Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2025 Filed Feb 20, 2025 00:15 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionCommon Stock | 5,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-25-000014 · wk-form4_1740010549.xml · nonDerivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2025 Filed Feb 20, 2025 00:10 UTC |
Hart Richard JonathanCLO and CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,124 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-25-000012 · wk-form4_1740010209.xml · derivative · entry 4 Hart Richard Jonathan · CIK 0001810382 · CLO and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,048 Underlying: Common Stock · 16,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of Acadian Asset Management Inc. F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. On February 15, 2024, the reporting person was granted 15,699 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2025, February 15, 2026 and February 15, 2027. F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. On February 15, 2024, the reporting person was granted 15,699 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2025, February 15, 2026 and February 15, 2027. Read SEC document |
| February 15, 2025 Filed Feb 20, 2025 00:10 UTC |
Hart Richard JonathanCLO and CAO
|
Tax withholdingCommon Stock | 5,944 | $25.69 | $152,701.36 |
DisclosureSEC source: 0001748824-25-000012 · wk-form4_1740010209.xml · nonDerivative · entry 2 Hart Richard Jonathan · CIK 0001810382 · CLO and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,958 Read SEC document |
| February 15, 2025 Filed Feb 20, 2025 00:10 UTC |
Hart Richard JonathanCLO and CAO
|
Exercise / conversionCommon Stock | 16,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-25-000012 · wk-form4_1740010209.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · CLO and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:15 UTC |
Wiater ChristinaPFO / PAO
|
GrantRestricted Stock Units · Derivative | 12,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-25-000014 · wk-form4_1740010549.xml · derivative · entry 3 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,205 Underlying: Common Stock · 12,018 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Acadian Asset Management Inc. F2 · derivative.exercise_date: On February 14, 2025, the reporting person was granted 12,018 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 14, 2026, February 14, 2027 and February 14, 2028. F2 · derivative.expiration_date: On February 14, 2025, the reporting person was granted 12,018 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 14, 2026, February 14, 2027 and February 14, 2028. Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:10 UTC |
Hart Richard JonathanCLO and CAO
|
GrantRestricted Stock Units · Derivative | 17,265 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-25-000012 · wk-form4_1740010209.xml · derivative · entry 3 Hart Richard Jonathan · CIK 0001810382 · CLO and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,172 Underlying: Common Stock · 17,265 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of Acadian Asset Management Inc. F2 · derivative.exercise_date: On February 14, 2025, the reporting person was granted 17,265 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 14, 2026, February 14, 2027 and February 14, 2028. F2 · derivative.expiration_date: On February 14, 2025, the reporting person was granted 17,265 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 14, 2026, February 14, 2027 and February 14, 2028. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:29 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 375,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000050 · wk-form4_1731533375.xml · derivative · entry 7 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 375,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On April 21, 2020, the reporting person was granted an option to purchase 500,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:29 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 90,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000050 · wk-form4_1731533375.xml · derivative · entry 6 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2025-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On February 14, 2020, the reporting person was granted an option to purchase 150,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in five equal installments, with the first tranche vesting immediately and the following tranches vesting on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:29 UTC |
Hart Richard JonathanChief Legal Officer
|
SaleCommon Stock | 70,000 | $28.52 | $1,996,400.00 |
DisclosureSEC source: 0001748824-24-000050 · wk-form4_1731533375.xml · nonDerivative · entry 5 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,778 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $29.86, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:29 UTC |
Hart Richard JonathanChief Legal Officer
|
Tax withholdingCommon Stock | 246,646 | $29.25 | $7,214,395.50 |
DisclosureSEC source: 0001748824-24-000050 · wk-form4_1731533375.xml · nonDerivative · entry 4 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,778 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:29 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 375,000 | $10.00 | $3,750,000.00 |
DisclosureSEC source: 0001748824-24-000050 · wk-form4_1731533375.xml · nonDerivative · entry 3 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 472,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:29 UTC |
Hart Richard JonathanChief Legal Officer
|
Tax withholdingCommon Stock | 62,585 | $29.25 | $1,830,611.25 |
DisclosureSEC source: 0001748824-24-000050 · wk-form4_1731533375.xml · nonDerivative · entry 2 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,424 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:29 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 90,000 | $12.00 | $1,080,000.00 |
DisclosureSEC source: 0001748824-24-000050 · wk-form4_1731533375.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:59 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 750,000 | $10.00 Strike: $10.00 | $7,500,000.00 |
DisclosureSEC source: 0001748824-24-000043 · wk-form4_1727917185.xml · derivative · entry 3 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On April 21, 2020, the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:59 UTC |
Rana SurenDirector · President and CEO
|
Tax withholdingCommon Stock | 509,241 | $25.40 | $12,934,721.40 |
DisclosureSEC source: 0001748824-24-000043 · wk-form4_1727917185.xml · nonDerivative · entry 2 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,726 Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:59 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionCommon Stock | 750,000 | $10.00 | $7,500,000.00 |
DisclosureSEC source: 0001748824-24-000043 · wk-form4_1727917185.xml · nonDerivative · entry 1 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 880,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:58 UTC |
Chersi Robert JDirector
|
GrantRestricted Stock Units · Derivative | 4,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000026 · wk-form4_1718053105.xml · derivative · entry 4 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,437 Underlying: Common Stock · 4,437 shares Expires not disclosed F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F4 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F5 · derivative.exercise_date: On June 7, 2024, the reporting person was granted 4,437 restricted stock units vesting upon the earlier of June 7, 2025 and the date of the 2025 annual meeting of stockholders of BrightSphere Investment Group Inc. F5 · derivative.expiration_date: On June 7, 2024, the reporting person was granted 4,437 restricted stock units vesting upon the earlier of June 7, 2025 and the date of the 2025 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 21:09 UTC |
Paulson JohnDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 7,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000030 · wk-form4_1718053745.xml · derivative · entry 3 Paulson John · CIK 0001394923 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,764 Underlying: Common Stock · 7,764 shares Expires not disclosed F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On June 7, 2024, the reporting person was granted 7,764 restricted stock units vesting upon the earlier of June 7, 2025 and the date of the 2025 annual meeting of stockholders of BrightSphere Investment Group Inc. F3 · derivative.expiration_date: On June 7, 2024, the reporting person was granted 7,764 restricted stock units vesting upon the earlier of June 7, 2025 and the date of the 2025 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 21:04 UTC |
Trebbi BarbaraDirector
|
GrantRestricted Stock Units · Derivative | 4,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000028 · wk-form4_1718053457.xml · derivative · entry 3 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,437 Underlying: Common Stock · 4,437 shares Expires not disclosed F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F4 · derivative.exercise_date: On June 7, 2024, the reporting person was granted 4,437 restricted stock units vesting upon the earlier of June 7, 2025 and the date of the 2025 annual meeting of stockholders of BrightSphere Investment Group Inc. F4 · derivative.expiration_date: On June 7, 2024, the reporting person was granted 4,437 restricted stock units vesting upon the earlier of June 7, 2025 and the date of the 2025 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:58 UTC |
Chersi Robert JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000026 · wk-form4_1718053105.xml · derivative · entry 3 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 6, 2024. F3 · derivative.expiration_date: On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 6, 2024. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:58 UTC |
Chersi Robert JDirector
|
Exercise / conversionCommon Stock | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000026 · wk-form4_1718053105.xml · nonDerivative · entry 1 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 21:09 UTC |
Paulson JohnDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 7,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000030 · wk-form4_1718053745.xml · derivative · entry 2 Paulson John · CIK 0001394923 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On June 8, 2023, the reporting person was granted 7,662 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 6, 2024. F2 · derivative.expiration_date: On June 8, 2023, the reporting person was granted 7,662 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 6, 2024. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 21:09 UTC |
Paulson JohnDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000030 · wk-form4_1718053745.xml · nonDerivative · entry 1 Paulson John · CIK 0001394923 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 21:04 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000028 · wk-form4_1718053457.xml · derivative · entry 2 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 6, 2024. F2 · derivative.expiration_date: On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 6, 2024. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 21:04 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionCommon Stock | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000028 · wk-form4_1718053457.xml · nonDerivative · entry 1 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC |
Wiater ChristinaPFO / PAO
|
GrantRestricted Stock Units · Derivative | 11,481 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000006 · wk-form4_1708463456.xml · derivative · entry 4 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,187 Underlying: Common Stock · 11,481 shares Expires not disclosed F3 · derivative.exercise_date: On February 15, 2024, the reporting person was granted 11,481 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2025, February 15, 2026 and February 15, 2027. F3 · derivative.expiration_date: On February 15, 2024, the reporting person was granted 11,481 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2025, February 15, 2026 and February 15, 2027. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000006 · wk-form4_1708463456.xml · derivative · entry 3 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,706 Underlying: Common Stock · 1,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 4,059 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. F2 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 4,059 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC |
Wiater ChristinaPFO / PAO
|
Tax withholdingCommon Stock | 398 | $21.95 | $8,736.10 |
DisclosureSEC source: 0001748824-24-000006 · wk-form4_1708463456.xml · nonDerivative · entry 2 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,466 Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionCommon Stock | 1,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000006 · wk-form4_1708463456.xml · nonDerivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC |
Hart Richard JonathanChief Legal Officer
|
GrantRestricted Stock Units · Derivative | 15,699 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000008 · wk-form4_1708463965.xml · derivative · entry 4 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,907 Underlying: Common Stock · 15,699 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On February 15, 2024, the reporting person was granted 15,699 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2025, February 15, 2026 and February 15, 2027. F3 · derivative.expiration_date: On February 15, 2024, the reporting person was granted 15,699 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2025, February 15, 2026 and February 15, 2027. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,815 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000008 · wk-form4_1708463965.xml · derivative · entry 3 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,208 Underlying: Common Stock · 11,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. F2 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC |
Hart Richard JonathanChief Legal Officer
|
Tax withholdingCommon Stock | 3,468 | $21.95 | $76,122.60 |
DisclosureSEC source: 0001748824-24-000008 · wk-form4_1708463965.xml · nonDerivative · entry 2 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,009 Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 11,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-24-000008 · wk-form4_1708463965.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 16:35 UTC |
Rana SurenDirector · President and CEO
|
SaleCommon Stock | 109,960 | $20.74 | $2,280,361.48 |
DisclosureSEC source: 0001748824-24-000004 · wk-form4_1708032924.xml · nonDerivative · entry 3 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,967 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.28 to $21.12, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 16:35 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 414,000 | $12.00 Strike: $12.00 | $4,968,000.00 |
DisclosureSEC source: 0001748824-24-000004 · wk-form4_1708032924.xml · derivative · entry 4 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 414,000 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On January 22, 2019, the reporting person was granted an option to purchase 2,070,000 ordinary shares of BrightSphere Investment Group plc. The option vested in five equal annual installments of 414,000 ordinary shares over a four-year period with the first tranche having vested immediately, and the following tranches having vested on each of January 22, 2020, January 22, 2021, January 22, 2022 and January 22, 2023. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 16:35 UTC |
Rana SurenDirector · President and CEO
|
Tax withholdingCommon Stock | 304,040 | $21.75 | $6,612,870.00 |
DisclosureSEC source: 0001748824-24-000004 · wk-form4_1708032924.xml · nonDerivative · entry 2 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,927 Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 16:35 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionCommon Stock | 414,000 | $12.00 | $4,968,000.00 |
DisclosureSEC source: 0001748824-24-000004 · wk-form4_1708032924.xml · nonDerivative · entry 1 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 544,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 22:08 UTC |
Chersi Robert JDirector
|
GrantRestricted Stock Units · Derivative | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000039 · wk-form4_1686348507.xml · derivative · entry 4 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,379 Underlying: Common Stock · 4,379 shares Expires not disclosed F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F4 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F5 · derivative.exercise_date: On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc.. F5 · derivative.expiration_date: On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc.. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 22:18 UTC |
Paulson JohnDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 7,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000043 · wk-form4_1686349077.xml · derivative · entry 3 Paulson John · CIK 0001394923 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,662 Underlying: Common Stock · 7,662 shares Expires not disclosed F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On June 8, 2023, the reporting person was granted 7,662 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc. F3 · derivative.expiration_date: On June 8, 2023, the reporting person was granted 7,662 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 22:12 UTC |
Trebbi BarbaraDirector
|
GrantRestricted Stock Units · Derivative | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000041 · wk-form4_1686348742.xml · derivative · entry 3 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,379 Underlying: Common Stock · 4,379 shares Expires not disclosed F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F4 · derivative.exercise_date: On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc. F4 · derivative.expiration_date: On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 22:08 UTC |
Chersi Robert JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000039 · wk-form4_1686348507.xml · derivative · entry 3 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On June 8, 2022, the reporting person was granted 4,762 restricted stock units vesting upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2023. F3 · derivative.expiration_date: On June 8, 2022, the reporting person was granted 4,762 restricted stock units vesting upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2023. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 22:08 UTC |
Chersi Robert JDirector
|
Exercise / conversionCommon Stock | 4,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000039 · wk-form4_1686348507.xml · nonDerivative · entry 1 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 22:18 UTC |
Paulson JohnDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000043 · wk-form4_1686349077.xml · derivative · entry 2 Paulson John · CIK 0001394923 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_date: On May 1, 2023, the reporting person was granted 8,334 restricted stock units vesting upon the earlier of June 8, 2023 and the date of the annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2023. F1 · derivative.expiration_date: On May 1, 2023, the reporting person was granted 8,334 restricted stock units vesting upon the earlier of June 8, 2023 and the date of the annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2023. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 22:18 UTC |
Paulson JohnDirector · 10% owner
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000043 · wk-form4_1686349077.xml · nonDerivative · entry 1 Paulson John · CIK 0001394923 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On May 1, 2023, the reporting person was granted 8,334 restricted stock units vesting upon the earlier of June 8, 2023 and the date of the annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2023. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 22:12 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000041 · wk-form4_1686348742.xml · derivative · entry 2 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On June 8, 2022, the reporting person was granted 4,762 restricted stock units vesting upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2023. F2 · derivative.expiration_date: On June 8, 2022, the reporting person was granted 4,762 restricted stock units vesting upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2023. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 22:12 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionCommon Stock | 4,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000041 · wk-form4_1686348742.xml · nonDerivative · entry 1 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:03 UTC |
Paulson JohnDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000025 · wf-form4_168305778945045.xml · derivative · entry 1 Paulson John · CIK 0001394923 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 8,334 shares Expires not disclosed F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F3 · derivative.exercise_date: The restricted stock units vest upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc. F3 · derivative.expiration_date: The restricted stock units vest upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:39 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 17,284 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000012 · wf-form4_168055435483072.xml · derivative · entry 3 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,059 Underlying: Common Stock · 17,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On May 9, 2022, the reporting person was granted 17,284 restricted stock units, vesting in full on March 31, 2023. F1 · derivative.expiration_date: On May 9, 2022, the reporting person was granted 17,284 restricted stock units, vesting in full on March 31, 2023. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:39 UTC |
Wiater ChristinaPFO / PAO
|
Tax withholdingCommon Stock | 5,073 | $23.58 | $119,621.34 |
DisclosureSEC source: 0001748824-23-000012 · wf-form4_168055435483072.xml · nonDerivative · entry 2 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,511 Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:39 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionCommon Stock | 17,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-23-000012 · wf-form4_168055435483072.xml · nonDerivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.