Tapewire
Apple Inc. logo

Nasdaq · USD

AAPL

Apple Inc.

Export transactions ↓
Tapewire entity
2389
SEC CIK
0000320193
Parsed reports
1,396

Last 12 months

Inside the activity.

0 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202609
May 202604
Jun 202601
Jul 202600
Aug 202603
Sep 202605
Oct 2026012

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2020 Filed Oct 5, 2020 22:30 UTC
Adams Katherine L.SVP, GC and Secretary
Exercise / conversionCommon Stock 459,856 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000082 · wf-form4_160193701297920.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

F3 · balance_after: The number of securities reported reflects the acquisition on January 31, 2020 of 480 shares, as adjusted to reflect the stock split, of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:32 UTC
Maestri LucaSenior Vice President, CFO
Exercise / conversionRestricted Stock Unit · Derivative 519,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000083 · wf-form4_160193715587800.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 519,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on October 1, 2017, for a target number of 259,540 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of October 1, 2017 through September 26, 2020.

F5 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $39.20, as adjusted to reflect the stock split. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 26, 2020. Apple's ending value was calculated to be $121.12 (adjusted for dividends).

F6 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F7 · derivative.exercise_date: Apple's TSR for the three-year performance period was 208.96%, which ranked 4 of the 472 companies that were included in the S&P 500 for the period and placed Apple in the 99th percentile. Therefore, 519,080 RSUs subject to performance requirements vested, as adjusted to reflect the stock split.

F4 · derivative.expiration_date: This award was granted on October 1, 2017, for a target number of 259,540 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of October 1, 2017 through September 26, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:32 UTC
Maestri LucaSenior Vice President, CFO
Tax withholdingCommon Stock 275,649 $116.79 $32,193,046.71
Disclosure

SEC source: 0000320193-20-000083 · wf-form4_160193715587800.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,703

F3 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:32 UTC
Maestri LucaSenior Vice President, CFO
Exercise / conversionCommon Stock 519,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000083 · wf-form4_160193715587800.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 519,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · derivative · entry 5

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 519,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award was granted on October 1, 2017, for a target number of 259,540 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of October 1, 2017 through September 26, 2020.

F9 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $39.20, as adjusted to reflect the stock split. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 26, 2020. Apple's ending value was calculated to be $121.12 (adjusted for dividends).

F10 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F11 · derivative.exercise_date: Apple's TSR for the three-year performance period was 208.96%, which ranked 4 of the 472 companies that were included in the S&P 500 for the period and placed Apple in the 99th percentile. Therefore, 519,080 RSUs subject to performance requirements vested, as adjusted to reflect the stock split.

F8 · derivative.expiration_date: This award was granted on October 1, 2017, for a target number of 259,540 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of October 1, 2017 through September 26, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:33 UTC Tax withholdingCommon Stock 261,737 $116.79 $30,568,264.23
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · nonDerivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,603

F4 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:33 UTC Exercise / conversionCommon Stock 519,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · nonDerivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:30 UTC
Adams Katherine L.SVP, GC and Secretary
GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000073 · wf-form4_160141863355452.xml · derivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:30 UTC
Adams Katherine L.SVP, GC and Secretary
GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000073 · wf-form4_160141863355452.xml · derivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:33 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 333,987 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000074 · wf-form4_160141879027128.xml · derivative · entry 2

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,987

Underlying: Common Stock · 333,987 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:33 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 333,987 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000074 · wf-form4_160141879027128.xml · derivative · entry 1

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,987

Underlying: Common Stock · 333,987 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:34 UTC
KONDO CHRISPrincipal Accounting Officer
GrantRestricted Stock Unit · Derivative 17,813 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000075 · wf-form4_160141884313005.xml · derivative · entry 1

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,813

Underlying: Common Stock · 17,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: 12.5% of the award is scheduled to vest on April 15, 2021 and the remaining restricted stock units are scheduled to vest 12.5% in semi-annual installments over a four-year period ending October 15, 2024.

F2 · derivative.expiration_date: 12.5% of the award is scheduled to vest on April 15, 2021 and the remaining restricted stock units are scheduled to vest 12.5% in semi-annual installments over a four-year period ending October 15, 2024.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:35 UTC
Maestri LucaSenior Vice President, CFO
GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000076 · wf-form4_160141889148665.xml · derivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:35 UTC
Maestri LucaSenior Vice President, CFO
GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000076 · wf-form4_160141889148665.xml · derivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:35 UTC
O'BRIEN DEIRDRESenior Vice President
GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000077 · wf-form4_160141893471775.xml · derivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:35 UTC
O'BRIEN DEIRDRESenior Vice President
GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000077 · wf-form4_160141893471775.xml · derivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:36 UTC GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000078 · wf-form4_160141899239637.xml · derivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:36 UTC GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000078 · wf-form4_160141899239637.xml · derivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 990 $500.11 $495,108.90
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 10

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,374

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020.

F15 · price: This transaction was executed in multiple trades at prices ranging from $500.00 to $500.245; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 58,710 $499.42 $29,320,948.20
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 9

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,364

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020.

F14 · price: This transaction was executed in multiple trades at prices ranging from $499.00 to $499.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 32,447 $498.54 $16,176,127.38
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 8

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,074

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020.

F13 · price: This transaction was executed in multiple trades at prices ranging from $498.00 to $498.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 19,650 $497.54 $9,776,661.00
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 7

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,521

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020.

F12 · price: This transaction was executed in multiple trades at prices ranging from $497.00 to $497.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 30,814 $496.45 $15,297,610.30
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 6

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,171

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020.

F11 · price: This transaction was executed in multiple trades at prices ranging from $496.00 to $496.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 97,417 $495.53 $48,273,046.01
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 5

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,985

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020.

F10 · price: This transaction was executed in multiple trades at prices ranging from $495.00 to $495.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 18,014 $494.59 $8,909,544.26
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 4

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,402

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020.

F9 · price: This transaction was executed in multiple trades at prices ranging from $494.00 to $494.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 7,118 $493.50 $3,512,733.00
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 3

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,416

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on February 28, 2020.

F8 · price: This transaction was executed in multiple trades at prices ranging from $492.98 to $493.97; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 560,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · derivative · entry 11

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,000

Underlying: Common Stock · 560,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F16 · derivative.exercise_date: The remaining 1,260,000 restricted stock units in this award are scheduled to vest on August 24, 2021, assuming continued employment through the applicable vesting date and satisfaction of the applicable performance requirements.

F16 · derivative.expiration_date: The remaining 1,260,000 restricted stock units in this award are scheduled to vest on August 24, 2021, assuming continued employment through the applicable vesting date and satisfaction of the applicable performance requirements.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
Tax withholdingCommon Stock 294,840 $503.43 $148,431,301.20
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 2

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,534

F6 · security: 294,840 shares (52.65% of the total number of shares released) were withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:45 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
Exercise / conversionCommon Stock 560,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000066 · wf-form4_159839550969947.xml · nonDerivative · entry 1

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,397,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of restricted stock units (RSUs) includes 280,000 time-based RSUs and 280,000 performance-based RSUs.

F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2017 through August 24, 2020. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2017. Apple's beginning value was calculated to be $157.56 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2020. Apple's ending value was calculated to be $464.63 (adjusted for dividends).

F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 48.28% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least -3.89% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 194.89%, which ranked 7th of the 442 companies that were included in the S&P 500 for the entire period and placed Apple in the 99th percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested.

F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 22:31 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
GiftCommon Stock 10,715 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000064 · wf-form4_159830825188983.xml · nonDerivative · entry 1

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,374

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2020 of 120 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.

F3 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
May 08, 2020 Filed May 12, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
SaleCommon Stock 4,491 $305.62 $1,372,539.42
Disclosure

SEC source: 0000320193-20-000056 · wf-form4_158932261319105.xml · nonDerivative · entry 1

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,370

F1 · price: This transaction was executed in multiple trades at prices ranging from $305.4123 to $305.625; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 28, 2020 Filed May 1, 2020 01:30 UTC
JUNG ANDREADirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 9,590 $0.00 Strike: $48.95 $0.00
Disclosure

SEC source: 0000320193-20-000054 · wf-form4_158829658358801.xml · derivative · entry 2

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,590 shares

Expires 2021-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2020 Filed May 1, 2020 01:30 UTC
JUNG ANDREADirector
Exercise / conversionCommon Stock 9,590 $48.95 $469,389.26
Disclosure

SEC source: 0000320193-20-000054 · wf-form4_158829658358801.xml · nonDerivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 33,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Subsequent to the transactions reported on this Form 4, the Reporting Person transferred her shares of Apple Inc. common stock to a grantor retained annuity trust of which she is the sole trustee and sole annuitant.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 22:31 UTC
O'BRIEN DEIRDRESenior Vice President
SaleCommon Stock 2,161 $286.82 $619,818.02
Disclosure

SEC source: 0000320193-20-000045 · wf-form4_158716268511263.xml · nonDerivative · entry 6

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,972

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F8 · price: This transaction was executed in multiple trades at prices ranging from $286.47 to $287.08; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 22:31 UTC
O'BRIEN DEIRDRESenior Vice President
SaleCommon Stock 1,847 $285.66 $527,614.02
Disclosure

SEC source: 0000320193-20-000045 · wf-form4_158716268511263.xml · nonDerivative · entry 5

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,133

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F7 · price: This transaction was executed in multiple trades at prices ranging from $285.27 to $285.895; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 22:31 UTC
O'BRIEN DEIRDRESenior Vice President
SaleCommon Stock 2,851 $284.52 $811,166.52
Disclosure

SEC source: 0000320193-20-000045 · wf-form4_158716268511263.xml · nonDerivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,980

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $284.265 to $284.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 22:31 UTC
O'BRIEN DEIRDRESenior Vice President
SaleCommon Stock 2,278 $283.82 $646,541.96
Disclosure

SEC source: 0000320193-20-000045 · wf-form4_158716268511263.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,831

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $283.25 to $284.13; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:31 UTC
O'BRIEN DEIRDRESenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,153 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000045 · wf-form4_158716268511263.xml · derivative · entry 9

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,765

Underlying: Common Stock · 4,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F11 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

F11 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:31 UTC
O'BRIEN DEIRDRESenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,574 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000045 · wf-form4_158716268511263.xml · derivative · entry 8

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,720

Underlying: Common Stock · 5,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F10 · derivative.exercise_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:31 UTC
O'BRIEN DEIRDRESenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 6,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000045 · wf-form4_158716268511263.xml · derivative · entry 7

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,907

Underlying: Common Stock · 6,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F9 · derivative.exercise_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:31 UTC
O'BRIEN DEIRDRESenior Vice President
Tax withholdingCommon Stock 7,497 $284.43 $2,132,371.71
Disclosure

SEC source: 0000320193-20-000045 · wf-form4_158716268511263.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,109

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:31 UTC
O'BRIEN DEIRDRESenior Vice President
Exercise / conversionCommon Stock 16,634 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000045 · wf-form4_158716268511263.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2020 of 120 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,143 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000044 · wf-form4_158716262832690.xml · derivative · entry 6

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,997

Underlying: Common Stock · 1,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,108 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000044 · wf-form4_158716262832690.xml · derivative · entry 5

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537

Underlying: Common Stock · 1,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000044 · wf-form4_158716262832690.xml · derivative · entry 4

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,777

Underlying: Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,072 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000044 · wf-form4_158716262832690.xml · derivative · entry 3

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

Underlying: Common Stock · 2,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Tax withholdingCommon Stock 2,345 $284.43 $666,988.35
Disclosure

SEC source: 0000320193-20-000044 · wf-form4_158716262832690.xml · nonDerivative · entry 2

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,861

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionCommon Stock 5,916 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000044 · wf-form4_158716262832690.xml · nonDerivative · entry 1

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2020 of 78 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC
Maestri LucaSenior Vice President, CFO
SaleCommon Stock 1,200 $269.44 $323,328.00
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 10

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,568

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F11 · price: This transaction was executed in multiple trades at prices ranging from $269.00 to $269.87; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC
Maestri LucaSenior Vice President, CFO
SaleCommon Stock 1,400 $268.41 $375,774.00
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 9

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,768

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F10 · price: This transaction was executed in multiple trades at prices ranging from $267.96 to $268.94; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.