Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2017 Filed Oct 4, 2017 20:08 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.45 | $85,575.00 |
DisclosureSEC source: 0001389463-17-000065 · wf-form4_150714769702852.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 20:08 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.10 | $84,350.00 |
DisclosureSEC source: 0001389463-17-000065 · wf-form4_150714769702852.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:08 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.40 | $85,400.00 |
DisclosureSEC source: 0001389463-17-000065 · wf-form4_150714769702852.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 20:16 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.35 | $85,225.00 |
DisclosureSEC source: 0001389463-17-000063 · wf-form4_150671615662001.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 20:16 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.35 | $85,225.00 |
DisclosureSEC source: 0001389463-17-000063 · wf-form4_150671615662001.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 20:16 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.35 | $85,225.00 |
DisclosureSEC source: 0001389463-17-000063 · wf-form4_150671615662001.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 21:28 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.45 | $85,575.00 |
DisclosureSEC source: 0001389463-17-000061 · wf-form4_150646131551020.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:28 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.30 | $85,050.00 |
DisclosureSEC source: 0001389463-17-000061 · wf-form4_150646131551020.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:28 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.80 | $83,300.00 |
DisclosureSEC source: 0001389463-17-000061 · wf-form4_150646131551020.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 00:59 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.15 | $84,525.00 |
DisclosureSEC source: 0001389463-17-000059 · wf-form4_150604193913507.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 00:59 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.30 | $85,050.00 |
DisclosureSEC source: 0001389463-17-000059 · wf-form4_150604193913507.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 19, 2017 Filed Sep 22, 2017 00:59 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.35 | $85,225.00 |
DisclosureSEC source: 0001389463-17-000059 · wf-form4_150604193913507.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 18, 2017 Filed Sep 18, 2017 20:06 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.20 | $84,700.00 |
DisclosureSEC source: 0001389463-17-000057 · wf-form4_150576514990569.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 11:33 UTC |
Hicks Weston MFormer Director
|
Saleunits rep. assignments of beneficial owner. of lp interests | 15,627 | $24.40 | $381,298.80 |
DisclosureSEC source: 0001186549-17-000003 · wf-form4_150582081193523.xml · nonDerivative · entry 1 Hicks Weston M · CIK 0001186549 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,842 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units"). Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:01 UTC Amendment |
Hicks Weston MFormer Director
|
Saleunits rep. assignments of beneficial owner. of lp interests | 15,627 | $24.40 | $381,298.80 |
DisclosureSEC source: 0001186549-17-000005 · wf-form4a_150593763355936.xml · nonDerivative · entry 1 Hicks Weston M · CIK 0001186549 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: This amended form is being filed to correct an error in Reporting Person's original form: Reporting Person owned 0 AB Holding Units following his reported transaction, not 10,842 AB Holding Units. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 20:06 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.80 | $83,300.00 |
DisclosureSEC source: 0001389463-17-000057 · wf-form4_150576514990569.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:06 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.85 | $83,475.00 |
DisclosureSEC source: 0001389463-17-000057 · wf-form4_150576514990569.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 20:28 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.70 | $82,950.00 |
DisclosureSEC source: 0001389463-17-000055 · wf-form4_150533447594732.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:28 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.65 | $82,775.00 |
DisclosureSEC source: 0001389463-17-000055 · wf-form4_150533447594732.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 20:28 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.50 | $82,250.00 |
DisclosureSEC source: 0001389463-17-000055 · wf-form4_150533447594732.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 20:02 UTC |
Weisenseel John CChief Financial Officer
|
SaleAB Holding Units | 2,000 | $23.25 | $46,500.00 |
DisclosureSEC source: 0001550507-17-000014 · wf-form4_150490091593432.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 2,784 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: AB Holding Units · 2,784 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 2,784 | $23.25 | $64,728.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 2,784 | $17.05 | $47,467.20 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.25 | $81,375.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 20:02 UTC |
Weisenseel John CChief Financial Officer
|
SaleAB Holding Units | 2,000 | $23.55 | $47,100.00 |
DisclosureSEC source: 0001550507-17-000014 · wf-form4_150490091593432.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,784 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.55 | $82,425.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.55 | $82,425.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:02 UTC |
Weisenseel John CChief Financial Officer
|
SaleAB Holding Units | 2,000 | $23.40 | $46,800.00 |
DisclosureSEC source: 0001550507-17-000014 · wf-form4_150490091593432.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,284 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.40 | $81,900.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:00 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.40 | $81,900.00 |
DisclosureSEC source: 0001389463-17-000053 · wf-form4_150490082396648.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 05, 2017 Filed Sep 5, 2017 20:15 UTC |
Weisenseel John CChief Financial Officer
|
SaleAB Holding Units | 2,000 | $23.35 | $46,700.00 |
DisclosureSEC source: 0001550507-17-000012 · wf-form4_150464253626482.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 05, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,784 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| September 05, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.35 | $81,725.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 05, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| September 05, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.35 | $81,725.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:19 UTC |
Equitable Holdings, Inc.See Remarks
|
PurchaseUnits | 1,071,180 | $22.90 | $24,530,022.00 |
DisclosureSEC source: 0001209191-17-051012 · doc4.xml · nonDerivative · entry 1 AXA AMERICA HOLDINGS, INC. · CIK 0001333986 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,180 F1 · security: Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding"). F2 · kind: On April 30, 2017, AXA America Holdings, Inc. ("AXA America") entered into a unit purchase agreement (the "Unit Purchase Agreement") with Peter S. Kraus covering all of the Holding Units beneficially owned by Mr. Kraus. Pursuant to the Unit Purchase Agreement, AXA America agreed to purchase from Mr. Kraus, and Mr. Kraus agreed to sell to AXA America, on September 1, 2017, the Holding Units owned by Mr. Kraus as of the close of business on April 28, 2017 at a purchase price of $22.90 per Holding Unit (not including restricted Holding Units to be delivered at specified future dates to Mr. Kraus in accordance with the terms of his employment agreement or with respect to which he has deferred delivery). F3 · ownership.direct: AXA indirectly owns (i) all of the common stock of AXA America Holdings, Inc., a holding company for a group of insurance and related financial services companies, AXA Financial, Inc. ("AXF") and its subsidiaries and AXA America Corporate Solutions, Inc. and its wholly owned subsidiary, Coliseum Reinsurance Company ("Coliseum Reinsurance") and (ii) 97.31% of the outstanding shares of common stock of AXA-IM Holding U.S. Inc. (AXA-IM Holding"), a holding company for a group of asset management companies. AXF is the sole member of AXA Equitable Financial Services, LLC ("AXFS") which wholly owns (i) AXA Equitable Life Insurance Company ("AXA Equitable") which in turn owns ACMC, LLC ("ACMC") and (ii) MONY Life Insurance Company of America ("MLOA"). F4 · ownership.direct: As of December 31, 2016, AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle (collectively, "Mutuelles AXA"), directly beneficially owned approximately 14.13% of the issued ordinary shares (representing approximately 23.93% of the voting power) of AXA. The Mutuelles AXA and AXA expressly declare that the filing of this Form 4 shall not be construed as an admission that either of them is, for purposes of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this Form 4. F5 · ownership.direct: AXA America beneficially owns directly 1,071,180 Holding Units and beneficially owns indirectly 1,444,356 Holding Units beneficially owned directly by ACMC. F6 · ownership.direct: In addition to the Holding Units reported in this Form 4, the Reporting Person and its affiliates beneficially own units of limited partnership interests ("AB Capital Units") in AllianceBernstein L.P. ("AllianceBernstein") as follows. As of September 1, 2017, AXF beneficially owned directly 43,032,758 AB Capital Units; ACMC beneficially owned directly 74,406,933 AB Capital Units; AXA-IM Holding, 41,934,582 AB Capital Units; Coliseum Reinsurance, 8,160,000 AB Capital Units; MLOA, 2,587,472 AB Capital Units; and AllianceBernstein Corporation, a wholly-owned subsidiary of AXA Equitable, owned a 1% general partnership interest in AllianceBernstein and 100,000 units of general partnership interest in Holding. For more information on the Reporting Person and its affiliates' holdings of AB Capital Units, see their separate Form 4 filings with respect to AB Capital Units. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:15 UTC |
Weisenseel John CChief Financial Officer
|
SaleAB Holding Units | 2,000 | $23.35 | $46,700.00 |
DisclosureSEC source: 0001550507-17-000012 · wf-form4_150464253626482.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,284 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.35 | $81,725.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.35 | $81,725.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:15 UTC |
Weisenseel John CChief Financial Officer
|
SaleAB Holding Units | 2,000 | $23.25 | $46,500.00 |
DisclosureSEC source: 0001550507-17-000012 · wf-form4_150464253626482.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,784 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.25 | $81,375.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:12 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000051 · wf-form4_150464232734263.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.