Last 12 months
Inside the activity.
0 purchase rows · 35 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 9 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 12 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2019 Filed Nov 14, 2019 23:31 UTC |
Adams Katherine L.SVP, GC and Secretary
|
Exercise / conversionCommon Stock | 14,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000123 · wf-form4_157377424820890.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2019 of 124 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2018 through January 31, 2019. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 23:30 UTC |
LEVINSON ARTHUR DDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 37,394 | $0.00 Strike: $28.86 | $0.00 |
DisclosureSEC source: 0000320193-19-000121 · wf-form4_157316940649990.xml · derivative · entry 4 LEVINSON ARTHUR D · CIK 0001214128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,394 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 23:30 UTC |
LEVINSON ARTHUR DDirector
|
SaleCommon Stock | 37,394 | $257.79 | $9,639,799.26 |
DisclosureSEC source: 0000320193-19-000121 · wf-form4_157316940649990.xml · nonDerivative · entry 2 LEVINSON ARTHUR D · CIK 0001214128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,133,283 F1 · price: This transaction was executed in multiple trades at prices ranging from $257.57 to $257.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 23:30 UTC |
LEVINSON ARTHUR DDirector
|
Exercise / conversionCommon Stock | 37,394 | $28.86 | $1,079,082.40 |
DisclosureSEC source: 0000320193-19-000121 · wf-form4_157316940649990.xml · nonDerivative · entry 1 LEVINSON ARTHUR D · CIK 0001214128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 22:31 UTC |
KONDO CHRISPrincipal Accounting Officer
|
SaleCommon Stock | 3,932 | $233.26 | $917,178.32 |
DisclosureSEC source: 0000320193-19-000112 · wf-form4_157135144806488.xml · nonDerivative · entry 3 KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,212 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018, as amended on February 12, 2019 and May 20, 2019. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 22:32 UTC |
O'BRIEN DEIRDRESenior Vice President
|
SaleCommon Stock | 12,459 | $234.04 | $2,915,904.36 |
DisclosureSEC source: 0000320193-19-000113 · wf-form4_157135154697018.xml · nonDerivative · entry 3 O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,852 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019. F4 · price: This transaction was executed in multiple trades at prices ranging from $233.675 to $234.57; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:31 UTC |
KONDO CHRISPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000112 · wf-form4_157135144806488.xml · derivative · entry 7 KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,645 Underlying: Common Stock · 1,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:31 UTC |
KONDO CHRISPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000112 · wf-form4_157135144806488.xml · derivative · entry 6 KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,370 Underlying: Common Stock · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date F6 · derivative.expiration_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:31 UTC |
KONDO CHRISPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,072 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000112 · wf-form4_157135144806488.xml · derivative · entry 5 KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,144 Underlying: Common Stock · 2,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:31 UTC |
KONDO CHRISPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000112 · wf-form4_157135144806488.xml · derivative · entry 4 KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2019. F4 · derivative.expiration_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2019. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:31 UTC |
KONDO CHRISPrincipal Accounting Officer
|
Tax withholdingCommon Stock | 3,320 | $235.32 | $781,262.40 |
DisclosureSEC source: 0000320193-19-000112 · wf-form4_157135144806488.xml · nonDerivative · entry 2 KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,144 F2 · security: Shares withheld by Registrant to satisfy the statutory tax withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:31 UTC |
KONDO CHRISPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 6,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000112 · wf-form4_157135144806488.xml · nonDerivative · entry 1 KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:32 UTC |
O'BRIEN DEIRDRESenior Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000113 · wf-form4_157135154697018.xml · derivative · entry 7 O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,918 Underlying: Common Stock · 4,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F8 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:32 UTC |
O'BRIEN DEIRDRESenior Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000113 · wf-form4_157135154697018.xml · derivative · entry 6 O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,294 Underlying: Common Stock · 5,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:32 UTC |
O'BRIEN DEIRDRESenior Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000113 · wf-form4_157135154697018.xml · derivative · entry 5 O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,814 Underlying: Common Stock · 6,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:32 UTC |
O'BRIEN DEIRDRESenior Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000113 · wf-form4_157135154697018.xml · derivative · entry 4 O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2019. F5 · derivative.expiration_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2019. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:32 UTC |
O'BRIEN DEIRDRESenior Vice President
|
Tax withholdingCommon Stock | 11,508 | $235.32 | $2,708,062.56 |
DisclosureSEC source: 0000320193-19-000113 · wf-form4_157135154697018.xml · nonDerivative · entry 2 O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,311 F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 22:32 UTC |
O'BRIEN DEIRDRESenior Vice President
|
Exercise / conversionCommon Stock | 23,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000113 · wf-form4_157135154697018.xml · nonDerivative · entry 1 O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
SaleCommon Stock | 17,010 | $229.34 | $3,901,073.40 |
DisclosureSEC source: 0000320193-19-000109 · wf-form4_157066032478147.xml · nonDerivative · entry 4 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,448 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019. F5 · price: This transaction was executed in multiple trades at prices ranging from $228.99 to $229.90; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
SaleCommon Stock | 21,100 | $228.66 | $4,824,726.00 |
DisclosureSEC source: 0000320193-19-000109 · wf-form4_157066032478147.xml · nonDerivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,458 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019. F4 · price: This transaction was executed in multiple trades at prices ranging from $227.995 to $228.98; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
SaleCommon Stock | 19,949 | $227.59 | $4,540,192.91 |
DisclosureSEC source: 0000320193-19-000109 · wf-form4_157066032478147.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,558 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019. F3 · price: This transaction was executed in multiple trades at prices ranging from $227.00 to $227.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
SaleCommon Stock | 3,600 | $226.58 | $815,688.00 |
DisclosureSEC source: 0000320193-19-000109 · wf-form4_157066032478147.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,507 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $226.00 to $226.94; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 22:33 UTC | SaleCommon Stock | 42,953 | $219.28 | $9,418,733.84 |
DisclosureSEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · nonDerivative · entry 4 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,209 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019. F5 · price: This transaction was executed in multiple trades at prices ranging from $218.98 to $219.93; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
|
| October 02, 2019 Filed Oct 3, 2019 22:33 UTC | SaleCommon Stock | 24,601 | $218.62 | $5,378,270.62 |
DisclosureSEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · nonDerivative · entry 3 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,162 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019. F4 · price: This transaction was executed in multiple trades at prices ranging from $217.98 to $218.97; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
|
| October 01, 2019 Filed Oct 3, 2019 22:31 UTC |
Maestri LucaSenior Vice President, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 129,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000106 · wf-form4_157014186524822.xml · derivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 129,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on October 14, 2016, for a target number of 64,654 RSUs. The award vested on October 1, 2019, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 25, 2016 through September 28, 2019. F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 25, 2016. Apple's beginning value was calculated to be $109.44. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 28, 2019. Apple's ending value was calculated to be $227.94 (adjusted for dividends). F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.exercise_date: Apple's TSR for the three-year period was 108.28%, which ranked 35th of the 464 companies that were included in the S&P 500 for the period and placed Apple in the 93rd percentile. Therefore, 129,308 RSUs subject to performance requirements vested. F3 · derivative.expiration_date: This award was granted on October 14, 2016, for a target number of 64,654 RSUs. The award vested on October 1, 2019, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 25, 2016 through September 28, 2019. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:31 UTC |
Maestri LucaSenior Vice President, CFO
|
Tax withholdingCommon Stock | 67,649 | $224.59 | $15,193,288.91 |
DisclosureSEC source: 0000320193-19-000106 · wf-form4_157014186524822.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,107 F2 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. No shares were sold. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:31 UTC |
Maestri LucaSenior Vice President, CFO
|
Exercise / conversionCommon Stock | 129,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000106 · wf-form4_157014186524822.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:33 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 129,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · derivative · entry 6 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 129,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on October 14, 2016, for a target number of 64,654 RSUs. The award vested on October 1, 2019, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 25, 2016 through September 28, 2019. F7 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 25, 2016. Apple's beginning value was calculated to be $109.44. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 28, 2019. Apple's ending value was calculated to be $227.94 (adjusted for dividends). F8 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F9 · derivative.exercise_date: Apple's TSR for the three-year period was 108.28%, which ranked 35th of the 464 companies that were included in the S&P 500 for the period and placed Apple in the 93rd percentile. Therefore, 129,308 RSUs subject to performance requirements vested. F6 · derivative.expiration_date: This award was granted on October 14, 2016, for a target number of 64,654 RSUs. The award vested on October 1, 2019, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 25, 2016 through September 28, 2019. Read SEC document |
|
| October 01, 2019 Filed Oct 3, 2019 22:33 UTC | Tax withholdingCommon Stock | 61,754 | $224.59 | $13,869,330.86 |
DisclosureSEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · nonDerivative · entry 2 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,763 F2 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. Read SEC document |
|
| October 01, 2019 Filed Oct 3, 2019 22:33 UTC | Exercise / conversionCommon Stock | 129,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000107 · wf-form4_157014197957378.xml · nonDerivative · entry 1 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
|
| September 29, 2019 Filed Oct 1, 2019 22:30 UTC |
Adams Katherine L.SVP, GC and Secretary
|
GrantRestricted Stock Unit · Derivative | 45,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000099 · wf-form4_156996902282904.xml · derivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 45,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance. F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance. Read SEC document |
| September 29, 2019 Filed Oct 1, 2019 22:30 UTC |
Adams Katherine L.SVP, GC and Secretary
|
GrantRestricted Stock Unit · Derivative | 45,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000099 · wf-form4_156996902282904.xml · derivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 45,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. Read SEC document |
| September 29, 2019 Filed Oct 1, 2019 22:31 UTC |
KONDO CHRISPrincipal Accounting Officer
|
GrantRestricted Stock Unit · Derivative | 9,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000100 · wf-form4_156996908478756.xml · derivative · entry 1 KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,140 Underlying: Common Stock · 9,140 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 12.5% of the award will vest on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: 12.5% of the award will vest on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| September 29, 2019 Filed Oct 1, 2019 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
GrantRestricted Stock Unit · Derivative | 45,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000101 · wf-form4_156996915065922.xml · derivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 45,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance. F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance. Read SEC document |
| September 29, 2019 Filed Oct 1, 2019 22:32 UTC |
Maestri LucaSenior Vice President, CFO
|
GrantRestricted Stock Unit · Derivative | 45,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000101 · wf-form4_156996915065922.xml · derivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 45,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. Read SEC document |
| September 29, 2019 Filed Oct 1, 2019 22:33 UTC |
O'BRIEN DEIRDRESenior Vice President
|
GrantRestricted Stock Unit · Derivative | 45,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000102 · wf-form4_156996921603511.xml · derivative · entry 2 O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 45,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance. F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance. Read SEC document |
| September 29, 2019 Filed Oct 1, 2019 22:33 UTC |
O'BRIEN DEIRDRESenior Vice President
|
GrantRestricted Stock Unit · Derivative | 45,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000102 · wf-form4_156996921603511.xml · derivative · entry 1 O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 45,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. Read SEC document |
| September 29, 2019 Filed Oct 1, 2019 22:34 UTC | GrantRestricted Stock Unit · Derivative | 45,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000103 · wf-form4_156996927774723.xml · derivative · entry 2 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 45,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance. F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance. Read SEC document |
|
| September 29, 2019 Filed Oct 1, 2019 22:34 UTC | GrantRestricted Stock Unit · Derivative | 45,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000103 · wf-form4_156996927774723.xml · derivative · entry 1 WILLIAMS JEFFREY E · CIK 0001496686 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 45,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. Read SEC document |
|
| August 26, 2019 Filed Aug 27, 2019 22:30 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 3,492 | $207.13 | $723,297.96 |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 5 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,849 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 26, 2019. F10 · price: This transaction was executed in multiple trades at prices ranging from $207.10 to $207.18; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 22:30 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 132,113 | $206.55 | $27,287,940.15 |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 4 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,341 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 26, 2019. F9 · price: This transaction was executed in multiple trades at prices ranging from $206.10 to $207.09; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 22:30 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
SaleCommon Stock | 129,555 | $205.75 | $26,655,941.25 |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 3 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,454 F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 26, 2019. F8 · price: This transaction was executed in multiple trades at prices ranging from $205.1 to $206.09; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 22:30 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · derivative · entry 6 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820,000 Underlying: Common Stock · 560,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F11 · derivative.exercise_date: The remaining 1,820,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 1,120,000 restricted stock units vests in two equal annual installments commencing August 24, 2020, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. F11 · derivative.expiration_date: The remaining 1,820,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 1,120,000 restricted stock units vests in two equal annual installments commencing August 24, 2020, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 22:30 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 294,840 | $202.64 | $59,746,377.60 |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 2 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,009 F6 · shares: 294,840 shares (52.65% of the total number of shares released) were withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 22:30 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-19-000090 · wf-form4_156694501621463.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,414,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of restricted stock units (RSUs) includes 280,000 time-based RSUs and 280,000 performance-based RSUs. F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2016 through August 24, 2019. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2016. Apple's beginning value was calculated to be $108.01 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2019. Apple's ending value was calculated to be $216.24 (adjusted for dividends). F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 52.59% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 18.25% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 100.20%, which ranked 45th of the 430 companies that were included in the S&P 500 for the entire period and placed Apple in the 90th percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested. F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 22, 2019 Filed Aug 26, 2019 20:31 UTC |
COOK TIMOTHY DDirector · Chief Executive Officer
|
GiftCommon Stock | 23,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000088 · wf-form4_156685147551694.xml · nonDerivative · entry 1 COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,849 F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2019 of 124 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2018 through January 31, 2019. F3 · ownership.direct: These shares are held through Mr. Cook's trust. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 22:30 UTC |
LEVINSON ARTHUR DDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $23.83 | $0.00 |
DisclosureSEC source: 0000320193-19-000086 · wf-form4_156582182214854.xml · derivative · entry 4 LEVINSON ARTHUR D · CIK 0001214128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires 2019-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 22:30 UTC |
LEVINSON ARTHUR DDirector
|
SaleCommon Stock | 17,500 | $201.69 | $3,529,575.00 |
DisclosureSEC source: 0000320193-19-000086 · wf-form4_156582182214854.xml · nonDerivative · entry 2 LEVINSON ARTHUR D · CIK 0001214128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,133,283 F1 · price: This transaction was executed in multiple trades at prices ranging from $201.68 to $201.70; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 22:30 UTC |
LEVINSON ARTHUR DDirector
|
Exercise / conversionCommon Stock | 17,500 | $23.83 | $416,949.75 |
DisclosureSEC source: 0000320193-19-000086 · wf-form4_156582182214854.xml · nonDerivative · entry 1 LEVINSON ARTHUR D · CIK 0001214128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 22:33 UTC |
BELL JAMES ADirector
|
GiftCommon Stock | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-19-000082 · wf-form4_156504439014885.xml · nonDerivative · entry 1 BELL JAMES A · CIK 0001182047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,287 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.