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TD SECURITIES (USA) LLC

Disclosed activity across 4 companies

Tapewire entity
97720
SEC CIK
0000803012

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BLACKROCK MUNIYIELD INVESTMENT FUNDMYF · Entity 1300210% ownerApril 13, 2021April 22, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BLACKROCK MUNIYIELD INVESTMENT FUND

Report date April 13, 2021 · Filed April 22, 2021

Jointly reported with TORONTO DOMINION HOLDINGS USA INC, TD GROUP US HOLDINGS LLC, TORONTO DOMINION BANK

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Tax Exempt Muni Fund PreferredsSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-04-19 · Purchase · Disposed 594 · Balance 0

F1: The MuniFund Preferred Shares were owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. The Toronto-Dominion Bank is the sole owner of TD GUS.

Filing footnotes · ownership attribution and instrument terms

F1: The MuniFund Preferred Shares were owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. The Toronto-Dominion Bank is the sole owner of TD GUS.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.

Report date June 22, 2022 · Filed June 24, 2022

Jointly reported with TORONTO DOMINION HOLDINGS USA INC, TD GROUP US HOLDINGS LLC, TORONTO DOMINION BANK

Section 16 reporting ended · disclosed 2022-06-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
MuniFund Preferred SharesSEC Table I · non-derivativeDirect0 Reported balance After 2022-06-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-06-22 · Sale · Disposed 1,377 · Balance 0

F1: The 1,377 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,377 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F2: This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 1,377 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,377 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F2: This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND

Report date June 22, 2022 · Filed June 24, 2022

Jointly reported with TORONTO DOMINION HOLDINGS USA INC, TD GROUP US HOLDINGS LLC, TORONTO DOMINION BANK

Section 16 reporting ended · disclosed 2022-06-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
MuniFund Preferred SharesSEC Table I · non-derivativeDirect0 Reported balance After 2022-06-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-06-22 · Sale · Disposed 441 · Balance 0

F1: The 441 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 441 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F2: This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 441 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 441 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F2: This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MUNIYIELD QUALITY FUND III, INC.

Report date June 22, 2022 · Filed June 24, 2022

Jointly reported with TORONTO DOMINION HOLDINGS USA INC, TD GROUP US HOLDINGS LLC, TORONTO DOMINION BANK

Section 16 reporting ended · disclosed 2022-06-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
MuniFund Preferred SharesSEC Table I · non-derivativeDirect0 Reported balance After 2022-06-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-06-22 · Sale · Disposed 1,760 · Balance 0

F1: The 1,760 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,760 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F2: This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 1,760 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,760 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F2: This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2022 Filed Jun 24, 2022 13:54 UTC BLACKROCK MUNIYIELD QUALITY FUND III, INC. MYI · Entity 8834 SaleMuniFund Preferred Shares 1,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-008718 · section16.xml · nonDerivative · entry 1

TD SECURITIES (USA) LLC · CIK 0000803012 · 10% owner

TORONTO DOMINION HOLDINGS USA INC · CIK 0000744464 · 10% owner

TD GROUP US HOLDINGS LLC · CIK 0001710914 · 10% owner

TORONTO DOMINION BANK · CIK 0000947263 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The 1,760 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,760 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F1 · price: The 1,760 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,760 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F2 · ownership.direct: This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS.

F3 · ownership.direct: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 13:54 UTC BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. MYN · Entity 5728 SaleMuniFund Preferred Shares 1,377 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-008717 · section16.xml · nonDerivative · entry 1

TD SECURITIES (USA) LLC · CIK 0000803012 · 10% owner

TORONTO DOMINION HOLDINGS USA INC · CIK 0000744464 · 10% owner

TD GROUP US HOLDINGS LLC · CIK 0001710914 · 10% owner

TORONTO DOMINION BANK · CIK 0000947263 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The 1,377 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,377 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F1 · price: The 1,377 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,377 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F2 · ownership.direct: This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS.

F3 · ownership.direct: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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June 22, 2022 Filed Jun 24, 2022 13:54 UTC BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND MPA · Entity 6556 SaleMuniFund Preferred Shares 441 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-008716 · section16.xml · nonDerivative · entry 1

TD SECURITIES (USA) LLC · CIK 0000803012 · 10% owner

TORONTO DOMINION HOLDINGS USA INC · CIK 0000744464 · 10% owner

TD GROUP US HOLDINGS LLC · CIK 0001710914 · 10% owner

TORONTO DOMINION BANK · CIK 0000947263 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The 441 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 441 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F1 · price: The 441 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 441 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").

F2 · ownership.direct: This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS.

F3 · ownership.direct: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 00:01 UTC BLACKROCK MUNIYIELD INVESTMENT FUND MYF · Entity 13002 PurchaseTax Exempt Muni Fund Preferreds 594 $100,000.00 $59,400,000.00
Disclosure

SEC source: 0001654954-21-004506 · section16.xml · nonDerivative · entry 1

TD SECURITIES (USA) LLC · CIK 0000803012 · 10% owner

TORONTO DOMINION HOLDINGS USA INC · CIK 0000744464 · 10% owner

TD GROUP US HOLDINGS LLC · CIK 0001710914 · 10% owner

TORONTO DOMINION BANK · CIK 0000947263 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: The MuniFund Preferred Shares were owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. The Toronto-Dominion Bank is the sole owner of TD GUS.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.