094272 · ownership.xml · nonDerivative · entry 1

Kaiser Brittany · CIK 0001918874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,080

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

SEC source: 0001213900-24-094270 · ownership.xml · nonDerivative · entry 1

Billingsley Jessica · CIK 0001780003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,080

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

SEC source: 0001213900-24-085539 · ownership.xml · nonDerivative · entry 2

GUTTERMAN STEVEN D. · CIK 0001430007 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,713,786

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

SEC source: 0001213900-24-073417 · ownership.xml · nonDerivative · entry 1

GUTTERMAN STEVEN D. · CIK 0001430007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,070

SEC source: 0001213900-24-073415 · ownership.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,104

SEC source: 0001213900-24-056172 · ownership.xml · nonDerivative · entry 1

Salzman Simeon · CIK 0001834571 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,423

F3 · shares: Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001213900-24-031170 · ownership.xml · nonDerivative · entry 1

GUTTERMAN STEVEN D. · CIK 0001430007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,035

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001567619-22-021155 · doc1.xml · nonDerivative · entry 1

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,822

F1 · date: This transaction was originally reported to have occurred on May 17, 2022 but due to an administrative error was not completed until October 24, 2022.

F2 · date: Represents shares withheld for tax purposes on settlement of RSUs.

F2 · kind: Represents shares withheld for tax purposes on settlement of RSUs.

F5 · shares: The transactions and totals reported herein do not reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F3 · price: Each restricted stock represents a contingent right to receive one share of the Issuer's common stock.

F5 · balance_after: The transactions and totals reported herein do not reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021153 · doc1.xml · derivative · entry 4

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Shares · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F4 · derivative.exercise_date: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F4 · derivative.expiration_date: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021153 · doc1.xml · derivative · entry 3

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Shares · 100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F3 · derivative.exercise_date: The RSUs were granted on October 17, 2019, and vest as follows: one-fourth on July 1, 2020; one-fourth on July 1, 2021; one-fourth on July 1, 2022; and one-fourth on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F3 · derivative.expiration_date: The RSUs were granted on October 17, 2019, and vest as follows: one-fourth on July 1, 2020; one-fourth on July 1, 2021; one-fourth on July 1, 2022; and one-fourth on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021153 · doc1.xml · nonDerivative · entry 2

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021153 · doc1.xml · nonDerivative · entry 1

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021158 · doc1.xml · derivative · entry 4

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Shares · 125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F4 · derivative.exercise_date: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of the vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F4 · derivative.expiration_date: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of the vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021158 · doc1.xml · derivative · entry 3

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,304

Underlying: Common Shares · 1,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.

F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021158 · doc1.xml · nonDerivative · entry 1

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021154 · doc1.xml · derivative · entry 5

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Shares · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F4 · derivative.exercise_date: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F4 · derivative.expiration_date: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021154 · doc1.xml · derivative · entry 4

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125

Underlying: Common Shares · 125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F3 · derivative.exercise_date: The RSUs were granted on October 19, 2019, and vest as follows: one-fourth on July 1, 2020; one-fourth on July 1, 2021;one-fourth on July 1, 2022; and one-fourth on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. (Note: These RSUs were previously reported in Table II with a grant date of February 20, 2020.)

F3 · derivative.expiration_date: The RSUs were granted on October 19, 2019, and vest as follows: one-fourth on July 1, 2020; one-fourth on July 1, 2021;one-fourth on July 1, 2022; and one-fourth on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. (Note: These RSUs were previously reported in Table II with a grant date of February 20, 2020.)

F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021154 · doc1.xml · nonDerivative · entry 2

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021154 · doc1.xml · nonDerivative · entry 1

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021382 · doc1.xml · derivative · entry 4

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Shares · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F4 · derivative.exercise_date: The restricted stock units were granted on September 4, 2020 and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units were granted on September 4, 2020 and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021382 · doc1.xml · derivative · entry 3

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125

Underlying: Common Shares · 125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F3 · derivative.exercise_date: The restricted stock units were granted on October 17, 2019, and vest as follows: one-fourth on January 1, 2020; one-fourth on January 1, 2021; one-fourth on January 1, 2022; and one-fourth on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units were granted on October 17, 2019, and vest as follows: one-fourth on January 1, 2020; one-fourth on January 1, 2021; one-fourth on January 1, 2022; and one-fourth on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021382 · doc1.xml · nonDerivative · entry 2

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-021382 · doc1.xml · nonDerivative · entry 1

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.

SEC source: 0001567619-22-011329 · doc1.xml · nonDerivative · entry 1

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,722

F1 · kind: Represents shares withheld for tax purposes on settlement of RSUs.

F2 · price: Each restricted stock represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-009019 · doc1.xml · derivative · entry 2

Rehmatullah Tahira · CIK 0001728551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,458

Underlying: Common Shares · 3,486 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

SEC source: 0001567619-22-009019 · doc1.xml · nonDerivative · entry 1

Rehmatullah Tahira · CIK 0001728551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

SEC source: 0001567619-22-009021 · doc1.xml · derivative · entry 3

Kane Matthew Ryan · CIK 0001780327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,458

Underlying: Common Shares · 3,486 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

SEC source: 0001567619-22-009021 · doc1.xml · nonDerivative · entry 1

Kane Matthew Ryan · CIK 0001780327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

SEC source: 0001567619-22-009018 · doc1.xml · derivative · entry 2

FISHMAN BARRY · CIK 0001889532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,458

Underlying: Common Shares · 3,486 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

SEC source: 0001567619-22-009018 · doc1.xml · nonDerivative · entry 1

FISHMAN BARRY · CIK 0001889532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

SEC source: 0001567619-22-008767 · doc1.xml · nonDerivative · entry 1

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,193

F1 · shares: Represents restricted stock unit ("RSU") grant on April 12, 2022, with immediate vesting.

F2 · price: Each restricted stock represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-008294 · doc1.xml · derivative · entry 5

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Shares · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs were granted on January 18, 2020, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F4 · derivative.expiration_date: The RSUs were granted on January 18, 2020, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

SEC source: 0001567619-22-008294 · doc1.xml · derivative · entry 4

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,679

Underlying: Common Shares · 6,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs were granted on October 14, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F3 · derivative.expiration_date: The RSUs were granted on October 14, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.