Last 12 months
Inside the activity.
0 purchase rows · 35 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 9 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 12 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2016 Filed Oct 4, 2016 22:30 UTC |
Cue Eduardo HSenior Vice President
|
Tax withholdingCommon Stock | 43,809 | $113.05 | $4,952,607.45 |
DisclosureSEC source: 0001628280-16-019935 · wf-form4_147562023937228.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,769 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:30 UTC |
Cue Eduardo HSenior Vice President
|
Exercise / conversionCommon Stock | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019935 · wf-form4_147562023937228.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:31 UTC |
FEDERIGHI CRAIGSenior Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019936 · wf-form4_147562028803402.xml · derivative · entry 3 FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 29, 2013. Apple's beginning value was calculated to be $68.67 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 24, 2016. Apple's ending value was calculated to be $116.24 (adjusted for dividends). F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is ranked above the 25th percentile but below the 85th percentile, then the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.exercise_date: Apple's TSR for the performance period was 69.27%, which ranked 77th of the 458 companies that were included in the S&P 500 for the period and placed Apple in the 83rd percentile. Therefore, 87,578 RSUs subject to performance requirements vested. F3 · derivative.expiration_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:31 UTC |
FEDERIGHI CRAIGSenior Vice President
|
Tax withholdingCommon Stock | 43,809 | $113.05 | $4,952,607.45 |
DisclosureSEC source: 0001628280-16-019936 · wf-form4_147562028803402.xml · nonDerivative · entry 2 FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,482 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:31 UTC |
FEDERIGHI CRAIGSenior Vice President
|
Exercise / conversionCommon Stock | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019936 · wf-form4_147562028803402.xml · nonDerivative · entry 1 FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019937 · wf-form4_147562034516967.xml · derivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on May 29, 2014, for a "target number" of 7,749 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from May 29, 2014 through September 24, 2016. F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to May 29, 2014. Apple's beginning value was calculated to be $85.97 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 24, 2016. Apple's ending value was calculated to be $114.88 (adjusted for dividends). F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is ranked above the 25th percentile but below the 85th percentile, then the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.exercise_date: Apple's TSR for the performance period was 33.62%, which ranked 156th of the 464 companies that were included in the S&P 500 for the period and placed Apple in the 67th percentile. Therefore, 10,694 RSUs subject to performance requirements vested. F3 · derivative.expiration_date: This award was granted on May 29, 2014, for a "target number" of 7,749 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from May 29, 2014 through September 24, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
Tax withholdingCommon Stock | 5,371 | $113.05 | $607,191.55 |
DisclosureSEC source: 0001628280-16-019937 · wf-form4_147562034516967.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,695 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
Exercise / conversionCommon Stock | 10,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019937 · wf-form4_147562034516967.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:33 UTC |
Riccio Daniel J.Senior Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019938 · wf-form4_147562038659364.xml · derivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 29, 2013. Apple's beginning value was calculated to be $68.67 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 24, 2016. Apple's ending value was calculated to be $116.24 (adjusted for dividends). F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is ranked above the 25th percentile but below the 85th percentile, then the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.exercise_date: Apple's TSR for the performance period was 69.27%, which ranked 77th of the 458 companies that were included in the S&P 500 for the period and placed Apple in the 83rd percentile. Therefore, 87,578 RSUs subject to performance requirements vested. F3 · derivative.expiration_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:33 UTC |
Riccio Daniel J.Senior Vice President
|
Tax withholdingCommon Stock | 43,809 | $113.05 | $4,952,607.45 |
DisclosureSEC source: 0001628280-16-019938 · wf-form4_147562038659364.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,531 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:33 UTC |
Riccio Daniel J.Senior Vice President
|
Exercise / conversionCommon Stock | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019938 · wf-form4_147562038659364.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:34 UTC |
SCHILLER PHILIP WSenior Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019939 · wf-form4_147562043093453.xml · derivative · entry 5 SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. F6 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 29, 2013. Apple's beginning value was calculated to be $68.67 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 24, 2016. Apple's ending value was calculated to be $116.24 (adjusted for dividends). F7 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is ranked above the 25th percentile but below the 85th percentile, then the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F8 · derivative.exercise_date: Apple's TSR for the performance period was 69.27%, which ranked 77th of the 458 companies that were included in the S&P 500 for the period and placed Apple in the 83rd percentile. Therefore, 87,578 RSUs subject to performance requirements vested. F5 · derivative.expiration_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:34 UTC |
SCHILLER PHILIP WSenior Vice President
|
GiftCommon Stock | 43,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019939 · wf-form4_147562043093453.xml · nonDerivative · entry 4 SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 93,344 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust F4 · ownership.nature: Shares held by a family trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:34 UTC |
SCHILLER PHILIP WSenior Vice President
|
GiftCommon Stock | 43,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019939 · wf-form4_147562043093453.xml · nonDerivative · entry 3 SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:34 UTC |
SCHILLER PHILIP WSenior Vice President
|
Tax withholdingCommon Stock | 43,809 | $113.05 | $4,952,607.45 |
DisclosureSEC source: 0001628280-16-019939 · wf-form4_147562043093453.xml · nonDerivative · entry 2 SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,769 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:34 UTC |
SCHILLER PHILIP WSenior Vice President
|
Exercise / conversionCommon Stock | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019939 · wf-form4_147562043093453.xml · nonDerivative · entry 1 SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:35 UTC |
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019940 · wf-form4_147562050387961.xml · derivative · entry 3 SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 29, 2013. Apple's beginning value was calculated to be $68.67 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 24, 2016. Apple's ending value was calculated to be $116.24 (adjusted for dividends). F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is ranked above the 25th percentile but below the 85th percentile, then the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.exercise_date: Apple's TSR for the performance period was 69.27%, which ranked 77th of the 458 companies that were included in the S&P 500 for the period and placed Apple in the 83rd percentile. Therefore, 87,578 RSUs subject to performance requirements vested. F3 · derivative.expiration_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:35 UTC |
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
|
Tax withholdingCommon Stock | 43,809 | $113.05 | $4,952,607.45 |
DisclosureSEC source: 0001628280-16-019940 · wf-form4_147562050387961.xml · nonDerivative · entry 2 SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,793 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:35 UTC |
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
|
Exercise / conversionCommon Stock | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019940 · wf-form4_147562050387961.xml · nonDerivative · entry 1 SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:36 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019941 · wf-form4_147562055033231.xml · derivative · entry 4 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. F6 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 29, 2013. Apple's beginning value was calculated to be $68.67 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 24, 2016. Apple's ending value was calculated to be $116.24 (adjusted for dividends). F7 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is ranked above the 25th percentile but below the 85th percentile, then the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F8 · derivative.exercise_date: Apple's TSR for the performance period was 69.27%, which ranked 77th of the 458 companies that were included in the S&P 500 for the period and placed Apple in the 83rd percentile. Therefore, 87,578 RSUs subject to performance requirements vested. F5 · derivative.expiration_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. Read SEC document |
|
| October 01, 2016 Filed Oct 4, 2016 22:36 UTC | Tax withholdingCommon Stock | 43,809 | $113.05 | $4,952,607.45 |
DisclosureSEC source: 0001628280-16-019941 · wf-form4_147562055033231.xml · nonDerivative · entry 2 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,848 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. Read SEC document |
|
| October 01, 2016 Filed Oct 4, 2016 22:36 UTC | Exercise / conversionCommon Stock | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019941 · wf-form4_147562055033231.xml · nonDerivative · entry 1 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
|
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC |
Cue Eduardo HSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 525,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 525,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This restricted stock unit award was granted on November 2, 2011. 25% of the award vested on September 21, 2014 and the remaining restricted stock units vested on September 21, 2016. F4 · derivative.expiration_date: This restricted stock unit award was granted on November 2, 2011. 25% of the award vested on September 21, 2014 and the remaining restricted stock units vested on September 21, 2016. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC |
Cue Eduardo HSenior Vice President
|
GiftCommon Stock | 268,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 292,695 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC |
Cue Eduardo HSenior Vice President
|
GiftCommon Stock | 268,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC |
Cue Eduardo HSenior Vice President
|
Tax withholdingCommon Stock | 256,305 | $113.55 | $29,103,432.75 |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,695 F2 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC |
Cue Eduardo HSenior Vice President
|
Exercise / conversionCommon Stock | 525,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:35 UTC |
Riccio Daniel J.Senior Vice President
|
SaleCommon Stock | 2,281 | $113.55 | $259,007.55 |
DisclosureSEC source: 0001628280-16-019757 · wf-form4_147467014510458.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,762 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F3 · price: This transaction was executed in multiple trades at prices ranging from $113.50 to $113.715; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:35 UTC |
Riccio Daniel J.Senior Vice President
|
SaleCommon Stock | 20,100 | $113.00 | $2,271,300.00 |
DisclosureSEC source: 0001628280-16-019757 · wf-form4_147467014510458.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,043 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $112.50 to $113.485; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
| September 04, 2016 Filed Sep 7, 2016 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 33,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019444 · wf-form4_147328750918915.xml · derivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,328 Underlying: Common Stock · 33,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on March 4, 2013. 12.5% of the award vested on September 4, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending March 4, 2017, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: This award was granted on March 4, 2013. 12.5% of the award vested on September 4, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending March 4, 2017, assuming continued employment through the applicable vesting date. Read SEC document |
| September 04, 2016 Filed Sep 7, 2016 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
Tax withholdingCommon Stock | 16,379 | $107.73 | $1,764,509.67 |
DisclosureSEC source: 0001628280-16-019444 · wf-form4_147328750918915.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,372 F2 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| September 04, 2016 Filed Sep 7, 2016 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
Exercise / conversionCommon Stock | 33,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019444 · wf-form4_147328750918915.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| August 31, 2016 Filed Aug 31, 2016 22:31 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 49,883 | $106.19 | $5,297,075.77 |
DisclosureSEC source: 0001628280-16-019324 · wf-form4_147268268998840.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,809 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F6 · price: This transaction was executed in multiple trades at prices ranging from $105.67 to $106.54; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 30, 2016 Filed Aug 31, 2016 22:30 UTC |
Riccio Daniel J.Senior Vice President
|
SaleCommon Stock | 49,996 | $105.95 | $5,297,076.20 |
DisclosureSEC source: 0001628280-16-019323 · wf-form4_147268262634629.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,143 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $105.58 to $106.43; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
| August 30, 2016 Filed Aug 31, 2016 22:31 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 110,000 | $105.95 | $11,654,500.00 |
DisclosureSEC source: 0001628280-16-019324 · wf-form4_147268268998840.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,692 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F5 · price: This transaction was executed in multiple trades at prices ranging from $105.53 to $106.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 29, 2016 Filed Aug 31, 2016 22:31 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 3,300 | $107.37 | $354,321.00 |
DisclosureSEC source: 0001628280-16-019324 · wf-form4_147268268998840.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,692 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F4 · price: This transaction was executed in multiple trades at prices ranging from $107.35 to $107.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 29, 2016 Filed Aug 31, 2016 22:31 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 106,700 | $106.82 | $11,397,694.00 |
DisclosureSEC source: 0001628280-16-019324 · wf-form4_147268268998840.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,992 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $106.35 to $107.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 26, 2016 Filed Aug 26, 2016 20:53 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 23,700 | $107.69 | $2,552,253.00 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309,692 F8 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F12 · price: This transaction was executed in multiple trades at prices ranging from $107.5307 to $107.92; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 26, 2016 Filed Aug 26, 2016 20:53 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 86,300 | $107.07 | $9,240,141.00 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,392 F8 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F11 · price: This transaction was executed in multiple trades at prices ranging from $106.5407 to $107.53; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2016 Filed Aug 26, 2016 20:53 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 16,193 | $107.73 | $1,744,471.89 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,692 F8 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F10 · price: This transaction was executed in multiple trades at prices ranging from $107.69 to $107.87; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 25, 2016 Filed Aug 26, 2016 20:53 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 207,807 | $107.21 | $22,278,988.47 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435,885 F8 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016. F9 · price: This transaction was executed in multiple trades at prices ranging from $106.693 to $107.685; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2016 Filed Aug 26, 2016 20:53 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,260,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · derivative · entry 7 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500,000 Underlying: Common Stock · 1,260,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F13 · derivative.exercise_date: The remaining 3,500,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 2,800,000 restricted stock units vests in five equal annual installments commencing August 24, 2017, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. F13 · derivative.expiration_date: The remaining 3,500,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 2,800,000 restricted stock units vests in five equal annual installments commencing August 24, 2017, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. Read SEC document |
| August 24, 2016 Filed Aug 26, 2016 20:53 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 656,117 | $108.03 | $70,880,319.51 |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643,692 F7 · security: 656,117 shares (52.1% of the total number of shares released) were withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2016 Filed Aug 26, 2016 20:53 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,260,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019269 · wf-form4_147224477588332.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,299,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of restricted stock units (RSUs) includes 980,000 time-based RSUs and 280,000 performance-based RSUs. F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2013 through August 24, 2016. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2013. Apple's beginning value was calculated to be $68.56 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2016. Apple's ending value was calculated to be $114.86 (adjusted for dividends). F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 55.68% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 19.71% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 67.55%, which ranked 95th of the 430 companies that were included in the S&P 500 for the entire period and placed Apple in the 78th percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · balance_after: The number of securities reported reflects the acquisition on January 31, 2016 of 211 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2015 through January 31, 2016. F6 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 23, 2016 Filed Aug 25, 2016 22:33 UTC |
FEDERIGHI CRAIGSenior Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019246 · wf-form4_147216426172341.xml · derivative · entry 3 FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on August 23, 2012. 175,000 restricted stock units subject to the award vested on each of December 23, 2013, April 23, 2015 and August 23, 2016. F3 · derivative.expiration_date: This award was granted on August 23, 2012. 175,000 restricted stock units subject to the award vested on each of December 23, 2013, April 23, 2015 and August 23, 2016. Read SEC document |
| August 23, 2016 Filed Aug 25, 2016 22:33 UTC |
FEDERIGHI CRAIGSenior Vice President
|
Tax withholdingCommon Stock | 85,473 | $108.85 | $9,303,736.05 |
DisclosureSEC source: 0001628280-16-019246 · wf-form4_147216426172341.xml · nonDerivative · entry 2 FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,713 F2 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| August 23, 2016 Filed Aug 25, 2016 22:33 UTC |
FEDERIGHI CRAIGSenior Vice President
|
Exercise / conversionCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019246 · wf-form4_147216426172341.xml · nonDerivative · entry 1 FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| August 23, 2016 Filed Aug 25, 2016 22:34 UTC |
Riccio Daniel J.Senior Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019247 · wf-form4_147216446949087.xml · derivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on August 23, 2012. 175,000 restricted stock units subject to the award vested on each of December 23, 2013, April 23, 2015 and August 23, 2016. F3 · derivative.expiration_date: This award was granted on August 23, 2012. 175,000 restricted stock units subject to the award vested on each of December 23, 2013, April 23, 2015 and August 23, 2016. Read SEC document |
| August 23, 2016 Filed Aug 25, 2016 22:34 UTC |
Riccio Daniel J.Senior Vice President
|
Tax withholdingCommon Stock | 85,473 | $108.85 | $9,303,736.05 |
DisclosureSEC source: 0001628280-16-019247 · wf-form4_147216446949087.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,139 F2 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| August 23, 2016 Filed Aug 25, 2016 22:34 UTC |
Riccio Daniel J.Senior Vice President
|
Exercise / conversionCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019247 · wf-form4_147216446949087.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.