Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 16, 2023 23:14 UTC |
Wiater ChristinaPFO / PAO
|
GrantRestricted Stock Units · Derivative | 4,059 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000005 · wf-form4_167658923915197.xml · derivative · entry 4 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,343 Underlying: Common Stock · 4,059 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 4,059 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024,February 15, 2025 and February 15, 2026 F3 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 4,059 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024,February 15, 2025 and February 15, 2026 Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:20 UTC |
Hart Richard JonathanChief Legal Officer
|
GrantRestricted Stock Units · Derivative | 12,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000006 · wf-form4_167658962805254.xml · derivative · entry 7 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,023 Underlying: Common Stock · 12,950 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F4 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. F4 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:20 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,497 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000006 · wf-form4_167658962805254.xml · derivative · entry 6 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,073 Underlying: Common Stock · 7,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. F3 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:20 UTC |
Hart Richard JonathanChief Legal Officer
|
Tax withholdingCommon Stock | 2,202 | $26.48 | $58,308.96 |
DisclosureSEC source: 0001748824-23-000006 · wf-form4_167658962805254.xml · nonDerivative · entry 4 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,662 Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:20 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 7,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000006 · wf-form4_167658962805254.xml · nonDerivative · entry 3 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:14 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000005 · wf-form4_167658923915197.xml · derivative · entry 3 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,284 Underlying: Common Stock · 680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On February 14, 2020, the reporting person was granted 2,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. F2 · derivative.expiration_date: On February 14, 2020, the reporting person was granted 2,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:14 UTC |
Wiater ChristinaPFO / PAO
|
Tax withholdingCommon Stock | 200 | $25.87 | $5,174.00 |
DisclosureSEC source: 0001748824-23-000005 · wf-form4_167658923915197.xml · nonDerivative · entry 2 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:14 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionCommon Stock | 680 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000005 · wf-form4_167658923915197.xml · nonDerivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:20 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000006 · wf-form4_167658962805254.xml · derivative · entry 5 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,570 Underlying: Common Stock · 5,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. F2 · derivative.expiration_date: On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:20 UTC |
Hart Richard JonathanChief Legal Officer
|
Tax withholdingCommon Stock | 1,473 | $25.87 | $38,106.51 |
DisclosureSEC source: 0001748824-23-000006 · wf-form4_167658962805254.xml · nonDerivative · entry 2 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,367 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:20 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 5,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000006 · wf-form4_167658962805254.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 20:06 UTC |
Chersi Robert JDirector
|
GrantRestricted Stock Units · Derivative | 4,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000038 · wf-form4_165471878783526.xml · derivative · entry 4 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,762 Underlying: Common Stock · 4,762 shares Expires not disclosed F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F4 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F5 · derivative.exercise_date: The restricted stock units vest upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc. F5 · derivative.expiration_date: The restricted stock units vest upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 20:01 UTC |
Trebbi BarbaraDirector
|
GrantRestricted Stock Units · Derivative | 4,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000036 · wf-form4_165471849801974.xml · derivative · entry 3 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,762 Underlying: Common Stock · 4,762 shares Expires not disclosed F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F4 · derivative.exercise_date: The restricted stock units vest upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc. F4 · derivative.expiration_date: The restricted stock units vest upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 20:06 UTC |
Chersi Robert JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000038 · wf-form4_165471878783526.xml · derivative · entry 3 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On June 24, 2021, the reporting person was granted 4,193 restricted stock units vesting upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2022. F3 · derivative.expiration_date: On June 24, 2021, the reporting person was granted 4,193 restricted stock units vesting upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2022. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 20:06 UTC |
Chersi Robert JDirector
|
Exercise / conversionCommon Stock | 4,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000038 · wf-form4_165471878783526.xml · nonDerivative · entry 1 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 20:01 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000036 · wf-form4_165471849801974.xml · derivative · entry 2 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On June 24, 2021, the reporting person was granted 4,193 restricted stock units vesting upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2022. F2 · derivative.expiration_date: On June 24, 2021, the reporting person was granted 4,193 restricted stock units vesting upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2022. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 20:01 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionCommon Stock | 4,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000036 · wf-form4_165471849801974.xml · nonDerivative · entry 1 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2022 Filed May 9, 2022 21:11 UTC |
Wiater ChristinaPFO / PAO
|
GrantRestricted Stock Units · Derivative | 17,284 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000034 · wf-form4_165213067213705.xml · derivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,964 Underlying: Common Stock · 17,284 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On May 9, 2022, the reporting person was granted 17,284 restricted stock units, vesting in full on March 31, 2023. F2 · derivative.expiration_date: On May 9, 2022, the reporting person was granted 17,284 restricted stock units, vesting in full on March 31, 2023. Read SEC document |
| February 16, 2022 Filed Feb 16, 2022 21:17 UTC |
Hart Richard JonathanChief Legal Officer
|
SaleCommon Stock | 300 | $24.66 | $7,398.00 |
DisclosureSEC source: 0001748824-22-000015 · wf-form4_164504624431742.xml · nonDerivative · entry 5 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,823 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| February 16, 2022 Filed Feb 16, 2022 21:17 UTC |
Hart Richard JonathanChief Legal Officer
|
SaleCommon Stock | 598 | $24.65 | $14,740.70 |
DisclosureSEC source: 0001748824-22-000015 · wf-form4_164504624431742.xml · nonDerivative · entry 4 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,123 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:02 UTC |
Wiater ChristinaPFO / PAO
|
SaleCommon Stock | 37 | $24.84 | $919.08 |
DisclosureSEC source: 0001748824-22-000013 · wf-form4_164504531993688.xml · nonDerivative · entry 3 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:02 UTC |
Wiater ChristinaPFO / PAO
|
SaleCommon Stock | 200 | $24.88 | $4,976.00 |
DisclosureSEC source: 0001748824-22-000013 · wf-form4_164504531993688.xml · nonDerivative · entry 2 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,857 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:17 UTC |
Hart Richard JonathanChief Legal Officer
|
GrantRestricted Stock Units · Derivative | 19,721 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000015 · wf-form4_164504624431742.xml · derivative · entry 8 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,587 Underlying: Common Stock · 19,721 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F5 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 17,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. F5 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 17,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:17 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,027 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000015 · wf-form4_164504624431742.xml · derivative · entry 7 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,866 Underlying: Common Stock · 3,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F4 · derivative.exercise_date: On February 15, 2019 the reporting person was granted 6,309 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. F4 · derivative.expiration_date: On February 15, 2019 the reporting person was granted 6,309 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:17 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 3,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000015 · wf-form4_164504624431742.xml · nonDerivative · entry 3 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:17 UTC |
Hart Richard JonathanChief Legal Officer
|
SaleCommon Stock | 1,475 | $24.84 | $36,639.00 |
DisclosureSEC source: 0001748824-22-000015 · wf-form4_164504624431742.xml · nonDerivative · entry 2 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,694 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:02 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000013 · wf-form4_164504531993688.xml · derivative · entry 4 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680 Underlying: Common Stock · 680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted 2,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. F3 · derivative.expiration_date: On February 14, 2020, the reporting person was granted 2,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:02 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionCommon Stock | 680 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000013 · wf-form4_164504531993688.xml · nonDerivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:17 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,016 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000015 · wf-form4_164504624431742.xml · derivative · entry 6 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,893 Underlying: Common Stock · 5,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. F3 · derivative.expiration_date: On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:17 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 5,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-22-000015 · wf-form4_164504624431742.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:08 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 414,000 | $12.00 Strike: $12.00 | $4,968,000.00 |
DisclosureSEC source: 0001748824-22-000011 · wf-form4_164452729553981.xml · derivative · entry 4 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,000 Underlying: Common Stock · 414,000 shares Expires 2024-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On January 20, 2019, the reporting person was granted an option to purchase 2,070,000 ordinary shares of BrightSphere Investment Group Inc. The option vests in five equal annual installments of 414,000 ordinary shares over a four-year period with the first tranche vesting immediately, and the following tranches vesting on each of January 20, 2020, January 20, 2021, January 20, 2022 and January 20, 2023. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:08 UTC |
Rana SurenDirector · President and CEO
|
SaleCommon Stock | 119,963 | $24.05 | $2,884,822.24 |
DisclosureSEC source: 0001748824-22-000011 · wf-form4_164452729553981.xml · nonDerivative · entry 3 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,967 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.14, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:08 UTC |
Rana SurenDirector · President and CEO
|
Tax withholdingCommon Stock | 294,037 | $23.72 | $6,974,557.64 |
DisclosureSEC source: 0001748824-22-000011 · wf-form4_164452729553981.xml · nonDerivative · entry 2 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,930 Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:08 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionCommon Stock | 414,000 | $12.00 | $4,968,000.00 |
DisclosureSEC source: 0001748824-22-000011 · wf-form4_164452729553981.xml · nonDerivative · entry 1 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 16:24 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 375,000 | $10.00 Strike: $10.00 | $3,750,000.00 |
DisclosureSEC source: 0001748824-22-000002 · wf-form4_164124505253858.xml · derivative · entry 4 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 375,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On April 21, 2020, the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 16:24 UTC |
Rana SurenDirector · President and CEO
|
SaleCommon Stock | 128,176 | $25.81 | $3,308,786.53 |
DisclosureSEC source: 0001748824-22-000002 · wf-form4_164124505253858.xml · nonDerivative · entry 3 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,967 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.56 to $25.99, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 16:24 UTC |
Rana SurenDirector · President and CEO
|
Tax withholdingCommon Stock | 246,824 | $25.92 | $6,397,678.08 |
DisclosureSEC source: 0001748824-22-000002 · wf-form4_164124505253858.xml · nonDerivative · entry 2 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,143 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 16:24 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionCommon Stock | 375,000 | $10.00 | $3,750,000.00 |
DisclosureSEC source: 0001748824-22-000002 · wf-form4_164124505253858.xml · nonDerivative · entry 1 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 14, 2022 16:11 UTC Amendment |
Rana SurenDirector · President and CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 375,000 | $10.00 Strike: $10.00 | $3,750,000.00 |
DisclosureSEC source: 0001748824-22-000004 · wf-form4a_164219469772317.xml · derivative · entry 6 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 375,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On April 21, 2020, the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. Read SEC document |
| December 31, 2021 Filed Jan 14, 2022 16:11 UTC Amendment |
Rana SurenDirector · President and CEO
|
SaleCommon Stock | 128,176 | $25.81 | $3,308,786.53 |
DisclosureSEC source: 0001748824-22-000004 · wf-form4a_164219469772317.xml · nonDerivative · entry 5 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,967 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.56 to $25.99, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| December 31, 2021 Filed Jan 14, 2022 16:11 UTC Amendment |
Rana SurenDirector · President and CEO
|
Tax withholdingCommon Stock | 246,824 | $25.92 | $6,397,678.08 |
DisclosureSEC source: 0001748824-22-000004 · wf-form4a_164219469772317.xml · nonDerivative · entry 4 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,143 Read SEC document |
| December 31, 2021 Filed Jan 14, 2022 16:11 UTC Amendment |
Rana SurenDirector · President and CEO
|
Exercise / conversionCommon Stock | 375,000 | $10.00 | $3,750,000.00 |
DisclosureSEC source: 0001748824-22-000004 · wf-form4a_164219469772317.xml · nonDerivative · entry 3 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 22:02 UTC |
Wiater ChristinaPFO / PAO
|
SaleCommon Stock | 38 | $24.91 | $946.58 |
DisclosureSEC source: 0001748824-21-000067 · wf-form4_164021052095876.xml · nonDerivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 21:35 UTC |
PAULSON & CO. INC.10% owner
|
SaleCommon Stock, par value $0.001 per share | 100,000 | $25.18 | $2,518,000.00 |
DisclosureSEC source: 0001013594-21-000862 · form4.xml · nonDerivative · entry 2 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paulson & Co. Inc. Disclosed balance after: 8,950,121 F1 · security: Paulson & Co. Inc. ("Paulson & Co.") is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson & Co.") is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F2 · ownership.direct: Each of Paulson & Co. and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 21:35 UTC |
PAULSON & CO. INC.10% owner
|
SaleCommon Stock, par value $0.001 per share | 690,000 | $31.50 | $21,735,000.00 |
DisclosureSEC source: 0001013594-21-000862 · form4.xml · nonDerivative · entry 1 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paulson & Co. Inc. Disclosed balance after: 9,050,121 F1 · security: Paulson & Co. Inc. ("Paulson & Co.") is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson & Co.") is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F2 · ownership.direct: Each of Paulson & Co. and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 22:03 UTC |
Hart Richard JonathanChief Legal Officer
|
SaleCommon Stock | 57 | $24.91 | $1,419.87 |
DisclosureSEC source: 0001748824-21-000068 · wf-form4_164021057631789.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,153 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| December 16, 2021 Filed Jan 14, 2022 16:11 UTC Amendment |
Rana SurenDirector · President and CEO
|
SaleCommon Stock | 71,000 | $26.95 | $1,913,677.20 |
DisclosureSEC source: 0001748824-22-000004 · wf-form4a_164219469772317.xml · nonDerivative · entry 2 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,967 F1 · date: This Form 4 is amended to reflect sales by the reporting person on December 15, 2021 and December 16, 2021 that were inadvertently omitted due to a clerical error. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $27.22, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| December 15, 2021 Filed Jan 14, 2022 16:11 UTC Amendment |
Rana SurenDirector · President and CEO
|
SaleCommon Stock | 71,000 | $26.84 | $1,905,334.70 |
DisclosureSEC source: 0001748824-22-000004 · wf-form4a_164219469772317.xml · nonDerivative · entry 1 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,967 F1 · date: This Form 4 is amended to reflect sales by the reporting person on December 15, 2021 and December 16, 2021 that were inadvertently omitted due to a clerical error. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.52 to $27.225, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:38 UTC |
PAULSON & CO. INC.10% owner
|
SaleCommon Stock, par value $0.001 per share | 10,260,431 | $31.50 | $323,203,576.50 |
DisclosureSEC source: 0001013594-21-000836 · form4.xml · nonDerivative · entry 1 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paulson & Co. Inc. Disclosed balance after: 9,740,121 F1 · security: Paulson & Co. Inc. ("Paulson & Co.") is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson & Co.") is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F2 · ownership.direct: Each of Paulson & Co. and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 22:22 UTC |
Wiater ChristinaPFO / PAO
|
Disposition to issuerCommon Stock | 1,227 | $31.50 | $38,650.50 |
DisclosureSEC source: 0001748824-21-000061 · wf-form4_163908854227398.xml · nonDerivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415 F1 · shares: Represents shares sold to the Issuer pursuant to the Issuer's self-tender offer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.