organization · Reporting owner
OXFORD ASSET MANAGEMENT LLP
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hunter Maritime Acquisition Corp.HUNT · Entity 159793 | 10% owner | February 25, 2019 | February 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hunter Maritime Acquisition Corp.
Report date February 25, 2019 · Filed February 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | IndirectSee Footnote number 1 | 1,255,000 |
Reported balance
After 2019-02-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-02-25 · Purchase · Acquired 355,000 · Balance 1,255,000 F1: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company (OxAM). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP (OxFORD), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company (OxAM). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP (OxFORD), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FORUM MARKETS Inc
Report date October 09, 2019 · Filed October 10, 2019
Section 16 reporting ended · disclosed 2019-10-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSee footnote 1 | 132,285 |
Last balance in matching sequence
After 2019-10-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-10-09 · Sale · Disposed 400,000 · Balance 432,185 F1: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 2 · 2019-10-09 · Sale · Disposed 299,900 · Balance 132,285 F1: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
MTech Acquisition Corp
Report date June 18, 2019 · Filed June 20, 2019
Section 16 reporting ended · disclosed 2019-06-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001SEC Table I · non-derivative | IndirectSee footnote 1 | 0 |
Reported balance
After 2019-06-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-06-18 · Disposition to issuer · Disposed 623,614 · Balance 0 F1: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2019 Filed Oct 10, 2019 15:50 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 299,900 | $10.50 | $3,148,950.00 |
DisclosureSEC source: 0001438284-19-000023 · primary_doc.xml · nonDerivative · entry 2 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 132,285 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 15:50 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 400,000 | $10.51 | $4,204,000.00 |
DisclosureSEC source: 0001438284-19-000023 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 432,185 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 14:17 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 100 | $10.52 | $1,052.00 |
DisclosureSEC source: 0001438284-19-000021 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 832,185 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 24, 2019 Filed Sep 26, 2019 13:29 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 113,937 | $10.50 | $1,196,338.50 |
DisclosureSEC source: 0001438284-19-000020 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 832,285 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 12:47 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 25,260 | $10.50 | $265,230.00 |
DisclosureSEC source: 0001438284-19-000019 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 946,222 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviserto OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 11:04 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 3,999 | $10.51 | $42,029.49 |
DisclosureSEC source: 0001438284-19-000018 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 971,482 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 15:36 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 5,900 | $10.50 | $61,950.00 |
DisclosureSEC source: 0001438284-19-000017 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 975,481 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:22 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 150,004 | $10.49 | $1,573,541.96 |
DisclosureSEC source: 0001438284-19-000016 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 981,381 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 13:39 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 6,800 | $10.53 | $71,604.00 |
DisclosureSEC source: 0001438284-19-000015 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,131,385 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 10:57 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 200 | $10.53 | $2,106.00 |
DisclosureSEC source: 0001438284-19-000014 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,138,185 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 14:27 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 100 | $10.49 | $1,049.00 |
DisclosureSEC source: 0001438284-19-000013 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,138,385 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:58 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 600 | $10.48 | $6,288.00 |
DisclosureSEC source: 0001438284-19-000011 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,138,485 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 13:06 UTC | MTech Acquisition Corp MTEC · Entity 156597 | Disposition to issuerClass A common stock, par value $0.0001 | 623,614 | $10.24 | $6,385,807.36 |
DisclosureSEC source: 0001438284-19-000010 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 0 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 12:38 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 300 | $10.48 | $3,144.00 |
DisclosureSEC source: 0001438284-19-000009 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,139,085 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 12:33 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 435 | $10.48 | $4,558.80 |
DisclosureSEC source: 0001438284-19-000008 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,139,385 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 29, 2019 Filed May 31, 2019 14:01 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon stock, $0.0001 par value | 500 | $10.48 | $5,240.00 |
DisclosureSEC source: 0001438284-19-000007 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,139,820 F1 · ownership.direct: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 14:51 UTC | Hunter Maritime Acquisition Corp. HUNT · Entity 159793 | PurchaseClass A Common Shares | 355,000 | $10.25 | $3,638,750.00 |
DisclosureSEC source: 0001438284-19-000005 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote number 1 Disclosed balance after: 1,255,000 F1 · ownership.nature: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company (OxAM). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP (OxFORD), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 11:18 UTC | MTech Acquisition Corp MTEC · Entity 156597 | SaleClass A common stock, par value $0.0001 | 275 | $10.17 | $2,796.75 |
DisclosureSEC source: 0001438284-19-000002 · primary_doc.xml · nonDerivative · entry 1 OXFORD ASSET MANAGEMENT LLP · CIK 0001438284 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote number 1 Disclosed balance after: 623,614 F1 · ownership.nature: This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company (OxAM). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP (OxFORD), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.