Tapewire

NYSE · USD

AB

ALLIANCEBERNSTEIN HOLDING L.P.

Export transactions ↓
Tapewire entity
4151
SEC CIK
0000825313
Parsed reports
347

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2017 Filed Sep 5, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.25 $81,375.00
Disclosure

SEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 30, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · derivative · entry 12

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,284

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 30, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.10 $80,850.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · nonDerivative · entry 9

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 30, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · nonDerivative · entry 8

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document
August 30, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.10 $80,850.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · nonDerivative · entry 7

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 30, 2017 Filed Aug 30, 2017 21:42 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.10 $46,200.00
Disclosure

SEC source: 0001550507-17-000010 · wf-form4_150412936171063.xml · nonDerivative · entry 3

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · derivative · entry 11

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,784

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.00 $80,500.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · nonDerivative · entry 6

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · nonDerivative · entry 5

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.00 $80,500.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · nonDerivative · entry 4

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:42 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.00 $46,000.00
Disclosure

SEC source: 0001550507-17-000010 · wf-form4_150412936171063.xml · nonDerivative · entry 2

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · derivative · entry 10

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,284

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.35 $81,725.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · nonDerivative · entry 3

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document
August 28, 2017 Filed Aug 30, 2017 21:39 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.35 $81,725.00
Disclosure

SEC source: 0001389463-17-000049 · wf-form4_150412914590657.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 21:42 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.35 $46,700.00
Disclosure

SEC source: 0001550507-17-000010 · wf-form4_150412936171063.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 25, 2017 Filed Aug 25, 2017 22:54 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.30 $46,600.00
Disclosure

SEC source: 0001550507-17-000008 · wf-form4_150370165156291.xml · nonDerivative · entry 3

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 25, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · derivative · entry 12

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,784

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 25, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.30 $81,550.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · nonDerivative · entry 9

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 25, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · nonDerivative · entry 8

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document
August 25, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.30 $81,550.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · nonDerivative · entry 7

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 22:54 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.65 $47,300.00
Disclosure

SEC source: 0001550507-17-000008 · wf-form4_150370165156291.xml · nonDerivative · entry 2

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · derivative · entry 11

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,284

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.65 $82,775.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · nonDerivative · entry 6

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · nonDerivative · entry 5

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document
August 24, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.65 $82,775.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · nonDerivative · entry 4

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 22:54 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.25 $46,500.00
Disclosure

SEC source: 0001550507-17-000008 · wf-form4_150370165156291.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · derivative · entry 10

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,784

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.25 $81,375.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · nonDerivative · entry 3

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document
August 23, 2017 Filed Aug 25, 2017 22:51 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.25 $81,375.00
Disclosure

SEC source: 0001389463-17-000047 · wf-form4_150370144990598.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 20:14 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.20 $46,400.00
Disclosure

SEC source: 0001550507-17-000006 · wf-form4_150343286479336.xml · nonDerivative · entry 3

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · derivative · entry 12

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,284

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.20 $81,200.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · nonDerivative · entry 9

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · nonDerivative · entry 8

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document
August 22, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.20 $81,200.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · nonDerivative · entry 7

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:14 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.05 $46,100.00
Disclosure

SEC source: 0001550507-17-000006 · wf-form4_150343286479336.xml · nonDerivative · entry 2

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · derivative · entry 11

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,784

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.05 $80,675.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · nonDerivative · entry 6

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · nonDerivative · entry 5

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.05 $80,675.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · nonDerivative · entry 4

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:14 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.00 $46,000.00
Disclosure

SEC source: 0001550507-17-000006 · wf-form4_150343286479336.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · derivative · entry 10

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,284

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.00 $80,500.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · nonDerivative · entry 3

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:12 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.00 $80,500.00
Disclosure

SEC source: 0001389463-17-000045 · wf-form4_150343276306448.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,159

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:36 UTC
Weisenseel John CChief Financial Officer
SaleAB Holding Units 2,000 $23.45 $46,900.00
Disclosure

SEC source: 0001550507-17-000004 · wf-form4_150300936168711.xml · nonDerivative · entry 3

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,869

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:27 UTC
Gingrich James AChief Operating Officer
Exercise / conversionAB Holding Unit option (right to buy) · Derivative 3,500 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001389463-17-000043 · wf-form4_150300885215047.xml · derivative · entry 12

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,784

Underlying: AB Holding Units · 3,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:27 UTC
Gingrich James AChief Operating Officer
Saleunits rep. assignments of beneficial owner. of lp interests 3,500 $23.45 $82,075.00
Disclosure

SEC source: 0001389463-17-000043 · wf-form4_150300885215047.xml · nonDerivative · entry 9

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:27 UTC
Gingrich James AChief Operating Officer
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests 3,500 $17.05 $59,675.00
Disclosure

SEC source: 0001389463-17-000043 · wf-form4_150300885215047.xml · nonDerivative · entry 8

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.