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Nasdaq · USD

AAON

AAON, INC.

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130
SEC CIK
0000824142
Parsed reports
635

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202530
Jan 202600
Feb 202600
Mar 202603
Apr 202607
May 2026010
Jun 202601
Jul 202600
Aug 202610
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2017 Filed Mar 17, 2017 14:51 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $6.89 Strike: $6.89 $103,350.00
Disclosure

SEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · derivative · entry 5

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 15,000 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 14:51 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
OtherCommon Stock, par value $.004 17,110 $36.55 $625,370.50
Disclosure

SEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · nonDerivative · entry 4

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

Read SEC document
March 16, 2017 Filed Mar 17, 2017 14:51 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
SaleCommon Stock, par value $.004 20,000 $36.53 $730,600.00
Disclosure

SEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · nonDerivative · entry 3

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,752

Read SEC document
March 16, 2017 Filed Mar 17, 2017 14:51 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Exercise / conversionCommon Stock, par value $.004 5,000 $4.54 $22,700.00
Disclosure

SEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · nonDerivative · entry 2

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 14:51 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Exercise / conversionCommon Stock, par value $.004 15,000 $6.89 $103,350.00
Disclosure

SEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · nonDerivative · entry 1

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 16:11 UTC
Asbjornson Scott MVice President, Finance & CFO
OtherCommon Stock, par value $.004 7,801 $35.35 $275,765.35
Disclosure

SEC source: 0000824142-17-000061 · wf-form4_148959424859077.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

Read SEC document
March 14, 2017 Filed Mar 15, 2017 14:21 UTC
Neale SamVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 848 $22.15 Strike: $22.15 $18,783.20
Disclosure

SEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · derivative · entry 6

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392

Underlying: Common Stock · 848 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 14:21 UTC
Neale SamVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 800 $21.93 Strike: $21.93 $17,544.00
Disclosure

SEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · derivative · entry 5

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 800 shares

Expires 2025-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 14:21 UTC
Neale SamVice President
SaleCommon Stock, par value $.004 1,248 $35.39 $44,166.72
Disclosure

SEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · nonDerivative · entry 3

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,043

Read SEC document
March 14, 2017 Filed Mar 15, 2017 14:21 UTC
Neale SamVice President
Exercise / conversionCommon Stock, par value $.004 848 $22.15 $18,783.20
Disclosure

SEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · nonDerivative · entry 2

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 14:21 UTC
Neale SamVice President
Exercise / conversionCommon Stock, par value $.004 800 $21.93 $17,544.00
Disclosure

SEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · nonDerivative · entry 1

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 10, 2017 23:34 UTC SaleCommon Stock, par value $.004 20,000 $35.23 $704,676.00
Disclosure

SEC source: 0000824142-17-000051 · wf-form4_148918887632074.xml · nonDerivative · entry 1

Levine Jerry R · CIK 0001435639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,399

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 15:41 UTC
Thompson RebeccaChief Accounting Officer
OtherCommon Stock, par value $.004 579 $35.40 $20,496.60
Disclosure

SEC source: 0000824142-17-000057 · wf-form4_148941966951799.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

Read SEC document
March 10, 2017 Filed Mar 13, 2017 13:44 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,500 $8.65 Strike: $8.65 $38,925.00
Disclosure

SEC source: 0000824142-17-000055 · wf-form4_148941266370149.xml · derivative · entry 5

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 13:44 UTC
Asbjornson Scott MVice President, Finance & CFO
SaleCommon Stock, par value $.004 4,500 $35.37 $159,183.00
Disclosure

SEC source: 0000824142-17-000055 · wf-form4_148941266370149.xml · nonDerivative · entry 2

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,678

Read SEC document
March 10, 2017 Filed Mar 13, 2017 13:44 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionCommon Stock, par value $.004 4,500 $8.65 $38,925.00
Disclosure

SEC source: 0000824142-17-000055 · wf-form4_148941266370149.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 13:42 UTC
Crews Mikel DVice President of Operations
Tax withholdingCommon Stock, par value $.004 68 $35.40 $2,407.20
Disclosure

SEC source: 0000824142-17-000053 · wf-form4_148941256667956.xml · nonDerivative · entry 1

Crews Mikel D · CIK 0001699252 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,593

Read SEC document
March 10, 2017 Filed Mar 15, 2017 16:11 UTC
Asbjornson Scott MVice President, Finance & CFO
SaleCommon Stock, par value $.004 5,611 $35.45 $198,909.95
Disclosure

SEC source: 0000824142-17-000061 · wf-form4_148959424859077.xml · nonDerivative · entry 2

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,800

F1 · balance_after: A discrepancy was found where Mr. Asbjornson's shares were previously overstated by 267 shares. The total has been adjusted to correct his current holdings.

Read SEC document
March 02, 2017 Filed Mar 2, 2017 22:43 UTC SaleCommon Stock, par value $.004 20,000 $35.38 $707,640.00
Disclosure

SEC source: 0000824142-17-000047 · wf-form4_148849459770742.xml · nonDerivative · entry 1

Levine Jerry R · CIK 0001435639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,399

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.35 to $35.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2017 Filed Mar 2, 2017 22:40 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
GiftCommon Stock, par value $.004 165,714 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000045 · wf-form4_148849439105128.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,139,574

Read SEC document
February 27, 2017 Filed Mar 1, 2017 17:45 UTC
Crews Mikel DVice President of Operations
GrantStock Option (Right to Buy) · Derivative 3,345 $0.00 Strike: $34.15 $0.00
Disclosure

SEC source: 0000824142-17-000041 · wf-form4_148839028984820.xml · derivative · entry 3

Crews Mikel D · CIK 0001699252 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345

Underlying: Common Stock · 3,345 shares

Expires 2027-02-27

F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 17:45 UTC
Crews Mikel DVice President of Operations
GrantCommon Stock, par value $.004 945 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000041 · wf-form4_148839028984820.xml · nonDerivative · entry 1

Crews Mikel D · CIK 0001699252 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,661

F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
February 26, 2017 Filed Mar 6, 2017 15:28 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
Tax withholdingCommon Stock, par value $.004 2,410 $34.50 $83,145.00
Disclosure

SEC source: 0000824142-17-000049 · wf-form4_148881408607784.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,137,164

Read SEC document
February 22, 2017 Filed Feb 23, 2017 14:31 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 35,870 $0.00 Strike: $34.40 $0.00
Disclosure

SEC source: 0000824142-17-000029 · wf-form4_148786029609890.xml · derivative · entry 7

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,870

Underlying: Common Stock · 35,870 shares

Expires 2027-02-22

F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 14:31 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
GrantCommon Stock, par value $.004 23,180 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000029 · wf-form4_148786029609890.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,305,288

F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 15:15 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
Tax withholdingCommon Stock, par value $.004 2,225 $34.85 $77,541.25
Disclosure

SEC source: 0000824142-17-000024 · wf-form4_148553011398080.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,282,108

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:28 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
GrantStock Option (Right to Buy) · Derivative 24,700 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0000824142-17-000022 · wf-form4_148363372012809.xml · derivative · entry 4

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,700

Underlying: Common Stock · 24,700 shares

Expires 2027-01-04

F2 · shares: This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:28 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Tax withholdingCommon Stock, par value $.004 460 $34.10 $15,686.00
Disclosure

SEC source: 0000824142-17-000022 · wf-form4_148363372012809.xml · nonDerivative · entry 2

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,752

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:28 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
GrantCommon Stock, par value $.004 680 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000022 · wf-form4_148363372012809.xml · nonDerivative · entry 1

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,212

F1 · shares: Restricted Stock Grant, vesting ratably over five years

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:27 UTC
Thompson RebeccaChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0000824142-17-000020 · wf-form4_148363362779630.xml · derivative · entry 4

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2027-01-04

F2 · shares: This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:27 UTC
Thompson RebeccaChief Accounting Officer
Tax withholdingCommon Stock, par value $.004 155 $34.10 $5,285.50
Disclosure

SEC source: 0000824142-17-000020 · wf-form4_148363362779630.xml · nonDerivative · entry 2

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,334

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:27 UTC
Thompson RebeccaChief Accounting Officer
GrantCommon Stock, par value $.004 4,080 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000020 · wf-form4_148363362779630.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,489

F1 · shares: Restricted Stock Grant, vesting ratably over five years

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:22 UTC
Fields Gary DDirector · President
GrantStock Option (Right to Buy) · Derivative 37,350 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0000824142-17-000016 · wf-form4_148363335451067.xml · derivative · entry 3

Fields Gary D · CIK 0001642826 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,350

Underlying: Common Stock · 37,350 shares

Expires 2027-01-04

F2 · shares: This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:22 UTC
Fields Gary DDirector · President
GrantCommon Stock, par value $.004 2,930 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000016 · wf-form4_148363335451067.xml · nonDerivative · entry 1

Fields Gary D · CIK 0001642826 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,629

F1 · shares: Restricted Stock Grant, vesting ratably over five years

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:25 UTC
Neale SamVice President
GrantStock Option (Right to Buy) · Derivative 33,475 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0000824142-17-000018 · wf-form4_148363351883737.xml · derivative · entry 4

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,475

Underlying: Common Stock · 33,475 shares

Expires 2027-01-04

F2 · shares: This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:25 UTC
Neale SamVice President
Tax withholdingCommon Stock, par value $.004 252 $34.10 $8,593.20
Disclosure

SEC source: 0000824142-17-000018 · wf-form4_148363351883737.xml · nonDerivative · entry 2

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,643

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:25 UTC
Neale SamVice President
GrantCommon Stock, par value $.004 5,230 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000018 · wf-form4_148363351883737.xml · nonDerivative · entry 1

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,895

F1 · shares: Restricted Stock Grant, vesting ratably over five years

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:19 UTC
FERGUS ROBERT GVice President
Tax withholdingCommon Stock, par value $.004 212 $34.10 $7,229.20
Disclosure

SEC source: 0000824142-17-000014 · wf-form4_148363316089400.xml · nonDerivative · entry 2

FERGUS ROBERT G · CIK 0001206696 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,095

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:19 UTC
FERGUS ROBERT GVice President
GrantCommon Stock, par value $.004 2,930 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000014 · wf-form4_148363316089400.xml · nonDerivative · entry 1

FERGUS ROBERT G · CIK 0001206696 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,307

F1 · shares: Restricted Stock Grant, vesting ratably over five years

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:14 UTC
Asbjornson Scott MVice President, Finance & CFO
GrantStock Option (Right to Buy) · Derivative 32,550 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0000824142-17-000012 · wf-form4_148363283570772.xml · derivative · entry 5

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,550

Underlying: Common Stock · 32,550 shares

Expires 2027-01-04

F2 · shares: This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:14 UTC
Asbjornson Scott MVice President, Finance & CFO
Tax withholdingCommon Stock, par value $.004 460 $34.10 $15,686.00
Disclosure

SEC source: 0000824142-17-000012 · wf-form4_148363283570772.xml · nonDerivative · entry 2

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,678

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:14 UTC
Asbjornson Scott MVice President, Finance & CFO
GrantCommon Stock, par value $.004 4,240 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000012 · wf-form4_148363283570772.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,138

F1 · shares: Restricted Stock Grant, vesting ratably over five years

Read SEC document
January 02, 2017 Filed Jan 3, 2017 18:04 UTC
Asbjornson Scott MVice President, Finance & CFO
Tax withholdingCommon Stock, par value $.004 353 $33.05 $11,666.65
Disclosure

SEC source: 0000824142-17-000004 · wf-form4_148346666643030.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,898

Read SEC document
January 02, 2017 Filed Jan 3, 2017 18:09 UTC
Thompson RebeccaChief Accounting Officer
Tax withholdingCommon Stock, par value $.004 641 $33.05 $21,185.05
Disclosure

SEC source: 0000824142-17-000010 · wf-form4_148346695825233.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,409

Read SEC document
January 02, 2017 Filed Jan 3, 2017 18:08 UTC
Neale SamVice President
Tax withholdingCommon Stock, par value $.004 253 $33.05 $8,361.65
Disclosure

SEC source: 0000824142-17-000008 · wf-form4_148346687031457.xml · nonDerivative · entry 1

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,665

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January 02, 2017 Filed Jan 3, 2017 18:06 UTC
FERGUS ROBERT GVice President
Tax withholdingCommon Stock, par value $.004 283 $33.05 $9,353.15
Disclosure

SEC source: 0000824142-17-000006 · wf-form4_148346677746463.xml · nonDerivative · entry 1

FERGUS ROBERT G · CIK 0001206696 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,377

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January 02, 2017 Filed Jan 3, 2017 18:02 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Tax withholdingCommon Stock, par value $.004 353 $33.05 $11,666.65
Disclosure

SEC source: 0000824142-17-000002 · wf-form4_148346656411583.xml · nonDerivative · entry 2

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,532

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December 28, 2016 Filed Dec 29, 2016 14:18 UTC
Thompson RebeccaChief Accounting Officer
Tax withholdingCommon Stock, par value $.004 339 $33.40 $11,322.60
Disclosure

SEC source: 0000824142-16-000251 · wf-form4_148302109391914.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,050

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December 15, 2016 Filed Dec 16, 2016 20:31 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Exercise / conversionStock Option (Right to Buy) · Derivative 10,125 $5.03 Strike: $5.03 $50,928.75
Disclosure

SEC source: 0000824142-16-000249 · wf-form4_148192028570015.xml · derivative · entry 4

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,125 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2016 Filed Dec 16, 2016 20:31 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
SaleCommon Stock, par value $.004 10,125 $32.77 $331,752.71
Disclosure

SEC source: 0000824142-16-000249 · wf-form4_148192028570015.xml · nonDerivative · entry 2

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,885

F1 · price: This transaction was executed in multiple trades at prices ranging from $32.50 to $32.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.