Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Bitcoin Corp.KERN · Entity 5010 | Director · Head of CD | October 21, 2022 | December 02, 2022 |
| MTech Acquisition CorpMTECU · Entity 156597 | Director and CEO · 10% owner | February 08, 2018 | February 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Bitcoin Corp.
Report date October 21, 2022 · Filed December 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 13,380 |
Reported balance
After 2022-10-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-10-21 · Exercise / conversion · Acquired 125 · Balance 13,380 F1: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| Common SharesSEC Table I · non-derivative | Direct | 14,533 |
Reported balance
After 2021-10-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-10-21 · Exercise / conversion · Acquired 1,153 · Balance 14,533 F1: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,304 |
Reported balance
After 2022-10-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-10-21 · Exercise / conversion · Disposed 1,152 · Balance 2,304 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F3: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 250 |
Reported balance
After 2022-10-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-10-21 · Exercise / conversion · Disposed 125 · Balance 250 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F4: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of the vested RSUs will occur as soon as administratively feasible following the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.
F4: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of the vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
MTech Acquisition Corp
Report date February 08, 2018 · Filed February 12, 2018
Jointly reported with MTech Sponsor LLC, SS FL LLC, Game Boy Partners LLC, VAN DYKE STEVEN A, Effron Drew
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 243,750 |
Reported balance
After 2018-02-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-02-08 · Purchase · Acquired 18,750 · Balance 243,750 F1: These shares are underlying units (each unit consisting of one share of Class A common stock and one warrant, each warrant exercisable to purchase one share of Class A common stock) held by MTech Sponsor LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer. F2: Such units were purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering.. Does not include 1,437,500 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F3: SS FL LLC and Game Boy Partners, LLC are the managing members of MTech Sponsor LLC and have voting and investment discretion with respect to the common stock held of record by MTech Sponsor LLC. SS FL LLC and Game Boy Partners, LLC may be deemed to have shared beneficial ownership of the common stock held directly by MTech Sponsor LLC. Messrs. Sozio and Van Dyke are the issuer's Chief Executive Officer and Director and Chairman, respectively, and, Mr. Sozio and Mr. Van Dyke are the managing members of SS FL LLC, one of the managing members of the Sponsor. F4: Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the Sponsor, and jointly with Mr. Sozio and Mr. Van Dyke has the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sozio, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are underlying units (each unit consisting of one share of Class A common stock and one warrant, each warrant exercisable to purchase one share of Class A common stock) held by MTech Sponsor LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer.
F2: Such units were purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering.. Does not include 1,437,500 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
F3: SS FL LLC and Game Boy Partners, LLC are the managing members of MTech Sponsor LLC and have voting and investment discretion with respect to the common stock held of record by MTech Sponsor LLC. SS FL LLC and Game Boy Partners, LLC may be deemed to have shared beneficial ownership of the common stock held directly by MTech Sponsor LLC. Messrs. Sozio and Van Dyke are the issuer's Chief Executive Officer and Director and Chairman, respectively, and, Mr. Sozio and Mr. Van Dyke are the managing members of SS FL LLC, one of the managing members of the Sponsor.
F4: Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the Sponsor, and jointly with Mr. Sozio and Mr. Van Dyke has the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sozio, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2022 Filed Dec 2, 2022 12:14 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionRestricted Stock Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021158 · doc1.xml · derivative · entry 4 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Underlying: Common Shares · 125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F4 · derivative.exercise_date: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of the vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F4 · derivative.expiration_date: The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of the vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. Read SEC document |
| October 21, 2022 Filed Dec 2, 2022 12:14 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionRestricted Stock Units · Derivative | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021158 · doc1.xml · derivative · entry 3 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,304 Underlying: Common Shares · 1,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates. F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates. F1 · derivative.underlying_shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. Read SEC document |
| October 21, 2022 Filed Dec 2, 2022 12:14 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionCommon Shares | 125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-021158 · doc1.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionRestricted Stock Uniyts · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 13 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Shares · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionRestricted Stock Units · Derivative | 29,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 12 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 29,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: Represents restricted stock unit grant with immediate vesting. F5 · derivative.expiration_date: Represents restricted stock unit grant with immediate vesting. Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Tax withholdingCommon Shares | 12,434 | $2.00 | $24,868.00 |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 7 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,112 Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionCommon Shares | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 6 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionCommon Shares | 29,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 5 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| October 26, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | GrantRestricted Stock Units · Derivative | 29,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 11 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,210 Underlying: Common Shares · 29,210 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: Represents restricted stock unit grant with immediate vesting. F5 · derivative.expiration_date: Represents restricted stock unit grant with immediate vesting. Read SEC document |
| October 21, 2021 Filed Dec 2, 2022 12:14 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionCommon Shares | 1,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-021158 · doc1.xml · nonDerivative · entry 2 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. Read SEC document |
| August 04, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 10 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Shares · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates. F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates. Read SEC document |
| August 04, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionRestricted Stock Units · Derivative | 23,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 9 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,124 Underlying: Common Shares · 23,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates. F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates. Read SEC document |
| August 04, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Tax withholdingCommon Shares | 11,618 | $3.30 | $38,339.40 |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 4 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,836 Read SEC document |
| August 04, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionCommon Shares | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 3 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 04, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | Exercise / conversionCommon Shares | 23,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 2 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| April 26, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 8 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| April 26, 2021 Filed Feb 14, 2022 21:01 UTC | American Bitcoin Corp. KERN · Entity 5010 | GrantCommon Shares | 2,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,912 F1 · shares: Represents grant of restricted stock units on April 26, 2021, with immediate vesting. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:09 UTC | American Bitcoin Corp. KERN · Entity 5010 | Tax withholdingCommon Shares | 12,426 | $6.82 | $84,745.32 |
DisclosureSEC source: 0001567619-21-005676 · doc1.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,936 F1 · kind: Tax withholding on settlement of restricted stock units, previously reported in Table I of the Form 4 filed by the reporting person on September 22, 2020. Read SEC document |
| September 04, 2020 Filed Sep 22, 2020 21:35 UTC | American Bitcoin Corp. KERN · Entity 5010 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017024 · doc1.xml · derivative · entry 2 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 10,000 shares Expires 2024-07-02 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| September 04, 2020 Filed Sep 22, 2020 21:35 UTC | American Bitcoin Corp. KERN · Entity 5010 | GrantCommon Shares | 38,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017024 · doc1.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,362 F1 · shares: Represents 38,527 shares of common stock issuable upon settlement of 38,527 restricted stock units ("RSUs") of Akerna Corp. (the "Company"). The RSUs were granted on August 6, 2020, vested immediately, and may be settled solely in shares of common stock, par value $0.0001 of the Company. The RSUs were granted under the Akerna Corp. 2019 Long Term Incentive Plan. Read SEC document |
| September 04, 2020 Filed Mar 4, 2021 21:06 UTC Amendment | American Bitcoin Corp. KERN · Entity 5010 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005675 · doc1.xml · derivative · entry 2 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 10,000 shares Expires 2024-07-02 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| September 04, 2020 Filed Mar 4, 2021 21:06 UTC Amendment | American Bitcoin Corp. KERN · Entity 5010 | GrantCommon Shares | 38,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005675 · doc1.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,362 F1 · shares: Represents 38,527 shares of common stock issuable upon settlement of 38,527 restricted stock units ("RSUs") of Akerna Corp. (the "Company"). The RSUs were granted on September 4, 2020, vested immediately, and may be settled solely in shares of common stock, par value $0.0001 of the Company. The RSUs were granted under the Akerna Corp. 2019 Long Term Incentive Plan. Read SEC document |
| September 01, 2020 Filed Sep 22, 2020 21:35 UTC | American Bitcoin Corp. KERN · Entity 5010 | GrantRestricted Stock Units · Derivative | 92,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017024 · doc1.xml · derivative · entry 3 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,166 Underlying: Common Shares · 92,166 shares Expires 2024-07-02 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| August 06, 2020 Filed Mar 4, 2021 21:06 UTC Amendment | American Bitcoin Corp. KERN · Entity 5010 | GrantRestricted Stock Units · Derivative | 92,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005675 · doc1.xml · derivative · entry 3 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,166 Underlying: Common Shares · 92,166 shares Expires 2024-07-02 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| April 30, 2020 Filed May 1, 2020 06:08 UTC | American Bitcoin Corp. KERN · Entity 5010 | GrantCommon Stock, par value $0.0001 per share | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-010692 · ownership.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,835 F1 · kind: Represents 1,230 shares of common stock issuable upon settlement of 1,230 restricted stock units ("RSU") of Akerna Corp. (the "Company"). The RSUs were granted on April 28, 2020, vested immediately and may be settled solely in shares of common stock, par value $0.0001 of the Company. The RSUs were granted under the Akerna Corp. 2019 Long Term Incentive Plan. F1 · price: Represents 1,230 shares of common stock issuable upon settlement of 1,230 restricted stock units ("RSU") of Akerna Corp. (the "Company"). The RSUs were granted on April 28, 2020, vested immediately and may be settled solely in shares of common stock, par value $0.0001 of the Company. The RSUs were granted under the Akerna Corp. 2019 Long Term Incentive Plan. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 14:42 UTC | American Bitcoin Corp. KERN · Entity 5010 | OtherWarrants · Derivative | 32,310 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-20-008963 · ownership.xml · derivative · entry 2 Sozio Scott · CIK 0001403062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,310 Underlying: Common Shares · 32,310 shares Expires 2024-06-17 F1 · kind: Distribution of Akerna Corp. securities to members of SS FL LLC Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 14:42 UTC | American Bitcoin Corp. KERN · Entity 5010 | OtherCommon Shares | 201,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-008963 · ownership.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,605 F1 · kind: Distribution of Akerna Corp. securities to members of SS FL LLC Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:59 UTC | American Bitcoin Corp. KERN* · Entity 5010 | GrantWarrants · Derivative | 243,750 | $11.50 Strike: $11.50 | $2,803,125.00 |
DisclosureSEC source: 0001213900-19-011070 · ownership.xml · derivative · entry 3 MTech Sponsor LLC · CIK 0001719877 · 10% owner SS FL LLC · CIK 0001729464 · 10% owner Game Boy Partners LLC · CIK 0001729513 · 10% owner Sozio Scott · CIK 0001403062 · Director VAN DYKE STEVEN A · CIK 0001042288 · 10% owner Effron Drew · CIK 0001729889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,750 Underlying: Common Stock · 243,750 shares Expires 2024-06-17 F3 · date: Received in exchanged for 243,750 warrants of MTech pursuant to the Merger Agreement. F4 · ownership.direct: SS FL LLC and Game Boy Partners, LLC are the managing members of MTech Sponsor LLC and have voting and investment discretion with respect to the common stock held of record by MTech Sponsor LLC. SS FL LLC and Game Boy Partners, LLC may be deemed to have shared beneficial ownership of the common stock held directly by MTech Sponsor LLC. Mr. Sozio is a Director of Akerna and Mr. Sozio and Mr. Van Dyke are the managing members of SS FL LLC, one of the managing members of the Sponsor. F5 · ownership.direct: Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the Sponsor, and jointly with Mr. Sozio and Mr. Van Dyke has the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sozio, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:59 UTC | American Bitcoin Corp. KERN* · Entity 5010 | OtherCommon Stock | 100,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-011070 · ownership.xml · nonDerivative · entry 2 MTech Sponsor LLC · CIK 0001719877 · 10% owner SS FL LLC · CIK 0001729464 · 10% owner Game Boy Partners LLC · CIK 0001729513 · 10% owner Sozio Scott · CIK 0001403062 · Director VAN DYKE STEVEN A · CIK 0001042288 · 10% owner Effron Drew · CIK 0001729889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581,130 F2 · kind: Represents shares transferred to certain investors in a private financing consummated concurrently with the closing of the Merger Agreement. F2 · price: Represents shares transferred to certain investors in a private financing consummated concurrently with the closing of the Merger Agreement. F4 · ownership.direct: SS FL LLC and Game Boy Partners, LLC are the managing members of MTech Sponsor LLC and have voting and investment discretion with respect to the common stock held of record by MTech Sponsor LLC. SS FL LLC and Game Boy Partners, LLC may be deemed to have shared beneficial ownership of the common stock held directly by MTech Sponsor LLC. Mr. Sozio is a Director of Akerna and Mr. Sozio and Mr. Van Dyke are the managing members of SS FL LLC, one of the managing members of the Sponsor. F5 · ownership.direct: Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the Sponsor, and jointly with Mr. Sozio and Mr. Van Dyke has the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sozio, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:59 UTC | American Bitcoin Corp. KERN* · Entity 5010 | GrantCommon Stock | 1,681,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-011070 · ownership.xml · nonDerivative · entry 1 MTech Sponsor LLC · CIK 0001719877 · 10% owner SS FL LLC · CIK 0001729464 · 10% owner Game Boy Partners LLC · CIK 0001729513 · 10% owner Sozio Scott · CIK 0001403062 · Director VAN DYKE STEVEN A · CIK 0001042288 · 10% owner Effron Drew · CIK 0001729889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,681,250 F1 · shares: Received in exchange for an aggregate of 1,681,250 shares of MTech common stock in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among MTech Acquisition Corp. ("MTech"), MTech Acquisition Holdings Inc. (which subsequently filed an Amended and Restated Certificate of Incorporation to change the company's name to Akerna Corp.), MTech Purchaser Merger Sub Inc., MTech Company Merger Sub LLC, MTech Sponsor LLC, MJ Freeway LLC ("MJF") and Jessica Billingsley (as successor to Harold Handelsman), dated as of October 10, 2018, as amended by that certain First Amendment to Agreement and Plan of Merger, dated as of April 17, 2019. These shares remain subject to the terms of that certain unit subscription agreement. The acquisition of these securities by the reporting persons was approved pursuant to Rule 16b-3(d)(1). F1 · price: Received in exchange for an aggregate of 1,681,250 shares of MTech common stock in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among MTech Acquisition Corp. ("MTech"), MTech Acquisition Holdings Inc. (which subsequently filed an Amended and Restated Certificate of Incorporation to change the company's name to Akerna Corp.), MTech Purchaser Merger Sub Inc., MTech Company Merger Sub LLC, MTech Sponsor LLC, MJ Freeway LLC ("MJF") and Jessica Billingsley (as successor to Harold Handelsman), dated as of October 10, 2018, as amended by that certain First Amendment to Agreement and Plan of Merger, dated as of April 17, 2019. These shares remain subject to the terms of that certain unit subscription agreement. The acquisition of these securities by the reporting persons was approved pursuant to Rule 16b-3(d)(1). F4 · ownership.direct: SS FL LLC and Game Boy Partners, LLC are the managing members of MTech Sponsor LLC and have voting and investment discretion with respect to the common stock held of record by MTech Sponsor LLC. SS FL LLC and Game Boy Partners, LLC may be deemed to have shared beneficial ownership of the common stock held directly by MTech Sponsor LLC. Mr. Sozio is a Director of Akerna and Mr. Sozio and Mr. Van Dyke are the managing members of SS FL LLC, one of the managing members of the Sponsor. F5 · ownership.direct: Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the Sponsor, and jointly with Mr. Sozio and Mr. Van Dyke has the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sozio, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 16:25 UTC | MTech Acquisition Corp MTECU · Entity 156597 | PurchaseClass A Common Stock | 18,750 | $10.00 | $187,500.00 |
DisclosureSEC source: 0001615774-18-001050 · s109008_form4.xml · nonDerivative · entry 1 MTech Sponsor LLC · CIK 0001719877 · 10% owner SS FL LLC · CIK 0001729464 · 10% owner Game Boy Partners LLC · CIK 0001729513 · 10% owner Sozio Scott · CIK 0001403062 · Director and CEO · 10% owner VAN DYKE STEVEN A · CIK 0001042288 · Director · 10% owner Effron Drew · CIK 0001729889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,750 F1 · shares: These shares are underlying units (each unit consisting of one share of Class A common stock and one warrant, each warrant exercisable to purchase one share of Class A common stock) held by MTech Sponsor LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer. F2 · shares: Such units were purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering.. Does not include 1,437,500 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F3 · ownership.direct: SS FL LLC and Game Boy Partners, LLC are the managing members of MTech Sponsor LLC and have voting and investment discretion with respect to the common stock held of record by MTech Sponsor LLC. SS FL LLC and Game Boy Partners, LLC may be deemed to have shared beneficial ownership of the common stock held directly by MTech Sponsor LLC. Messrs. Sozio and Van Dyke are the issuer's Chief Executive Officer and Director and Chairman, respectively, and, Mr. Sozio and Mr. Van Dyke are the managing members of SS FL LLC, one of the managing members of the Sponsor. F4 · ownership.direct: Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the Sponsor, and jointly with Mr. Sozio and Mr. Van Dyke has the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sozio, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 16:43 UTC | MTech Acquisition Corp MTECU · Entity 156597 | PurchaseClass A Common Stock | 225,000 | $10.00 | $2,250,000.00 |
DisclosureSEC source: 0001615774-18-000846 · s108946_4.xml · nonDerivative · entry 1 MTech Sponsor LLC · CIK 0001719877 · 10% owner SS FL LLC · CIK 0001729464 · 10% owner Game Boy Partners LLC · CIK 0001729513 · 10% owner Sozio Scott · CIK 0001403062 · Director and CEO · 10% owner VAN DYKE STEVEN A · CIK 0001042288 · Director · 10% owner Effron Drew · CIK 0001729889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 F1 · shares: These shares are underlying units (each unit consisting of one share of Class A common stock and one warrant, each warrant exercisable to purchase one share of Class A common stock) held by MTech Sponsor LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer. Does not include 1,437,500 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2 · ownership.direct: SS FL LLC and Game Boy Partners, LLC are the managing members of MTech Sponsor LLC and have voting and investment discretion with respect to the common stock held of record by MTech Sponsor LLC. SS FL LLC and Game Boy Partners, LLC may be deemed to have shared beneficial ownership of the common stock held directly by MTech Sponsor LLC. Messrs. Sozio and Van Dyke are the issuer's Chief Executive Officer and Director and Chairman, respectively, and, Mr. Sozio and Mr. Van Dyke are the managing members of SS FL LLC, one of the managing members of the Sponsor. F3 · ownership.direct: Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the Sponsor, and jointly with Mr. Sozio and Mr. Van Dyke has the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sozio, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.