Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Adient plcADNT · Entity 4713 | Director · Chairman and CEO | November 18, 2017 | December 08, 2017 |
| DANA IncDAN · Entity 6 | Director | August 28, 2026 | September 02, 2026 |
| Johnson Controls International plcJCI · Entity 2940 | Executive VP and Vice Chairman | September 08, 2016 | October 26, 2016 |
| STRATTEC SECURITY CORPSTRT · Entity 1245 | Director | October 13, 2026 | October 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Adient plc
Report date November 18, 2017 · Filed December 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation - Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 379,167.7066 |
Reported balance
After 2017-11-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-11-18 · Grant · Acquired 12,797.0597 · Balance 379,167.7066 F1: Each unit of phantom stock is the equivalent economic value of one Adient ordinary share. F2: Phantom stock units acquired in connection with the vesting of stock awards. F3: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, or pursuant to such person's deferral election, subject to certain vesting requirements. F4: Includes dividend equivalents. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit of phantom stock is the equivalent economic value of one Adient ordinary share.
F2: Phantom stock units acquired in connection with the vesting of stock awards.
F3: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, or pursuant to such person's deferral election, subject to certain vesting requirements.
F4: Includes dividend equivalents.
DANA Inc
Report date August 28, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 3,023 |
Reported balance
After 2026-08-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 1,697 · Balance 3,023 F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
Johnson Controls International plc
Report date September 08, 2016 · Filed October 26, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 2,111 |
Reported balance
After 2016-09-08 transaction · row 1
1 source rowRow 1 · 2016-09-08 · Grant · Acquired 2,111 · Balance 2,111 F1: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 338,856.79 |
Reported balance
After 2016-09-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-09-08 · Grant · Acquired 103,426 · Balance 338,856.79 F3: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. F4: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy 401k Plan Trustee | 17,256.359 |
Reported balance
Holding disclosure · report date 2016-09-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,256.359 F2: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
F3: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.
F4: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
STRATTEC SECURITY CORP
Report date October 13, 2026 · Filed October 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 1,434 |
Reported balance
After 2026-10-13 transaction · row 1
1 source rowRow 1 · 2026-10-13 · Grant · Acquired 1,434 · Balance 1,434 F1: Grant of shares of restricted stock which vest the later of (i) the 2027 annual meeting of shareholders of the Company or (ii) 50 weeks following the Grant Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of shares of restricted stock which vest the later of (i) the 2027 annual meeting of shareholders of the Company or (ii) 50 weeks following the Grant Date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOHNSON CONTROLS INC
Report date September 02, 2016 · Filed September 06, 2016
Section 16 reporting ended · disclosed 2016-09-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-09-02 · Exercise / conversion · Acquired 13,677.346 · Balance 13,677.346 Row 2 · 2016-09-02 · Disposition to issuer · Disposed 13,677.346 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan Trustee | 0 |
Reported balance
After 2016-09-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-09-02 · Disposition to issuer · Disposed 17,964.324 · Balance 0 F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.21 · Expires 2017-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-02 · Disposition to issuer · Disposed 47,248 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.79 · Expires 2018-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-02 · Disposition to issuer · Disposed 160,000 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.87 · Expires 2019-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-09-02 · Disposition to issuer · Disposed 170,000 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.54 · Expires 2020-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-09-02 · Disposition to issuer · Disposed 150,000 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.54 · Expires 2021-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-09-02 · Disposition to issuer · Disposed 140,000 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2022-10-05 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-09-02 · Disposition to issuer · Disposed 74,800 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.37 · Expires 2023-11-19 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-09-02 · Disposition to issuer · Disposed 49,319 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.23 · Expires 2024-11-18 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-09-02 · Disposition to issuer · Disposed 80,437 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F3: Fifty percent of the options vest after two years and the remaining 50% vests after three years. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.86 · Expires 2025-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-09-02 · Disposition to issuer · Disposed 104,562 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F3: Fifty percent of the options vest after two years and the remaining 50% vests after three years. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 235,430.791 |
Reported balance
After 2016-09-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-09-02 · Exercise / conversion · Disposed 13,677.346 · Balance 235,430.791 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-09-02 · Disposition to issuer · Disposed 235,430.791 · Balance 0 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
F3: Fifty percent of the options vest after two years and the remaining 50% vests after three years.
F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
F5: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2017 Filed Nov 29, 2017 22:28 UTC | Adient plc ADNT · Entity 4713 | SaleOrdinary Shares | 30,690 | $77.85 | $2,389,234.91 |
DisclosureSEC source: 0001127602-17-033461 · form4.xml · nonDerivative · entry 3 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213.5177 F2 · price: This transaction was executed in multiple trades at prices ranging from $77.75 to $78.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:28 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionOrdinary Shares | 15,087 | $25.87 | $390,300.69 |
DisclosureSEC source: 0001127602-17-033461 · form4.xml · nonDerivative · entry 2 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,903.5177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:28 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionOrdinary Shares | 15,603 | $29.95 | $467,309.85 |
DisclosureSEC source: 0001127602-17-033461 · form4.xml · nonDerivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,816.5177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes dividend equivalents. Read SEC document |
| November 18, 2017 Filed Dec 8, 2017 22:19 UTC | Adient plc ADNT · Entity 4713 | GrantDeferred Compensation - Phantom Stock Units · Derivative | 12,797.0597 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034264 · form4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,167.7066 Underlying: Ordinary Shares · 12,797.0597 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the equivalent economic value of one Adient ordinary share. F2 · kind: Phantom stock units acquired in connection with the vesting of stock awards. F3 · price: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, or pursuant to such person's deferral election, subject to certain vesting requirements. F3 · derivative.exercise_date: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, or pursuant to such person's deferral election, subject to certain vesting requirements. F3 · derivative.expiration_date: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, or pursuant to such person's deferral election, subject to certain vesting requirements. F4 · balance_after: Includes dividend equivalents. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:04 UTC | Adient plc ADNT · Entity 4713 | GrantDeferred Compensation - Phantom Stock Units · Derivative | 48,958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-029238 · form4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,350.86 Underlying: Ordinary Shares · 48,958 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the equivalent economic value of one Adient ordinary share. F2 · price: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, or pursuant to such person's deferral election, subject to certain vesting requirements. F2 · derivative.exercise_date: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, or pursuant to such person's deferral election, subject to certain vesting requirements. F2 · derivative.expiration_date: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, or pursuant to such person's deferral election, subject to certain vesting requirements. F3 · balance_after: Includes dividend equivalents. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:17 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014684 · doc4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49 Underlying: Common Stock, par value $0.01 · 14 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:36 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,607 | $0.00 Strike: $41.82 | $0.00 |
DisclosureSEC source: 0001127602-17-026417 · form4.xml · derivative · entry 4 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,607 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% of the options vested on the second and the remaining 50% vested on the third anniversary of the award. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:36 UTC | Adient plc ADNT · Entity 4713 | SaleOrdinary Shares | 4,607 | $68.67 | $316,377.89 |
DisclosureSEC source: 0001127602-17-026417 · form4.xml · nonDerivative · entry 2 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.51 to $69.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:36 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionOrdinary Shares | 4,607 | $41.82 | $192,664.74 |
DisclosureSEC source: 0001127602-17-026417 · form4.xml · nonDerivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 19:27 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010958 · doc4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67 Underlying: Common Stock, par value $0.01 · 16 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 20:00 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006844 · doc4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51 Underlying: Common Stock, par value $0.01 · 51 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 20:38 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 9,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004861 · doc4.xml · derivative · entry 4 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 9,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 20:38 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004861 · doc4.xml · derivative · entry 3 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 20:38 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004861 · doc4.xml · nonDerivative · entry 2 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 20:38 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 9,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004861 · doc4.xml · nonDerivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 17:40 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 5,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003886 · doc4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,940 Underlying: Common Stock, par value $0.01 · 5,940 shares Expires not disclosed F1 · security: Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 17:21 UTC | Adient plc ADNT · Entity 4713 | GrantDeferred Compensation - Phantom Stock Units · Derivative | 10,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-069550 · form4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,028 Underlying: Ordinary Shares · 10,467 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock has the equivalent economic value of one share of Adient common stock. F2 · shares: Reflects the number of shares underlying previously unreported performance share units, which were not subject to being reported, that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on 12/7/2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. F1 · price: Each unit of phantom stock has the equivalent economic value of one share of Adient common stock. F3 · derivative.exercise_date: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, subject to certain vesting requirements. F3 · derivative.expiration_date: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, subject to certain vesting requirements. Read SEC document |
| December 07, 2016 Filed Dec 16, 2016 17:33 UTC Amendment | Adient plc ADNT · Entity 4713 | GrantDeferred Compensation - Phantom Stock Units · Derivative | 10,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-070210 · form4a.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,821 Underlying: Ordinary Shares · 10,467 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock has the equivalent economic value of one share of Adient common stock. F2 · shares: Reflects the number of shares underlying previously unreported performance share units, which were not subject to being reported, that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on 12/7/2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. F1 · price: Each unit of phantom stock has the equivalent economic value of one share of Adient common stock. F3 · derivative.exercise_date: Phantom Stock Units covered under the Adient Deferred Compensation Plan acquired with the completion of the spin-off between Johnson Controls International plc ("JCI") and Adient plc ("Adient")(the "spin-off"). The units will settle 100% in cash upon the reporting person's retirement or termination, subject to vesting requirements. F3 · derivative.expiration_date: Phantom Stock Units covered under the Adient Deferred Compensation Plan acquired with the completion of the spin-off between Johnson Controls International plc ("JCI") and Adient plc ("Adient")(the "spin-off"). The units will settle 100% in cash upon the reporting person's retirement or termination, subject to vesting requirements. F4 · balance_after: This Form 4 is being amended to correct the aggregate number of phantom stock units previously reported by removing 8,441 phantom stock units that are performance based and are not yet subject to being reported as the performance criteria are material and not related solely to the price of the stock, by removing 1,603 restricted units that settled 100% in cash, by removing 211 restricted share units that were previously reported and inadvertently included and by adding 207 dividend equivalent stock units received in a transaction exempt under Rule 16a-11. As noted previously, the report reflects the conversion of performance based phantom stock units, not subject to reporting, into 10,467 restricted stock units with time-based vesting. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 19:24 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042680 · doc4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168 Underlying: Common Stock, par value $0.01 · 34 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 16:20 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 16,061 | $47.72 | $766,430.92 |
DisclosureSEC source: 0001127602-16-067319 · form4.xml · nonDerivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Savings Plan Disclosed balance after: 17,791 F1 · balance_after: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/16/16. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 18:26 UTC | Adient plc ADNT · Entity 4713 | GrantDeferred Compensation - Phantom Stock Units · Derivative | 95,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-066553 · form4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,403 Underlying: Ordinary Shares · 95,291 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock has the equivalent economic value of one share of Adient common stock. F1 · price: Each unit of phantom stock has the equivalent economic value of one share of Adient common stock. F2 · derivative.exercise_date: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, subject to certain vesting requirements. F2 · derivative.expiration_date: Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, subject to certain vesting requirements. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:48 UTC | Adient plc ADNT · Entity 4713 | GrantDeferred Compensation - Phantom Stock Units · Derivative | 175,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065739 · form4.xml · derivative · entry 3 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,112 Underlying: Ordinary Shares · 175,786 shares Expires not disclosed F2 · derivative.exercise_price: Each unit of phantom stock is the economic value of one share of Adient common stock. F3 · derivative.exercise_date: Phantom Stock Units covered under the Adient Deferred Compensation Plan acquired with the completion of the spin-off between Johnson Controls International plc ("JCI") and Adient plc ("Adient")(the "spin-off"). The units will settle 100% in cash upon the reporting person's retirement or termination, subject to vesting requirements. F3 · derivative.expiration_date: Phantom Stock Units covered under the Adient Deferred Compensation Plan acquired with the completion of the spin-off between Johnson Controls International plc ("JCI") and Adient plc ("Adient")(the "spin-off"). The units will settle 100% in cash upon the reporting person's retirement or termination, subject to vesting requirements. F4 · balance_after: Includes 42,326 shares that were acquired in a pro-rata distribution upon the completion of the spin-off. Read SEC document |
| October 31, 2016 Filed Dec 16, 2016 17:34 UTC Amendment | Adient plc ADNT · Entity 4713 | GrantDeferred Compensation - Phantom Stock Units · Derivative | 175,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070211 · form4a.xml · derivative · entry 3 McDonald R Bruce · CIK 0001207696 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,667 Underlying: Ordinary Shares · 175,786 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock has the equivalent economic value of one share of Adient common stock. F2 · derivative.exercise_date: Phantom Stock Units covered under the Adient Deferred Compensation Plan acquired with the completion of the spin-off between Johnson Controls International plc ("JCI") and Adient plc ("Adient")(the "spin-off"). The units will settle 100% in cash upon the reporting person's retirement or termination, subject to vesting requirements. F2 · derivative.expiration_date: Phantom Stock Units covered under the Adient Deferred Compensation Plan acquired with the completion of the spin-off between Johnson Controls International plc ("JCI") and Adient plc ("Adient")(the "spin-off"). The units will settle 100% in cash upon the reporting person's retirement or termination, subject to vesting requirements. F3 · balance_after: This Form 4 is being amended to correct the aggregate number of phantom stock units previously reported by removing 8,441 phantom stock units that are performance based and are not yet subject to being reported, as the performance criteria are material and not related solely to the price of the stock, by removing 211 restricted share units that were previously reported and inadvertently included and by adding 207 dividend equivalend stock units received in a transaction exempt under Rule 16a-11. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 19:16 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039284 · doc4.xml · derivative · entry 1 McDonald R Bruce · CIK 0001207696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134 Underlying: Common Stock, par value $0.01 · 41 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| September 08, 2016 Filed Oct 26, 2016 20:46 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 103,426 | $47.86 Strike: $0.00 | $4,949,968.36 |
DisclosureSEC source: 0001127602-16-065282 · form4.xml · derivative · entry 3 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,856.79 Underlying: Ordinary Shares · 103,426 shares Expires not disclosed F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 08, 2016 Filed Oct 26, 2016 20:46 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,111 | $47.86 | $101,032.46 |
DisclosureSEC source: 0001127602-16-065282 · form4.xml · nonDerivative · entry 1 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,111 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerPhantom Stock Units - Restricted Stock Plan · Derivative | 235,430.791 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 14 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 235,430.791 shares Expires not disclosed F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F5 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units - Restricted Stock Plan · Derivative | 13,677.346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 13 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,430.791 Underlying: Common Stock · 13,677.346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F5 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 104,562 | Not disclosed Strike: $43.86 | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 12 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104,562 shares Expires 2025-10-07 F2 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F3 · derivative.exercise_date: Fifty percent of the options vest after two years and the remaining 50% vests after three years. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 80,437 | Not disclosed Strike: $50.23 | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 11 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,437 shares Expires 2024-11-18 F2 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F3 · derivative.exercise_date: Fifty percent of the options vest after two years and the remaining 50% vests after three years. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 49,319 | Not disclosed Strike: $48.37 | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 10 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,319 shares Expires 2023-11-19 F2 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 74,800 | Not disclosed Strike: $27.85 | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 9 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,800 shares Expires 2022-10-05 F2 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 140,000 | Not disclosed Strike: $28.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 8 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,000 shares Expires 2021-10-07 F2 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $30.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 7 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2020-10-01 F2 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 170,000 | Not disclosed Strike: $24.87 | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 6 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170,000 shares Expires 2019-10-01 F2 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 160,000 | Not disclosed Strike: $28.79 | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 5 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 160,000 shares Expires 2018-10-01 F2 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 47,248 | Not disclosed Strike: $40.21 | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · derivative · entry 4 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,248 shares Expires 2017-10-01 F2 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 17,964.324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · nonDerivative · entry 3 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Trustee Disclosed balance after: 0 F1 · price: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 13,677.346 | $48.90 | $668,822.22 |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · nonDerivative · entry 2 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:25 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 13,677.346 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-061994 · form4.xml · nonDerivative · entry 1 McDonald R Bruce · CIK 0001207696 · Exec VP & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,677.346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 104,562 | Not disclosed Strike: $43.86 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 11 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,562 Underlying: Ordinary Shares · 104,562 shares Expires 2025-10-07 F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F7 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 80,437 | Not disclosed Strike: $50.23 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 10 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,437 Underlying: Ordinary Shares · 80,437 shares Expires 2024-11-18 F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F7 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 49,319 | Not disclosed Strike: $48.37 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 9 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,319 Underlying: Ordinary Shares · 49,319 shares Expires 2023-11-19 F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 74,800 | Not disclosed Strike: $27.85 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 8 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,800 Underlying: Ordinary Shares · 74,800 shares Expires 2022-10-05 F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 140,000 | Not disclosed Strike: $28.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 7 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Ordinary Shares · 140,000 shares Expires 2021-10-07 F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $30.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 6 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Ordinary Shares · 150,000 shares Expires 2020-10-01 F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 170,000 | Not disclosed Strike: $24.87 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 5 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Ordinary Shares · 170,000 shares Expires 2019-10-01 F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 160,000 | Not disclosed Strike: $28.79 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 4 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Ordinary Shares · 160,000 shares Expires 2018-10-01 F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 47,248 | Not disclosed Strike: $40.21 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 3 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,248 Underlying: Ordinary Shares · 47,248 shares Expires 2017-10-01 F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 235,430.79 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-16-062135 · form4.xml · derivative · entry 2 McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,430.79 Underlying: Ordinary Shares · 235,430.79 shares Expires not disclosed F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. F5 · price: Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.