organization · Reporting owner
CAPITAL VENTURES INTERNATIONAL
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Nuburu, Inc.
Report date January 20, 2023 · Filed January 24, 2023
Jointly reported with SUSQUEHANNA SECURITIES, LLC, G1 EXECUTION SERVICES, LLC
Section 16 reporting ended · disclosed 2023-01-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 91,569 |
Last balance in matching sequence
After 2023-01-20 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2023-01-20 · Other · Disposed 372,500 · Balance 71,069 F1: These securities are directly owned by Susquehanna Securities, LLC. Row 2 · 2023-01-20 · Other · Acquired 300 · Balance 71,369 F1: These securities are directly owned by Susquehanna Securities, LLC. Row 3 · 2023-01-20 · Other · Acquired 20,200 · Balance 91,569 F1: These securities are directly owned by Susquehanna Securities, LLC. |
| Put Option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2023-01-20 | Direct | 0 |
Reported balance
After 2023-01-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-01-20 · Other · Disposed 3,725 · Balance 0 F2: These options are exercisable at any time prior to their expiration. F1: These securities are directly owned by Susquehanna Securities, LLC. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2023-01-20 | Direct | 0 |
Reported balance
After 2023-01-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-01-20 · Other · Disposed 10 · Balance 0 F2: These options are exercisable at any time prior to their expiration. F1: These securities are directly owned by Susquehanna Securities, LLC. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2023-01-20 | Direct | 44 |
Reported balance
After 2023-01-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-01-20 · Other · Disposed 3 · Balance 44 F2: These options are exercisable at any time prior to their expiration. F1: These securities are directly owned by Susquehanna Securities, LLC. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2023-01-20 | Direct | 0 |
Reported balance
After 2023-01-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-20 · Other · Disposed 44 · Balance 0 F2: These options are exercisable at any time prior to their expiration. F1: These securities are directly owned by Susquehanna Securities, LLC. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2023-01-20 | Direct | 0 |
Reported balance
After 2023-01-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-20 · Other · Disposed 202 · Balance 0 F2: These options are exercisable at any time prior to their expiration. F1: These securities are directly owned by Susquehanna Securities, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly owned by Susquehanna Securities, LLC.
F2: These options are exercisable at any time prior to their expiration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2023 Filed Jan 24, 2023 21:26 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherPut Option (obligation to buy) · Derivative | 202 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001104659-23-006210 · tm234250-1_4seq1.xml · derivative · entry 8 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,200 shares Expires 2023-01-20 F2 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:26 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherPut Option (obligation to buy) · Derivative | 44 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001104659-23-006210 · tm234250-1_4seq1.xml · derivative · entry 7 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,400 shares Expires 2023-01-20 F2 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:26 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherPut Option (obligation to buy) · Derivative | 3 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001104659-23-006210 · tm234250-1_4seq1.xml · derivative · entry 6 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44 Underlying: Class A Common Stock · 300 shares Expires 2023-01-20 F2 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:26 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherCall Option (obligation to sell) · Derivative | 10 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001104659-23-006210 · tm234250-1_4seq1.xml · derivative · entry 5 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2023-01-20 F2 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:26 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherPut Option (right to sell) · Derivative | 3,725 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001104659-23-006210 · tm234250-1_4seq1.xml · derivative · entry 4 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 372,500 shares Expires 2023-01-20 F2 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:26 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherClass A Common Stock | 20,200 | $12.50 | $252,500.00 |
DisclosureSEC source: 0001104659-23-006210 · tm234250-1_4seq1.xml · nonDerivative · entry 3 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,569 F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:26 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherClass A Common Stock | 300 | $7.50 | $2,250.00 |
DisclosureSEC source: 0001104659-23-006210 · tm234250-1_4seq1.xml · nonDerivative · entry 2 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,369 F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:26 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherClass A Common Stock | 372,500 | $10.00 | $3,725,000.00 |
DisclosureSEC source: 0001104659-23-006210 · tm234250-1_4seq1.xml · nonDerivative · entry 1 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,069 F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 20:28 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherPut Option (obligation to buy) · Derivative | 10 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001104659-22-111192 · tm2228829-1_4seq1.xml · derivative · entry 1 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2022-10-21 F1 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F2 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 18:40 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherCall Option (obligation to sell) · Derivative | 15 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001104659-22-101488 · tm2226225-1_4seq1.xml · derivative · entry 6 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,500 shares Expires 2022-09-16 F2 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 18:40 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherCall Option (obligation to sell) · Derivative | 16 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001104659-22-101488 · tm2226225-1_4seq1.xml · derivative · entry 5 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15 Underlying: Class A Common Stock · 1,600 shares Expires 2022-09-16 F2 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 18:40 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherPut Option (obligation to buy) · Derivative | 5 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001104659-22-101488 · tm2226225-1_4seq1.xml · derivative · entry 4 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 500 shares Expires 2022-09-16 F2 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 18:40 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherCall Option (obligation to sell) · Derivative | 85 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001104659-22-101488 · tm2226225-1_4seq1.xml · derivative · entry 3 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,500 shares Expires 2022-09-16 F2 · derivative.exercise_date: These options are exercisable at any time prior to their expiration. F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 18:40 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherClass A Common Stock | 1,600 | $10.00 | $16,000.00 |
DisclosureSEC source: 0001104659-22-101488 · tm2226225-1_4seq1.xml · nonDerivative · entry 2 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,569 F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 18:40 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherClass A Common Stock | 8,500 | $7.50 | $63,750.00 |
DisclosureSEC source: 0001104659-22-101488 · tm2226225-1_4seq1.xml · nonDerivative · entry 1 SUSQUEHANNA SECURITIES, LLC · CIK 0001446580 · 10% owner CAPITAL VENTURES INTERNATIONAL · CIK 0001011712 · 10% owner G1 EXECUTION SERVICES, LLC · CIK 0001136305 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,169 F1 · ownership.direct: These securities are directly owned by Susquehanna Securities, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.