organization · Reporting owner
HarbourVest Partners LLC
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| N-able, Inc.NABL · Entity 5203 | See Remarks | July 19, 2021 | July 29, 2021 |
| SolarWinds CorpSWI · Entity 80691 | See Remarks | December 10, 2020 | December 14, 2020 |
| Wayfair Inc.W · Entity 3426 | (see remarks) | May 24, 2018 | May 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
N-able, Inc.
Report date July 19, 2021 · Filed July 29, 2021
Jointly reported with HarbourVest 2015 Global Fund L.P., HarbourVest Global Annual Private Equity Fund L.P., HarbourVest Partners IX-Buyout Fund L.P., HarbourVest Partners X Buyout Fund L.P., Meranti Fund L.P., NPS Co-Investment (A) Fund L.P., SMRS-TOPE LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 148,784 |
Reported balance
Holding disclosure · report date 2021-07-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 148,784 F1: These securities are owned solely by HarbourVest 2015 Global Fund L.P. ("HV Global"). HarbourVest Partners, LLC is the managing member of HarbourVest 2015 Global Associates LLC, which is the general partner of HarbourVest 2015 Global Associates L.P., which is the general partner of HV Global. Each of HarbourVest Partners, LLC, HarbourVest 2015 Global Associates LLC and HarbourVest 2015 Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global and each disclaims beneficial ownership of the securities held by HV Global, except to the extent of its pecuniary interest which is subject to indeterminable future events. F2: Each of the reporting persons (other than HV Global) disclaims beneficial ownership of the securities held by HV Global and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 223,176 |
Reported balance
Holding disclosure · report date 2021-07-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 223,176 F3: These securities are owned solely by HarbourVest Global Annual Private Equity Fund L.P. ("HV Global Annual"). HarbourVest Partners, LLC is the managing member of HarbourVest Global Associates LLC, which is the general partner of HarbourVest Global Associates L.P., which is the general partner of HV Global Annual. Each of HarbourVest Partners, LLC, HarbourVest Global Associates LLC and HarbourVest Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global Annual and each disclaims beneficial ownership of the securities held by HV Global Annual, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4: Each of the reporting persons (other than HV Global Annual) disclaims beneficial ownership of the securities held by HV Global Annual and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 619,933 |
Reported balance
Holding disclosure · report date 2021-07-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 619,933 F5: These securities are owned solely by HarbourVest Partners IX-Buyout Fund L.P. ("HV IX-Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest IX-Buyout Associates LLC, which is the general partner of HarbourVest IX-Buyout Associates L.P., which is the general partner of HV IX Buyout. Each of HarbourVest Partners, LLC, HarbourVest IX-Buyout Associates LLC and HarbourVest IX-Buyout Associates L.P. may be deemed to have a beneficial interest in the securities held by HV IX-Buyout and each disclaims beneficial ownership of the securities held by HV IX-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6: Each of the reporting persons (other than HV IX Buyout) disclaims beneficial ownership of the securities held by HV IX Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 148,784 |
Reported balance
Holding disclosure · report date 2021-07-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 148,784 F7: These securities are owned solely by HarbourVest Partners X AIF Buyout L.P. ("HV X AIF"). HarbourVest Partners (Ireland) Limited is the Alternative Investment Fund Manager of HV X AIF. HarbourVest Partners (Ireland) Limited may be deemed to have a beneficial interest in the securities held by HV X AIF and disclaims beneficial ownership of the securities held by HV X AIF, except to the extent of its pecuniary interest which is subject to indeterminable future events. F8: Each of the reporting persons (other than HV X AIF) disclaims beneficial ownership of the securities held by HV X AIF and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 347,163 |
Reported balance
Holding disclosure · report date 2021-07-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 347,163 F9: These securities are owned solely by HarbourVest Partners X Buyout Fund L.P. ("HV X Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest X Associates LLC, which is the general partner of HarbourVest X Associates L.P., which is the general partner of HV X Buyout. Each of HarbourVest Partners, LLC, HarbourVest X Associates LLC and HarbourVest X Associates L.P. may be deemed to have a beneficial interest in the securities held by HV X-Buyout and each disclaims beneficial ownership of the securities held by HV X-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F10: Each of the reporting persons (other than HV X Buyout) disclaims beneficial ownership of the securities held by HV X Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 247,973 |
Reported balance
Holding disclosure · report date 2021-07-19 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 247,973 F11: These securities are owned solely by Meranti Fund L.P. ("Meranti"). HarbourVest Partners, LLC is the managing member of Meranti Associates LLC, which is the general partner of Meranti Associates L.P., which is the general partner of Meranti. Each of HarbourVest Partners, LLC, Meranti Associates LLC and Meranti Associates L.P. may be deemed to have a beneficial interest in the securities held by Meranti and each disclaims beneficial ownership of the securities held by Meranti, except to the extent of its pecuniary interest which is subject to indeterminable future events. F12: Each of the reporting persons (other than Meranti) disclaims beneficial ownership of the securities held by Meranti and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 247,973 |
Reported balance
Holding disclosure · report date 2021-07-19 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 247,973 F13: These securities are owned solely by NPS Co-Investment (A) Fund L.P. ("NPS Co-Investment"). HarbourVest Partners, LLC is the managing member of HarbourVest GP LLC, which is the general partner NPS Co-Investment Associates L.P., which is the general partner of NPS Co-Investment. Each of HarbourVest Partners, LLC, HarbourVest GP LLC and NPS Co-Investment Associates L.P. may be deemed to have a beneficial interest in the securities held by NPS Co-Investment and each disclaims beneficial ownership of the securities held by NPS Co-Investment, except to the extent of its pecuniary interest which is subject to indeterminable future events. F14: Each of the reporting persons (other than NPS Co-Investment) disclaims beneficial ownership of the securities held by NPS Co-Investment and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 1,735,814 |
Reported balance
Holding disclosure · report date 2021-07-19 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,735,814 F15: These securities are owned solely by SMRS-TOPE LLC ("SMRS-TOPE"). HarbourVest Partners, LLC is the general partner of HarbourVest Partners L.P., which is the manager of HVST-TOPE LLC, which is the managing member of SMRS-TOPE. Each of HarbourVest Partners, LLC, HarbourVest Partners L.P. and HVST-TOPE LLC may be deemed to have a beneficial interest in the securities held by SMRS-TOPE and each disclaims beneficial ownership of the securities held by SMRS-TOPE, except to the extent of its pecuniary interest which is subject to indeterminable future events. F16: Each of the reporting persons (other than SMRS-TOPE) disclaims beneficial ownership of the securities held by SMRS-TOPE and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned solely by HarbourVest 2015 Global Fund L.P. ("HV Global"). HarbourVest Partners, LLC is the managing member of HarbourVest 2015 Global Associates LLC, which is the general partner of HarbourVest 2015 Global Associates L.P., which is the general partner of HV Global. Each of HarbourVest Partners, LLC, HarbourVest 2015 Global Associates LLC and HarbourVest 2015 Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global and each disclaims beneficial ownership of the securities held by HV Global, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F2: Each of the reporting persons (other than HV Global) disclaims beneficial ownership of the securities held by HV Global and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F3: These securities are owned solely by HarbourVest Global Annual Private Equity Fund L.P. ("HV Global Annual"). HarbourVest Partners, LLC is the managing member of HarbourVest Global Associates LLC, which is the general partner of HarbourVest Global Associates L.P., which is the general partner of HV Global Annual. Each of HarbourVest Partners, LLC, HarbourVest Global Associates LLC and HarbourVest Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global Annual and each disclaims beneficial ownership of the securities held by HV Global Annual, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F4: Each of the reporting persons (other than HV Global Annual) disclaims beneficial ownership of the securities held by HV Global Annual and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F5: These securities are owned solely by HarbourVest Partners IX-Buyout Fund L.P. ("HV IX-Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest IX-Buyout Associates LLC, which is the general partner of HarbourVest IX-Buyout Associates L.P., which is the general partner of HV IX Buyout. Each of HarbourVest Partners, LLC, HarbourVest IX-Buyout Associates LLC and HarbourVest IX-Buyout Associates L.P. may be deemed to have a beneficial interest in the securities held by HV IX-Buyout and each disclaims beneficial ownership of the securities held by HV IX-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F6: Each of the reporting persons (other than HV IX Buyout) disclaims beneficial ownership of the securities held by HV IX Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F7: These securities are owned solely by HarbourVest Partners X AIF Buyout L.P. ("HV X AIF"). HarbourVest Partners (Ireland) Limited is the Alternative Investment Fund Manager of HV X AIF. HarbourVest Partners (Ireland) Limited may be deemed to have a beneficial interest in the securities held by HV X AIF and disclaims beneficial ownership of the securities held by HV X AIF, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F8: Each of the reporting persons (other than HV X AIF) disclaims beneficial ownership of the securities held by HV X AIF and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F9: These securities are owned solely by HarbourVest Partners X Buyout Fund L.P. ("HV X Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest X Associates LLC, which is the general partner of HarbourVest X Associates L.P., which is the general partner of HV X Buyout. Each of HarbourVest Partners, LLC, HarbourVest X Associates LLC and HarbourVest X Associates L.P. may be deemed to have a beneficial interest in the securities held by HV X-Buyout and each disclaims beneficial ownership of the securities held by HV X-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F10: Each of the reporting persons (other than HV X Buyout) disclaims beneficial ownership of the securities held by HV X Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or for any other purpose.
F11: These securities are owned solely by Meranti Fund L.P. ("Meranti"). HarbourVest Partners, LLC is the managing member of Meranti Associates LLC, which is the general partner of Meranti Associates L.P., which is the general partner of Meranti. Each of HarbourVest Partners, LLC, Meranti Associates LLC and Meranti Associates L.P. may be deemed to have a beneficial interest in the securities held by Meranti and each disclaims beneficial ownership of the securities held by Meranti, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F12: Each of the reporting persons (other than Meranti) disclaims beneficial ownership of the securities held by Meranti and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F13: These securities are owned solely by NPS Co-Investment (A) Fund L.P. ("NPS Co-Investment"). HarbourVest Partners, LLC is the managing member of HarbourVest GP LLC, which is the general partner NPS Co-Investment Associates L.P., which is the general partner of NPS Co-Investment. Each of HarbourVest Partners, LLC, HarbourVest GP LLC and NPS Co-Investment Associates L.P. may be deemed to have a beneficial interest in the securities held by NPS Co-Investment and each disclaims beneficial ownership of the securities held by NPS Co-Investment, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F14: Each of the reporting persons (other than NPS Co-Investment) disclaims beneficial ownership of the securities held by NPS Co-Investment and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F15: These securities are owned solely by SMRS-TOPE LLC ("SMRS-TOPE"). HarbourVest Partners, LLC is the general partner of HarbourVest Partners L.P., which is the manager of HVST-TOPE LLC, which is the managing member of SMRS-TOPE. Each of HarbourVest Partners, LLC, HarbourVest Partners L.P. and HVST-TOPE LLC may be deemed to have a beneficial interest in the securities held by SMRS-TOPE and each disclaims beneficial ownership of the securities held by SMRS-TOPE, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F16: Each of the reporting persons (other than SMRS-TOPE) disclaims beneficial ownership of the securities held by SMRS-TOPE and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
SolarWinds Corp
Report date December 10, 2020 · Filed December 14, 2020
Jointly reported with HarbourVest 2015 Global Fund L.P., HarbourVest Global Annual Private Equity Fund L.P., HarbourVest Partners IX-Buyout Fund L.P., HarbourVest Partners X AIF Buyout L.P., HarbourVest Partners X Buyout Fund L.P., Meranti Fund L.P., NPS Co-Investment (A) Fund L.P., SMRS-TOPE LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 297,568 |
Reported balance
After 2020-12-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-10 · Sale · Disposed 17,344 · Balance 297,568 F1: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F2: These securities are owned solely by HarbourVest 2015 Global Fund L.P. ("HV Global"). HarbourVest Partners, LLC is the managing member of HarbourVest 2015 Global Associates LLC, which is the general partner of HarbourVest 2015 Global Associates L.P., which is the general partner of HV Global. Each of HarbourVest Partners, LLC, HarbourVest 2015 Global Associates LLC and HarbourVest 2015 Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global and each disclaims beneficial ownership of the securities held by HV Global, except to the extent of its pecuniary interest which is subject to indeterminable future events. F3: Each of the reporting persons (other than HV Global) disclaims beneficial ownership of the securities held by HV Global and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 446,352 |
Reported balance
After 2020-12-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-12-10 · Sale · Disposed 26,016 · Balance 446,352 F1: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F4: These securities are owned solely by HarbourVest Global Annual Private Equity Fund L.P. ("HV Global Annual"). HarbourVest Partners, LLC is the managing member of HarbourVest Global Associates LLC, which is the general partner of HarbourVest Global Associates L.P., which is the general partner of HV Global Annual. Each of HarbourVest Partners, LLC, HarbourVest Global Associates LLC and HarbourVest Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global Annual and each disclaims beneficial ownership of the securities held by HV Global Annual, except to the extent of its pecuniary interest which is subject to indeterminable future events. F5: Each of the reporting persons (other than HV Global Annual) disclaims beneficial ownership of the securities held by HV Global Annual and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 1,239,866 |
Reported balance
After 2020-12-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-12-10 · Sale · Disposed 72,267 · Balance 1,239,866 F1: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F6: These securities are owned solely by HarbourVest Partners IX-Buyout Fund L.P. ("HV IX-Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest IX-Buyout Associates LLC, which is the general partner of HarbourVest IX-Buyout Associates L.P., which is the general partner of HV IX Buyout. Each of HarbourVest Partners, LLC, HarbourVest IX-Buyout Associates LLC and HarbourVest IX-Buyout Associates L.P. may be deemed to have a beneficial interest in the securities held by HV IX-Buyout and each disclaims beneficial ownership of the securities held by HV IX-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F7: Each of the reporting persons (other than HV IX Buyout) disclaims beneficial ownership of the securities held by HV IX Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 297,568 |
Reported balance
After 2020-12-10 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-12-10 · Sale · Disposed 17,344 · Balance 297,568 F1: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F8: These securities are owned solely by HarbourVest Partners X AIF Buyout L.P. ("HV X AIF"). HarbourVest Partners (Ireland) Limited is the Alternative Investment Fund Manager of HV X AIF. HarbourVest Partners (Ireland) Limited may be deemed to have a beneficial interest in the securities held by HV X AIF and disclaims beneficial ownership of the securities held by HV X AIF, except to the extent of its pecuniary interest which is subject to indeterminable future events. F9: Each of the reporting persons (other than HV X AIF) disclaims beneficial ownership of the securities held by HV X AIF and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 694,326 |
Reported balance
After 2020-12-10 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-12-10 · Sale · Disposed 40,469 · Balance 694,326 F1: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F10: These securities are owned solely by HarbourVest Partners X Buyout Fund L.P. ("HV X Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest X Associates LLC, which is the general partner of HarbourVest X Associates L.P., which is the general partner of HV X Buyout. Each of HarbourVest Partners, LLC, HarbourVest X Associates LLC and HarbourVest X Associates L.P. may be deemed to have a beneficial interest in the securities held by HV X-Buyout and each disclaims beneficial ownership of the securities held by HV X-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F11: Each of the reporting persons (other than HV X Buyout) disclaims beneficial ownership of the securities held by HV X Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 495,946 |
Reported balance
After 2020-12-10 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-12-10 · Sale · Disposed 28,907 · Balance 495,946 F1: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F12: These securities are owned solely by Meranti Fund L.P. ("Meranti"). HarbourVest Partners, LLC is the managing member of Meranti Associates LLC, which is the general partner of Meranti Associates L.P., which is the general partner of Meranti. Each of HarbourVest Partners, LLC, Meranti Associates LLC and Meranti Associates L.P. may be deemed to have a beneficial interest in the securities held by Meranti and each disclaims beneficial ownership of the securities held by Meranti, except to the extent of its pecuniary interest which is subject to indeterminable future events. F13: Each of the reporting persons (other than Meranti) disclaims beneficial ownership of the securities held by Meranti and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 495,946 |
Reported balance
After 2020-12-10 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-12-10 · Sale · Disposed 28,907 · Balance 495,946 F1: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F14: These securities are owned solely by NPS Co-Investment (A) Fund L.P. ("NPS Co-Investment"). HarbourVest Partners, LLC is the managing member of HarbourVest GP LLC, which is the general partner NPS Co-Investment Associates L.P., which is the general partner of NPS Co-Investment. Each of HarbourVest Partners, LLC, HarbourVest GP LLC and NPS Co-Investment Associates L.P. may be deemed to have a beneficial interest in the securities held by NPS Co-Investment and each disclaims beneficial ownership of the securities held by NPS Co-Investment, except to the extent of its pecuniary interest which is subject to indeterminable future events. F15: Each of the reporting persons (other than NPS Co-Investment) disclaims beneficial ownership of the securities held by NPS Co-Investment and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 3,471,628 |
Reported balance
After 2020-12-10 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2020-12-10 · Sale · Disposed 202,347 · Balance 3,471,628 F1: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F16: These securities are owned solely by SMRS-TOPE LLC ("SMRS-TOPE"). HarbourVest Partners, LLC is the general partner of HarbourVest Partners L.P., which is the manager of HVST-TOPE LLC, which is the managing member of SMRS-TOPE. Each of HarbourVest Partners, LLC, HarbourVest Partners L.P. and HVST-TOPE LLC may be deemed to have a beneficial interest in the securities held by SMRS-TOPE and each disclaims beneficial ownership of the securities held by SMRS-TOPE, except to the extent of its pecuniary interest which is subject to indeterminable future events. F17: Each of the reporting persons (other than SMRS-TOPE) disclaims beneficial ownership of the securities held by SMRS-TOPE and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances.
F2: These securities are owned solely by HarbourVest 2015 Global Fund L.P. ("HV Global"). HarbourVest Partners, LLC is the managing member of HarbourVest 2015 Global Associates LLC, which is the general partner of HarbourVest 2015 Global Associates L.P., which is the general partner of HV Global. Each of HarbourVest Partners, LLC, HarbourVest 2015 Global Associates LLC and HarbourVest 2015 Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global and each disclaims beneficial ownership of the securities held by HV Global, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F3: Each of the reporting persons (other than HV Global) disclaims beneficial ownership of the securities held by HV Global and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F4: These securities are owned solely by HarbourVest Global Annual Private Equity Fund L.P. ("HV Global Annual"). HarbourVest Partners, LLC is the managing member of HarbourVest Global Associates LLC, which is the general partner of HarbourVest Global Associates L.P., which is the general partner of HV Global Annual. Each of HarbourVest Partners, LLC, HarbourVest Global Associates LLC and HarbourVest Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global Annual and each disclaims beneficial ownership of the securities held by HV Global Annual, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F5: Each of the reporting persons (other than HV Global Annual) disclaims beneficial ownership of the securities held by HV Global Annual and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F6: These securities are owned solely by HarbourVest Partners IX-Buyout Fund L.P. ("HV IX-Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest IX-Buyout Associates LLC, which is the general partner of HarbourVest IX-Buyout Associates L.P., which is the general partner of HV IX Buyout. Each of HarbourVest Partners, LLC, HarbourVest IX-Buyout Associates LLC and HarbourVest IX-Buyout Associates L.P. may be deemed to have a beneficial interest in the securities held by HV IX-Buyout and each disclaims beneficial ownership of the securities held by HV IX-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F7: Each of the reporting persons (other than HV IX Buyout) disclaims beneficial ownership of the securities held by HV IX Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F8: These securities are owned solely by HarbourVest Partners X AIF Buyout L.P. ("HV X AIF"). HarbourVest Partners (Ireland) Limited is the Alternative Investment Fund Manager of HV X AIF. HarbourVest Partners (Ireland) Limited may be deemed to have a beneficial interest in the securities held by HV X AIF and disclaims beneficial ownership of the securities held by HV X AIF, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F9: Each of the reporting persons (other than HV X AIF) disclaims beneficial ownership of the securities held by HV X AIF and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F10: These securities are owned solely by HarbourVest Partners X Buyout Fund L.P. ("HV X Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest X Associates LLC, which is the general partner of HarbourVest X Associates L.P., which is the general partner of HV X Buyout. Each of HarbourVest Partners, LLC, HarbourVest X Associates LLC and HarbourVest X Associates L.P. may be deemed to have a beneficial interest in the securities held by HV X-Buyout and each disclaims beneficial ownership of the securities held by HV X-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F11: Each of the reporting persons (other than HV X Buyout) disclaims beneficial ownership of the securities held by HV X Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or for any other purpose.
F12: These securities are owned solely by Meranti Fund L.P. ("Meranti"). HarbourVest Partners, LLC is the managing member of Meranti Associates LLC, which is the general partner of Meranti Associates L.P., which is the general partner of Meranti. Each of HarbourVest Partners, LLC, Meranti Associates LLC and Meranti Associates L.P. may be deemed to have a beneficial interest in the securities held by Meranti and each disclaims beneficial ownership of the securities held by Meranti, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F13: Each of the reporting persons (other than Meranti) disclaims beneficial ownership of the securities held by Meranti and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F14: These securities are owned solely by NPS Co-Investment (A) Fund L.P. ("NPS Co-Investment"). HarbourVest Partners, LLC is the managing member of HarbourVest GP LLC, which is the general partner NPS Co-Investment Associates L.P., which is the general partner of NPS Co-Investment. Each of HarbourVest Partners, LLC, HarbourVest GP LLC and NPS Co-Investment Associates L.P. may be deemed to have a beneficial interest in the securities held by NPS Co-Investment and each disclaims beneficial ownership of the securities held by NPS Co-Investment, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F15: Each of the reporting persons (other than NPS Co-Investment) disclaims beneficial ownership of the securities held by NPS Co-Investment and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F16: These securities are owned solely by SMRS-TOPE LLC ("SMRS-TOPE"). HarbourVest Partners, LLC is the general partner of HarbourVest Partners L.P., which is the manager of HVST-TOPE LLC, which is the managing member of SMRS-TOPE. Each of HarbourVest Partners, LLC, HarbourVest Partners L.P. and HVST-TOPE LLC may be deemed to have a beneficial interest in the securities held by SMRS-TOPE and each disclaims beneficial ownership of the securities held by SMRS-TOPE, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F17: Each of the reporting persons (other than SMRS-TOPE) disclaims beneficial ownership of the securities held by SMRS-TOPE and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Wayfair Inc.
Report date May 24, 2018 · Filed May 29, 2018
Jointly reported with HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P., HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC, HARBOURVEST PARTNERS 2007 DIRECT FUND L.P., HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P., HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC, HarbourVest Partners VIII-Venture Fund L.P., HarbourVest Partners/NYSTRS Co-Investment Fund L.P., HIPEP VI Select Associates L.P., HIPEP VI Select Associates LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,019 |
Reported balance
After 2018-05-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-24 · Sale · Disposed 7,322 · Balance 5,019 F7: This transaction was executed in multiple trades at prices ranging from $85.50 to $86.50 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F1: These securities are owned solely by HarbourVest Partners VIII-Venture Fund, L.P. ("HV Ventures"). HarbourVest Partners, LLC is the managing member of HarbourVest VIII-Venture Associates LLC, which is the general partner of HarbourVest VIII-Venture Associates L.P., which is the general partner of HV Ventures. Each of HarbourVest Partners, LLC, HarbourVest VIII-Venture Associates LLC and HarbourVest VIII-Venture Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Ventures and each disclaims beneficial ownership of the securities held by HV Ventures, except to the extent of its pecuniary interest which is subject to indeterminable future events. F2: Each of HV Co-Invest (as defined below), HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Direct (as defined below), HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P,. disclaims beneficial ownership of the securities held by HV Ventures and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 5,019 |
Reported balance
After 2018-05-24 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-05-24 · Sale · Disposed 7,322 · Balance 5,019 F7: This transaction was executed in multiple trades at prices ranging from $85.50 to $86.50 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F3: These securities are owned solely by HarbourVest/NYSTRS Co-Invest Fund L.P. ("HV Co-Invest"). HarbourVest Partners, LLC is the managing member of HIPEP VI Select Associates LLC, which is the general partner of HIPEP VI Select Associates L.P., which is the general partner of HV Co-Invest. Each of HarbourVest Partners, LLC, HIPEP VI Select Associates LLC and HIPEP VI Select Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Co-Invest and each disclaims beneficial ownership of the securities held by HV Co-Invest, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4: Each of HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV Direct, HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Co-Invest and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 10,036 |
Reported balance
After 2018-05-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-05-24 · Sale · Disposed 14,646 · Balance 10,036 F7: This transaction was executed in multiple trades at prices ranging from $85.50 to $86.50 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F5: These securities are owned solely by HarbourVest Partners 2007 Direct Fund L.P. ("HV Direct"). HarbourVest Partners, LLC is the managing member of HarbourVest 2007 Direct Associates LLC, which is the general partner of HarbourVest 2007 Direct Associates L.P., which is the general partner of HV Direct. Each of HarbourVest Partners, LLC, HarbourVest 2007 Direct Associates LLC and HarbourVest 2007 Direct Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Direct and each disclaims beneficial ownership of the securities held by HV Direct, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6: Each of HV Co-Invest, HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Direct and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-24 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-05-24 · Sale · Disposed 5,019 · Balance 0 F8: This transaction was executed in multiple trades at prices ranging from $86.51 to $86.67 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F1: These securities are owned solely by HarbourVest Partners VIII-Venture Fund, L.P. ("HV Ventures"). HarbourVest Partners, LLC is the managing member of HarbourVest VIII-Venture Associates LLC, which is the general partner of HarbourVest VIII-Venture Associates L.P., which is the general partner of HV Ventures. Each of HarbourVest Partners, LLC, HarbourVest VIII-Venture Associates LLC and HarbourVest VIII-Venture Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Ventures and each disclaims beneficial ownership of the securities held by HV Ventures, except to the extent of its pecuniary interest which is subject to indeterminable future events. F2: Each of HV Co-Invest (as defined below), HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Direct (as defined below), HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P,. disclaims beneficial ownership of the securities held by HV Ventures and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-24 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-05-24 · Sale · Disposed 5,019 · Balance 0 F8: This transaction was executed in multiple trades at prices ranging from $86.51 to $86.67 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F3: These securities are owned solely by HarbourVest/NYSTRS Co-Invest Fund L.P. ("HV Co-Invest"). HarbourVest Partners, LLC is the managing member of HIPEP VI Select Associates LLC, which is the general partner of HIPEP VI Select Associates L.P., which is the general partner of HV Co-Invest. Each of HarbourVest Partners, LLC, HIPEP VI Select Associates LLC and HIPEP VI Select Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Co-Invest and each disclaims beneficial ownership of the securities held by HV Co-Invest, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4: Each of HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV Direct, HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Co-Invest and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-24 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-05-24 · Sale · Disposed 10,036 · Balance 0 F8: This transaction was executed in multiple trades at prices ranging from $86.51 to $86.67 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F5: These securities are owned solely by HarbourVest Partners 2007 Direct Fund L.P. ("HV Direct"). HarbourVest Partners, LLC is the managing member of HarbourVest 2007 Direct Associates LLC, which is the general partner of HarbourVest 2007 Direct Associates L.P., which is the general partner of HV Direct. Each of HarbourVest Partners, LLC, HarbourVest 2007 Direct Associates LLC and HarbourVest 2007 Direct Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Direct and each disclaims beneficial ownership of the securities held by HV Direct, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6: Each of HV Co-Invest, HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Direct and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned solely by HarbourVest Partners VIII-Venture Fund, L.P. ("HV Ventures"). HarbourVest Partners, LLC is the managing member of HarbourVest VIII-Venture Associates LLC, which is the general partner of HarbourVest VIII-Venture Associates L.P., which is the general partner of HV Ventures. Each of HarbourVest Partners, LLC, HarbourVest VIII-Venture Associates LLC and HarbourVest VIII-Venture Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Ventures and each disclaims beneficial ownership of the securities held by HV Ventures, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F2: Each of HV Co-Invest (as defined below), HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Direct (as defined below), HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P,. disclaims beneficial ownership of the securities held by HV Ventures and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
F3: These securities are owned solely by HarbourVest/NYSTRS Co-Invest Fund L.P. ("HV Co-Invest"). HarbourVest Partners, LLC is the managing member of HIPEP VI Select Associates LLC, which is the general partner of HIPEP VI Select Associates L.P., which is the general partner of HV Co-Invest. Each of HarbourVest Partners, LLC, HIPEP VI Select Associates LLC and HIPEP VI Select Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Co-Invest and each disclaims beneficial ownership of the securities held by HV Co-Invest, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F4: Each of HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV Direct, HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Co-Invest and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
F5: These securities are owned solely by HarbourVest Partners 2007 Direct Fund L.P. ("HV Direct"). HarbourVest Partners, LLC is the managing member of HarbourVest 2007 Direct Associates LLC, which is the general partner of HarbourVest 2007 Direct Associates L.P., which is the general partner of HV Direct. Each of HarbourVest Partners, LLC, HarbourVest 2007 Direct Associates LLC and HarbourVest 2007 Direct Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Direct and each disclaims beneficial ownership of the securities held by HV Direct, except to the extent of its pecuniary interest which is subject to indeterminable future events.
F6: Each of HV Co-Invest, HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Direct and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
F7: This transaction was executed in multiple trades at prices ranging from $85.50 to $86.50 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $86.51 to $86.67 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FINJAN HOLDINGS, INC.
Report date July 23, 2020 · Filed July 27, 2020
Jointly reported with HarbourVest International Private Equity Partners IV-Direct Fund L.P., HIPEP IV-Direct Associates LLC
Section 16 reporting ended · disclosed 2020-07-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-07-23 · Other · Disposed 4,303,435 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Finjan Holdings, Inc., CFIP Goldfish Holdings LLC and CFIP Goldfish Merger Sub Inc., on June 24, 2020, CFIP Goldfish Merger Sub Inc. made an offer (the "Offer") to purchase each outstanding share of the Finjan Holdings, Inc.'s common stock for $1.55 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. F2: These securities were owned solely by HarbourVest International Private Equity Partners IV-Direct Fund L.P. HarbourVest Partners LLC is the Managing Member of HIPEP IV-Direct Associates LLC which is the General Partner of HarbourVest International Private Equity Partners IV-Direct Fund L.P.Both HarbourVest Partners LLC and HIPEP IV-Direct Associates LLC may be deemed to have a beneficial interest in the shares held by Harbourvest International Private Equity Partners IV-Direct Fund L.P. and both disclaim beneficial ownership of such shares except to the extent of its pecuniary interest which is subject to indeterminable future events. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Finjan Holdings, Inc., CFIP Goldfish Holdings LLC and CFIP Goldfish Merger Sub Inc., on June 24, 2020, CFIP Goldfish Merger Sub Inc. made an offer (the "Offer") to purchase each outstanding share of the Finjan Holdings, Inc.'s common stock for $1.55 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.
F2: These securities were owned solely by HarbourVest International Private Equity Partners IV-Direct Fund L.P. HarbourVest Partners LLC is the Managing Member of HIPEP IV-Direct Associates LLC which is the General Partner of HarbourVest International Private Equity Partners IV-Direct Fund L.P.Both HarbourVest Partners LLC and HIPEP IV-Direct Associates LLC may be deemed to have a beneficial interest in the shares held by Harbourvest International Private Equity Partners IV-Direct Fund L.P. and both disclaim beneficial ownership of such shares except to the extent of its pecuniary interest which is subject to indeterminable future events.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2020 Filed Dec 14, 2020 21:30 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 202,347 | $21.97 | $4,445,563.59 |
DisclosureSEC source: 0001209191-20-063369 · doc4.xml · nonDerivative · entry 8 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,471,628 F1 · price: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F16 · ownership.direct: These securities are owned solely by SMRS-TOPE LLC ("SMRS-TOPE"). HarbourVest Partners, LLC is the general partner of HarbourVest Partners L.P., which is the manager of HVST-TOPE LLC, which is the managing member of SMRS-TOPE. Each of HarbourVest Partners, LLC, HarbourVest Partners L.P. and HVST-TOPE LLC may be deemed to have a beneficial interest in the securities held by SMRS-TOPE and each disclaims beneficial ownership of the securities held by SMRS-TOPE, except to the extent of its pecuniary interest which is subject to indeterminable future events. F17 · ownership.direct: Each of the reporting persons (other than SMRS-TOPE) disclaims beneficial ownership of the securities held by SMRS-TOPE and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:30 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 28,907 | $21.97 | $635,086.79 |
DisclosureSEC source: 0001209191-20-063369 · doc4.xml · nonDerivative · entry 7 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,946 F1 · price: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F14 · ownership.direct: These securities are owned solely by NPS Co-Investment (A) Fund L.P. ("NPS Co-Investment"). HarbourVest Partners, LLC is the managing member of HarbourVest GP LLC, which is the general partner NPS Co-Investment Associates L.P., which is the general partner of NPS Co-Investment. Each of HarbourVest Partners, LLC, HarbourVest GP LLC and NPS Co-Investment Associates L.P. may be deemed to have a beneficial interest in the securities held by NPS Co-Investment and each disclaims beneficial ownership of the securities held by NPS Co-Investment, except to the extent of its pecuniary interest which is subject to indeterminable future events. F15 · ownership.direct: Each of the reporting persons (other than NPS Co-Investment) disclaims beneficial ownership of the securities held by NPS Co-Investment and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:30 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 28,907 | $21.97 | $635,086.79 |
DisclosureSEC source: 0001209191-20-063369 · doc4.xml · nonDerivative · entry 6 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,946 F1 · price: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F12 · ownership.direct: These securities are owned solely by Meranti Fund L.P. ("Meranti"). HarbourVest Partners, LLC is the managing member of Meranti Associates LLC, which is the general partner of Meranti Associates L.P., which is the general partner of Meranti. Each of HarbourVest Partners, LLC, Meranti Associates LLC and Meranti Associates L.P. may be deemed to have a beneficial interest in the securities held by Meranti and each disclaims beneficial ownership of the securities held by Meranti, except to the extent of its pecuniary interest which is subject to indeterminable future events. F13 · ownership.direct: Each of the reporting persons (other than Meranti) disclaims beneficial ownership of the securities held by Meranti and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:30 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 40,469 | $21.97 | $889,103.93 |
DisclosureSEC source: 0001209191-20-063369 · doc4.xml · nonDerivative · entry 5 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,326 F1 · price: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F10 · ownership.direct: These securities are owned solely by HarbourVest Partners X Buyout Fund L.P. ("HV X Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest X Associates LLC, which is the general partner of HarbourVest X Associates L.P., which is the general partner of HV X Buyout. Each of HarbourVest Partners, LLC, HarbourVest X Associates LLC and HarbourVest X Associates L.P. may be deemed to have a beneficial interest in the securities held by HV X-Buyout and each disclaims beneficial ownership of the securities held by HV X-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F11 · ownership.direct: Each of the reporting persons (other than HV X Buyout) disclaims beneficial ownership of the securities held by HV X Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or for any other purpose. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:30 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 17,344 | $21.97 | $381,047.68 |
DisclosureSEC source: 0001209191-20-063369 · doc4.xml · nonDerivative · entry 4 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,568 F1 · price: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F8 · ownership.direct: These securities are owned solely by HarbourVest Partners X AIF Buyout L.P. ("HV X AIF"). HarbourVest Partners (Ireland) Limited is the Alternative Investment Fund Manager of HV X AIF. HarbourVest Partners (Ireland) Limited may be deemed to have a beneficial interest in the securities held by HV X AIF and disclaims beneficial ownership of the securities held by HV X AIF, except to the extent of its pecuniary interest which is subject to indeterminable future events. F9 · ownership.direct: Each of the reporting persons (other than HV X AIF) disclaims beneficial ownership of the securities held by HV X AIF and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:30 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 72,267 | $21.97 | $1,587,705.99 |
DisclosureSEC source: 0001209191-20-063369 · doc4.xml · nonDerivative · entry 3 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239,866 F1 · price: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F6 · ownership.direct: These securities are owned solely by HarbourVest Partners IX-Buyout Fund L.P. ("HV IX-Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest IX-Buyout Associates LLC, which is the general partner of HarbourVest IX-Buyout Associates L.P., which is the general partner of HV IX Buyout. Each of HarbourVest Partners, LLC, HarbourVest IX-Buyout Associates LLC and HarbourVest IX-Buyout Associates L.P. may be deemed to have a beneficial interest in the securities held by HV IX-Buyout and each disclaims beneficial ownership of the securities held by HV IX-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F7 · ownership.direct: Each of the reporting persons (other than HV IX Buyout) disclaims beneficial ownership of the securities held by HV IX Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:30 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 26,016 | $21.97 | $571,571.52 |
DisclosureSEC source: 0001209191-20-063369 · doc4.xml · nonDerivative · entry 2 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,352 F1 · price: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F4 · ownership.direct: These securities are owned solely by HarbourVest Global Annual Private Equity Fund L.P. ("HV Global Annual"). HarbourVest Partners, LLC is the managing member of HarbourVest Global Associates LLC, which is the general partner of HarbourVest Global Associates L.P., which is the general partner of HV Global Annual. Each of HarbourVest Partners, LLC, HarbourVest Global Associates LLC and HarbourVest Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global Annual and each disclaims beneficial ownership of the securities held by HV Global Annual, except to the extent of its pecuniary interest which is subject to indeterminable future events. F5 · ownership.direct: Each of the reporting persons (other than HV Global Annual) disclaims beneficial ownership of the securities held by HV Global Annual and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:30 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 17,344 | $21.97 | $381,047.68 |
DisclosureSEC source: 0001209191-20-063369 · doc4.xml · nonDerivative · entry 1 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,568 F1 · price: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F2 · ownership.direct: These securities are owned solely by HarbourVest 2015 Global Fund L.P. ("HV Global"). HarbourVest Partners, LLC is the managing member of HarbourVest 2015 Global Associates LLC, which is the general partner of HarbourVest 2015 Global Associates L.P., which is the general partner of HV Global. Each of HarbourVest Partners, LLC, HarbourVest 2015 Global Associates LLC and HarbourVest 2015 Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global and each disclaims beneficial ownership of the securities held by HV Global, except to the extent of its pecuniary interest which is subject to indeterminable future events. F3 · ownership.direct: Each of the reporting persons (other than HV Global) disclaims beneficial ownership of the securities held by HV Global and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 14:13 UTC | FINJAN HOLDINGS, INC. COIND · Entity 147606 | OtherCommon Stock | 4,303,435 | $1.55 | $6,670,324.25 |
DisclosureSEC source: 0001209191-20-043696 · doc4.xml · nonDerivative · entry 1 HarbourVest International Private Equity Partners IV-Direct Fund L.P. · CIK 0001577286 · 10% owner HIPEP IV-Direct Associates LLC · CIK 0001577287 · 10% owner HARBOURVEST PARTNERS LLC · CIK 0001201001 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Finjan Holdings, Inc., CFIP Goldfish Holdings LLC and CFIP Goldfish Merger Sub Inc., on June 24, 2020, CFIP Goldfish Merger Sub Inc. made an offer (the "Offer") to purchase each outstanding share of the Finjan Holdings, Inc.'s common stock for $1.55 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. F2 · ownership.direct: These securities were owned solely by HarbourVest International Private Equity Partners IV-Direct Fund L.P. HarbourVest Partners LLC is the Managing Member of HIPEP IV-Direct Associates LLC which is the General Partner of HarbourVest International Private Equity Partners IV-Direct Fund L.P.Both HarbourVest Partners LLC and HIPEP IV-Direct Associates LLC may be deemed to have a beneficial interest in the shares held by Harbourvest International Private Equity Partners IV-Direct Fund L.P. and both disclaim beneficial ownership of such shares except to the extent of its pecuniary interest which is subject to indeterminable future events. Read SEC document |
| May 28, 2019 Filed May 30, 2019 17:06 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 211,694 | $17.42 | $3,686,651.01 |
DisclosureSEC source: 0001209191-19-033461 · doc4.xml · nonDerivative · entry 8 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,673,975 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F16 · ownership.direct: These securities are owned solely by SMRS-TOPE LLC ("SMRS-TOPE"). HarbourVest Partners, LLC is the general partner of HarbourVest Partners L.P., which is the manager of HVST-TOPE LLC, which is the managing member of SMRS-TOPE. Each of HarbourVest Partners, LLC, HarbourVest Partners L.P. and HVST-TOPE LLC may be deemed to have a beneficial interest in the securities held by SMRS-TOPE and each disclaims beneficial ownership of the securities held by SMRS-TOPE, except to the extent of its pecuniary interest which is subject to indeterminable future events. F17 · ownership.direct: Each of the reporting persons (other than SMRS-TOPE) disclaims beneficial ownership of the securities held by SMRS-TOPE and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 28, 2019 Filed May 30, 2019 17:06 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 30,242 | $17.42 | $526,664.43 |
DisclosureSEC source: 0001209191-19-033461 · doc4.xml · nonDerivative · entry 7 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,853 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F14 · ownership.direct: These securities are owned solely by NPS Co-Investment (A) Fund L.P. ("NPS Co-Investment"). HarbourVest Partners, LLC is the managing member of HarbourVest GP LLC, which is the general partner NPS Co-Investment Associates L.P., which is the general partner of NPS Co-Investment. Each of HarbourVest Partners, LLC, HarbourVest GP LLC and NPS Co-Investment Associates L.P. may be deemed to have a beneficial interest in the securities held by NPS Co-Investment and each disclaims beneficial ownership of the securities held by NPS Co-Investment, except to the extent of its pecuniary interest which is subject to indeterminable future events. F15 · ownership.direct: Each of the reporting persons (other than NPS Co-Investment) disclaims beneficial ownership of the securities held by NPS Co-Investment and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 28, 2019 Filed May 30, 2019 17:06 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 30,242 | $17.42 | $526,664.43 |
DisclosureSEC source: 0001209191-19-033461 · doc4.xml · nonDerivative · entry 6 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,853 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F12 · ownership.direct: These securities are owned solely by Meranti Fund L.P. ("Meranti"). HarbourVest Partners, LLC is the managing member of Meranti Associates LLC, which is the general partner of Meranti Associates L.P., which is the general partner of Meranti. Each of HarbourVest Partners, LLC, Meranti Associates LLC and Meranti Associates L.P. may be deemed to have a beneficial interest in the securities held by Meranti and each disclaims beneficial ownership of the securities held by Meranti, except to the extent of its pecuniary interest which is subject to indeterminable future events. F13 · ownership.direct: Each of the reporting persons (other than Meranti) disclaims beneficial ownership of the securities held by Meranti and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 28, 2019 Filed May 30, 2019 17:06 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 42,339 | $17.42 | $737,333.69 |
DisclosureSEC source: 0001209191-19-033461 · doc4.xml · nonDerivative · entry 5 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,795 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F10 · ownership.direct: These securities are owned solely by HarbourVest Partners X Buyout Fund L.P. ("HV X Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest X Associates LLC, which is the general partner of HarbourVest X Associates L.P., which is the general partner of HV X Buyout. Each of HarbourVest Partners, LLC, HarbourVest X Associates LLC and HarbourVest X Associates L.P. may be deemed to have a beneficial interest in the securities held by HV X-Buyout and each disclaims beneficial ownership of the securities held by HV X-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F11 · ownership.direct: Each of the reporting persons (other than HV X Buyout) disclaims beneficial ownership of the securities held by HV X Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 28, 2019 Filed May 30, 2019 17:06 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 18,145 | $17.42 | $315,995.18 |
DisclosureSEC source: 0001209191-19-033461 · doc4.xml · nonDerivative · entry 4 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,912 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F8 · ownership.direct: These securities are owned solely by HarbourVest Partners X AIF Buyout L.P. ("HV X AIF"). HarbourVest Partners (Ireland) Limited is the Alternative Investment Fund Manager of HV X AIF. HarbourVest Partners (Ireland) Limited may be deemed to have a beneficial interest in the securities held by HV X AIF and disclaims beneficial ownership of the securities held by HV X AIF, except to the extent of its pecuniary interest which is subject to indeterminable future events. F9 · ownership.direct: Each of the reporting persons (other than HV X AIF) disclaims beneficial ownership of the securities held by HV X AIF and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 28, 2019 Filed May 30, 2019 17:06 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 75,605 | $17.42 | $1,316,661.08 |
DisclosureSEC source: 0001209191-19-033461 · doc4.xml · nonDerivative · entry 3 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312,133 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F6 · ownership.direct: These securities are owned solely by HarbourVest Partners IX-Buyout Fund L.P. ("HV IX-Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest IX-Buyout Associates LLC, which is the general partner of HarbourVest IX-Buyout Associates L.P., which is the general partner of HV IX Buyout. Each of HarbourVest Partners, LLC, HarbourVest IX-Buyout Associates LLC and HarbourVest IX-Buyout Associates L.P. may be deemed to have a beneficial interest in the securities held by HV IX-Buyout and each disclaims beneficial ownership of the securities held by HV IX-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F7 · ownership.direct: Each of the reporting persons (other than HV IX Buyout) disclaims beneficial ownership of the securities held by HV IX Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 28, 2019 Filed May 30, 2019 17:06 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 27,218 | $17.42 | $474,001.47 |
DisclosureSEC source: 0001209191-19-033461 · doc4.xml · nonDerivative · entry 2 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,368 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F4 · ownership.direct: These securities are owned solely by HarbourVest Global Annual Private Equity Fund L.P. ("HV Global Annual"). HarbourVest Partners, LLC is the managing member of HarbourVest Global Associates LLC, which is the general partner of HarbourVest Global Associates L.P., which is the general partner of HV Global Annual. Each of HarbourVest Partners, LLC, HarbourVest Global Associates LLC and HarbourVest Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global Annual and each disclaims beneficial ownership of the securities held by HV Global Annual, except to the extent of its pecuniary interest which is subject to indeterminable future events. F5 · ownership.direct: Each of the reporting persons (other than HV Global Annual) disclaims beneficial ownership of the securities held by HV Global Annual and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 28, 2019 Filed May 30, 2019 17:06 UTC | SolarWinds Corp SWI · Entity 80691 | SaleCommon Stock | 18,145 | $17.42 | $315,995.18 |
DisclosureSEC source: 0001209191-19-033461 · doc4.xml · nonDerivative · entry 1 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,912 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F2 · ownership.direct: These securities are owned solely by HarbourVest 2015 Global Fund L.P. ("HV Global"). HarbourVest Partners, LLC is the managing member of HarbourVest 2015 Global Associates LLC, which is the general partner of HarbourVest 2015 Global Associates L.P., which is the general partner of HV Global. Each of HarbourVest Partners, LLC, HarbourVest 2015 Global Associates LLC and HarbourVest 2015 Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global and each disclaims beneficial ownership of the securities held by HV Global, except to the extent of its pecuniary interest which is subject to indeterminable future events. F3 · ownership.direct: Each of the reporting persons (other than HV Global) disclaims beneficial ownership of the securities held by HV Global and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionClass A Common Stock · Derivative | 37,304.64 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · derivative · entry 16 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,493,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F19 · derivative.underlying_shares: Represents the number of shares of Common Stock to be received upon the conversion of the Class A Common Stock into Class B Common Stock and the reclassification of the Class B Common Stock into Common Stock. F17 · ownership.direct: These securities are owned solely by SMRS-TOPE LLC ("SMRS-TOPE"). HarbourVest Partners, LLC is the general partner of HarbourVest Partners L.P., which is the manager of HVST-TOPE LLC, which is the managing member of SMRS-TOPE. Each of HarbourVest Partners, LLC, HarbourVest Partners L.P. and HVST-TOPE LLC may be deemed to have a beneficial interest in the securities held by SMRS-TOPE and each disclaims beneficial ownership of the securities held by SMRS-TOPE, except to the extent of its pecuniary interest which is subject to indeterminable future events. F18 · ownership.direct: Each of the reporting persons (other than SMRS-TOPE) disclaims beneficial ownership of the securities held by SMRS-TOPE and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionClass A Common Stock · Derivative | 5,329.23 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · derivative · entry 15 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 356,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F19 · derivative.underlying_shares: Represents the number of shares of Common Stock to be received upon the conversion of the Class A Common Stock into Class B Common Stock and the reclassification of the Class B Common Stock into Common Stock. F15 · ownership.direct: These securities are owned solely by NPS Co-Investment (A) Fund L.P. ("NPS Co-Investment"). HarbourVest Partners, LLC is the managing member of HarbourVest GP LLC, which is the general partner NPS Co-Investment Associates L.P., which is the general partner of NPS Co-Investment. Each of HarbourVest Partners, LLC, HarbourVest GP LLC and NPS Co-Investment Associates L.P. may be deemed to have a beneficial interest in the securities held by NPS Co-Investment and each disclaims beneficial ownership of the securities held by NPS Co-Investment, except to the extent of its pecuniary interest which is subject to indeterminable future events. F16 · ownership.direct: Each of the reporting persons (other than NPS Co-Investment) disclaims beneficial ownership of the securities held by NPS Co-Investment and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionClass A Common Stock · Derivative | 5,329.23 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · derivative · entry 14 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 356,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F19 · derivative.underlying_shares: Represents the number of shares of Common Stock to be received upon the conversion of the Class A Common Stock into Class B Common Stock and the reclassification of the Class B Common Stock into Common Stock. F13 · ownership.direct: These securities are owned solely by Meranti Fund L.P. ("Meranti"). HarbourVest Partners, LLC is the managing member of Meranti Associates LLC, which is the general partner of Meranti Associates L.P., which is the general partner of Meranti. Each of HarbourVest Partners, LLC, Meranti Associates LLC and Meranti Associates L.P. may be deemed to have a beneficial interest in the securities held by Meranti and each disclaims beneficial ownership of the securities held by Meranti, except to the extent of its pecuniary interest which is subject to indeterminable future events. F14 · ownership.direct: Each of the reporting persons (other than Meranti) disclaims beneficial ownership of the securities held by Meranti and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionClass A Common Stock · Derivative | 7,460.93 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · derivative · entry 13 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 498,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F19 · derivative.underlying_shares: Represents the number of shares of Common Stock to be received upon the conversion of the Class A Common Stock into Class B Common Stock and the reclassification of the Class B Common Stock into Common Stock. F11 · ownership.direct: These securities are owned solely by HarbourVest Partners X Buyout Fund L.P. ("HV X Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest X Associates LLC, which is the general partner of HarbourVest X Associates L.P., which is the general partner of HV X Buyout. Each of HarbourVest Partners, LLC, HarbourVest X Associates LLC and HarbourVest X Associates L.P. may be deemed to have a beneficial interest in the securities held by HV X-Buyout and each disclaims beneficial ownership of the securities held by HV X-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F12 · ownership.direct: Each of the reporting persons (other than HV X Buyout) disclaims beneficial ownership of the securities held by HV X Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionClass A Common Stock · Derivative | 3,197.54 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · derivative · entry 12 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 213,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F19 · derivative.underlying_shares: Represents the number of shares of Common Stock to be received upon the conversion of the Class A Common Stock into Class B Common Stock and the reclassification of the Class B Common Stock into Common Stock. F9 · ownership.direct: These securities are owned solely by HarbourVest Partners X AIF Buyout L.P. ("HV X AIF"). HarbourVest Partners (Europe) Limited is the Alternative Investment Fund Manager of HV X AIF. HarbourVest Partners (Europe) Limited may be deemed to have a beneficial interest in the securities held by HV X AIF and disclaims beneficial ownership of the securities held by HV X AIF, except to the extent of its pecuniary interest which is subject to indeterminable future events. F10 · ownership.direct: Each of the reporting persons (other than HV X AIF) disclaims beneficial ownership of the securities held by HV X AIF and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionClass A Common Stock · Derivative | 13,323.08 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · derivative · entry 11 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 890,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F19 · derivative.underlying_shares: Represents the number of shares of Common Stock to be received upon the conversion of the Class A Common Stock into Class B Common Stock and the reclassification of the Class B Common Stock into Common Stock. F7 · ownership.direct: These securities are owned solely by HarbourVest Partners IX-Buyout Fund L.P. ("HV IX-Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest IX-Buyout Associates LLC, which is the general partner of HarbourVest IX-Buyout Associates L.P., which is the general partner of HV IX Buyout. Each of HarbourVest Partners, LLC, HarbourVest IX-Buyout Associates LLC and HarbourVest IX-Buyout Associates L.P. may be deemed to have a beneficial interest in the securities held by HV IX-Buyout and each disclaims beneficial ownership of the securities held by HV IX-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F8 · ownership.direct: Each of the reporting persons (other than HV IX Buyout) disclaims beneficial ownership of the securities held by HV IX Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionClass A Common Stock · Derivative | 4,796.31 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · derivative · entry 10 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 320,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F19 · derivative.underlying_shares: Represents the number of shares of Common Stock to be received upon the conversion of the Class A Common Stock into Class B Common Stock and the reclassification of the Class B Common Stock into Common Stock. F5 · ownership.direct: These securities are owned solely by HarbourVest Global Annual Private Equity Fund L.P. ("HV Global Annual"). HarbourVest Partners, LLC is the managing member of HarbourVest Global Associates LLC, which is the general partner of HarbourVest Global Associates L.P., which is the general partner of HV Global Annual. Each of HarbourVest Partners, LLC, HarbourVest Global Associates LLC and HarbourVest Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global Annual and each disclaims beneficial ownership of the securities held by HV Global Annual, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6 · ownership.direct: Each of the reporting persons (other than HV Global Annual) disclaims beneficial ownership of the securities held by HV Global Annual and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionClass A Common Stock · Derivative | 3,197.54 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · derivative · entry 9 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 213,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F19 · derivative.underlying_shares: Represents the number of shares of Common Stock to be received upon the conversion of the Class A Common Stock into Class B Common Stock and the reclassification of the Class B Common Stock into Common Stock. F3 · ownership.direct: These securities are owned solely by HarbourVest 2015 Global Fund L.P. ("HV Global"). HarbourVest Partners, LLC is the managing member of HarbourVest 2015 Global Associates LLC, which is the general partner of HarbourVest 2015 Global Associates L.P., which is the general partner of HV Global. Each of HarbourVest Partners, LLC, HarbourVest 2015 Global Associates LLC and HarbourVest 2015 Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global and each disclaims beneficial ownership of the securities held by HV Global, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4 · ownership.direct: Each of the reporting persons (other than HV Global) disclaims beneficial ownership of the securities held by HV Global and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionCommon Stock | 2,493,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · nonDerivative · entry 8 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,885,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F17 · ownership.direct: These securities are owned solely by SMRS-TOPE LLC ("SMRS-TOPE"). HarbourVest Partners, LLC is the general partner of HarbourVest Partners L.P., which is the manager of HVST-TOPE LLC, which is the managing member of SMRS-TOPE. Each of HarbourVest Partners, LLC, HarbourVest Partners L.P. and HVST-TOPE LLC may be deemed to have a beneficial interest in the securities held by SMRS-TOPE and each disclaims beneficial ownership of the securities held by SMRS-TOPE, except to the extent of its pecuniary interest which is subject to indeterminable future events. F18 · ownership.direct: Each of the reporting persons (other than SMRS-TOPE) disclaims beneficial ownership of the securities held by SMRS-TOPE and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionCommon Stock | 356,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · nonDerivative · entry 7 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F15 · ownership.direct: These securities are owned solely by NPS Co-Investment (A) Fund L.P. ("NPS Co-Investment"). HarbourVest Partners, LLC is the managing member of HarbourVest GP LLC, which is the general partner NPS Co-Investment Associates L.P., which is the general partner of NPS Co-Investment. Each of HarbourVest Partners, LLC, HarbourVest GP LLC and NPS Co-Investment Associates L.P. may be deemed to have a beneficial interest in the securities held by NPS Co-Investment and each disclaims beneficial ownership of the securities held by NPS Co-Investment, except to the extent of its pecuniary interest which is subject to indeterminable future events. F16 · ownership.direct: Each of the reporting persons (other than NPS Co-Investment) disclaims beneficial ownership of the securities held by NPS Co-Investment and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionCommon Stock | 356,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · nonDerivative · entry 6 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F13 · ownership.direct: These securities are owned solely by Meranti Fund L.P. ("Meranti"). HarbourVest Partners, LLC is the managing member of Meranti Associates LLC, which is the general partner of Meranti Associates L.P., which is the general partner of Meranti. Each of HarbourVest Partners, LLC, Meranti Associates LLC and Meranti Associates L.P. may be deemed to have a beneficial interest in the securities held by Meranti and each disclaims beneficial ownership of the securities held by Meranti, except to the extent of its pecuniary interest which is subject to indeterminable future events. F14 · ownership.direct: Each of the reporting persons (other than Meranti) disclaims beneficial ownership of the securities held by Meranti and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionCommon Stock | 498,621 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · nonDerivative · entry 5 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F11 · ownership.direct: These securities are owned solely by HarbourVest Partners X Buyout Fund L.P. ("HV X Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest X Associates LLC, which is the general partner of HarbourVest X Associates L.P., which is the general partner of HV X Buyout. Each of HarbourVest Partners, LLC, HarbourVest X Associates LLC and HarbourVest X Associates L.P. may be deemed to have a beneficial interest in the securities held by HV X-Buyout and each disclaims beneficial ownership of the securities held by HV X-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F12 · ownership.direct: Each of the reporting persons (other than HV X Buyout) disclaims beneficial ownership of the securities held by HV X Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionCommon Stock | 213,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · nonDerivative · entry 4 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F9 · ownership.direct: These securities are owned solely by HarbourVest Partners X AIF Buyout L.P. ("HV X AIF"). HarbourVest Partners (Europe) Limited is the Alternative Investment Fund Manager of HV X AIF. HarbourVest Partners (Europe) Limited may be deemed to have a beneficial interest in the securities held by HV X AIF and disclaims beneficial ownership of the securities held by HV X AIF, except to the extent of its pecuniary interest which is subject to indeterminable future events. F10 · ownership.direct: Each of the reporting persons (other than HV X AIF) disclaims beneficial ownership of the securities held by HV X AIF and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionCommon Stock | 890,393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · nonDerivative · entry 3 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F7 · ownership.direct: These securities are owned solely by HarbourVest Partners IX-Buyout Fund L.P. ("HV IX-Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest IX-Buyout Associates LLC, which is the general partner of HarbourVest IX-Buyout Associates L.P., which is the general partner of HV IX Buyout. Each of HarbourVest Partners, LLC, HarbourVest IX-Buyout Associates LLC and HarbourVest IX-Buyout Associates L.P. may be deemed to have a beneficial interest in the securities held by HV IX-Buyout and each disclaims beneficial ownership of the securities held by HV IX-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events. F8 · ownership.direct: Each of the reporting persons (other than HV IX Buyout) disclaims beneficial ownership of the securities held by HV IX Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionCommon Stock | 320,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · nonDerivative · entry 2 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F5 · ownership.direct: These securities are owned solely by HarbourVest Global Annual Private Equity Fund L.P. ("HV Global Annual"). HarbourVest Partners, LLC is the managing member of HarbourVest Global Associates LLC, which is the general partner of HarbourVest Global Associates L.P., which is the general partner of HV Global Annual. Each of HarbourVest Partners, LLC, HarbourVest Global Associates LLC and HarbourVest Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global Annual and each disclaims beneficial ownership of the securities held by HV Global Annual, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6 · ownership.direct: Each of the reporting persons (other than HV Global Annual) disclaims beneficial ownership of the securities held by HV Global Annual and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:21 UTC | SolarWinds Corp SWI · Entity 80691 | ConversionCommon Stock | 213,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056053 · doc4.xml · nonDerivative · entry 1 HarbourVest 2015 Global Fund L.P. · CIK 0001637820 · See Remarks HarbourVest Global Annual Private Equity Fund L.P. · CIK 0001605479 · See Remarks HarbourVest Partners IX-Buyout Fund L.P. · CIK 0001485990 · See Remarks HarbourVest Partners X AIF Buyout L.P. · CIK 0001638070 · See Remarks HarbourVest Partners X Buyout Fund L.P. · CIK 0001637853 · See Remarks Meranti Fund L.P. · CIK 0001756264 · See Remarks NPS Co-Investment (A) Fund L.P. · CIK 0001756259 · See Remarks SMRS-TOPE LLC · CIK 0001756197 · See Remarks HARBOURVEST PARTNERS LLC · CIK 0001201001 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock. F2 · kind: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F3 · ownership.direct: These securities are owned solely by HarbourVest 2015 Global Fund L.P. ("HV Global"). HarbourVest Partners, LLC is the managing member of HarbourVest 2015 Global Associates LLC, which is the general partner of HarbourVest 2015 Global Associates L.P., which is the general partner of HV Global. Each of HarbourVest Partners, LLC, HarbourVest 2015 Global Associates LLC and HarbourVest 2015 Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global and each disclaims beneficial ownership of the securities held by HV Global, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4 · ownership.direct: Each of the reporting persons (other than HV Global) disclaims beneficial ownership of the securities held by HV Global and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 24, 2018 Filed May 29, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 10,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014299 · doc4.xml · nonDerivative · entry 6 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F8 · price: This transaction was executed in multiple trades at prices ranging from $86.51 to $86.67 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F5 · ownership.direct: These securities are owned solely by HarbourVest Partners 2007 Direct Fund L.P. ("HV Direct"). HarbourVest Partners, LLC is the managing member of HarbourVest 2007 Direct Associates LLC, which is the general partner of HarbourVest 2007 Direct Associates L.P., which is the general partner of HV Direct. Each of HarbourVest Partners, LLC, HarbourVest 2007 Direct Associates LLC and HarbourVest 2007 Direct Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Direct and each disclaims beneficial ownership of the securities held by HV Direct, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6 · ownership.direct: Each of HV Co-Invest, HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Direct and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 24, 2018 Filed May 29, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 5,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014299 · doc4.xml · nonDerivative · entry 5 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F8 · price: This transaction was executed in multiple trades at prices ranging from $86.51 to $86.67 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F3 · ownership.direct: These securities are owned solely by HarbourVest/NYSTRS Co-Invest Fund L.P. ("HV Co-Invest"). HarbourVest Partners, LLC is the managing member of HIPEP VI Select Associates LLC, which is the general partner of HIPEP VI Select Associates L.P., which is the general partner of HV Co-Invest. Each of HarbourVest Partners, LLC, HIPEP VI Select Associates LLC and HIPEP VI Select Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Co-Invest and each disclaims beneficial ownership of the securities held by HV Co-Invest, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4 · ownership.direct: Each of HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV Direct, HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Co-Invest and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 24, 2018 Filed May 29, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 5,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014299 · doc4.xml · nonDerivative · entry 4 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F8 · price: This transaction was executed in multiple trades at prices ranging from $86.51 to $86.67 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F1 · ownership.direct: These securities are owned solely by HarbourVest Partners VIII-Venture Fund, L.P. ("HV Ventures"). HarbourVest Partners, LLC is the managing member of HarbourVest VIII-Venture Associates LLC, which is the general partner of HarbourVest VIII-Venture Associates L.P., which is the general partner of HV Ventures. Each of HarbourVest Partners, LLC, HarbourVest VIII-Venture Associates LLC and HarbourVest VIII-Venture Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Ventures and each disclaims beneficial ownership of the securities held by HV Ventures, except to the extent of its pecuniary interest which is subject to indeterminable future events. F2 · ownership.direct: Each of HV Co-Invest (as defined below), HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Direct (as defined below), HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P,. disclaims beneficial ownership of the securities held by HV Ventures and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 24, 2018 Filed May 29, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 14,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014299 · doc4.xml · nonDerivative · entry 3 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,036 F7 · price: This transaction was executed in multiple trades at prices ranging from $85.50 to $86.50 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F5 · ownership.direct: These securities are owned solely by HarbourVest Partners 2007 Direct Fund L.P. ("HV Direct"). HarbourVest Partners, LLC is the managing member of HarbourVest 2007 Direct Associates LLC, which is the general partner of HarbourVest 2007 Direct Associates L.P., which is the general partner of HV Direct. Each of HarbourVest Partners, LLC, HarbourVest 2007 Direct Associates LLC and HarbourVest 2007 Direct Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Direct and each disclaims beneficial ownership of the securities held by HV Direct, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6 · ownership.direct: Each of HV Co-Invest, HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Direct and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 24, 2018 Filed May 29, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 7,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014299 · doc4.xml · nonDerivative · entry 2 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,019 F7 · price: This transaction was executed in multiple trades at prices ranging from $85.50 to $86.50 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F3 · ownership.direct: These securities are owned solely by HarbourVest/NYSTRS Co-Invest Fund L.P. ("HV Co-Invest"). HarbourVest Partners, LLC is the managing member of HIPEP VI Select Associates LLC, which is the general partner of HIPEP VI Select Associates L.P., which is the general partner of HV Co-Invest. Each of HarbourVest Partners, LLC, HIPEP VI Select Associates LLC and HIPEP VI Select Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Co-Invest and each disclaims beneficial ownership of the securities held by HV Co-Invest, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4 · ownership.direct: Each of HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV Direct, HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Co-Invest and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 24, 2018 Filed May 29, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 7,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014299 · doc4.xml · nonDerivative · entry 1 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,019 F7 · price: This transaction was executed in multiple trades at prices ranging from $85.50 to $86.50 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F1 · ownership.direct: These securities are owned solely by HarbourVest Partners VIII-Venture Fund, L.P. ("HV Ventures"). HarbourVest Partners, LLC is the managing member of HarbourVest VIII-Venture Associates LLC, which is the general partner of HarbourVest VIII-Venture Associates L.P., which is the general partner of HV Ventures. Each of HarbourVest Partners, LLC, HarbourVest VIII-Venture Associates LLC and HarbourVest VIII-Venture Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Ventures and each disclaims beneficial ownership of the securities held by HV Ventures, except to the extent of its pecuniary interest which is subject to indeterminable future events. F2 · ownership.direct: Each of HV Co-Invest (as defined below), HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Direct (as defined below), HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P,. disclaims beneficial ownership of the securities held by HV Ventures and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 23, 2018 Filed May 24, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 26,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013940 · doc4.xml · nonDerivative · entry 6 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,682 F7 · price: This transaction was executed in multiple trades at prices ranging from $85.07 to $85.77 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F5 · ownership.direct: These securities are owned solely by HarbourVest Partners 2007 Direct Fund L.P. ("HV Direct"). HarbourVest Partners, LLC is the managing member of HarbourVest 2007 Direct Associates LLC, which is the general partner of HarbourVest 2007 Direct Associates L.P., which is the general partner of HV Direct. Each of HarbourVest Partners, LLC, HarbourVest 2007 Direct Associates LLC and HarbourVest 2007 Direct Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Direct and each disclaims beneficial ownership of the securities held by HV Direct, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6 · ownership.direct: Each of HV Co-Invest, HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Direct and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 23, 2018 Filed May 24, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 13,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013940 · doc4.xml · nonDerivative · entry 5 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,341 F7 · price: This transaction was executed in multiple trades at prices ranging from $85.07 to $85.77 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F3 · ownership.direct: These securities are owned solely by HarbourVest/NYSTRS Co-Invest Fund L.P. ("HV Co-Invest"). HarbourVest Partners, LLC is the managing member of HIPEP VI Select Associates LLC, which is the general partner of HIPEP VI Select Associates L.P., which is the general partner of HV Co-Invest. Each of HarbourVest Partners, LLC, HIPEP VI Select Associates LLC and HIPEP VI Select Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Co-Invest and each disclaims beneficial ownership of the securities held by HV Co-Invest, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4 · ownership.direct: Each of HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV Direct, HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Co-Invest and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 23, 2018 Filed May 24, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 13,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013940 · doc4.xml · nonDerivative · entry 4 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,341 F7 · price: This transaction was executed in multiple trades at prices ranging from $85.07 to $85.77 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F1 · ownership.direct: These securities are owned solely by HarbourVest Partners VIII-Venture Fund, L.P. ("HV Ventures"). HarbourVest Partners, LLC is the managing member of HarbourVest VIII-Venture Associates LLC, which is the general partner of HarbourVest VIII-Venture Associates L.P., which is the general partner of HV Ventures. Each of HarbourVest Partners, LLC, HarbourVest VIII-Venture Associates LLC and HarbourVest VIII-Venture Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Ventures and each disclaims beneficial ownership of the securities held by HV Ventures, except to the extent of its pecuniary interest which is subject to indeterminable future events. F2 · ownership.direct: Each of HV Co-Invest (as defined below), HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Direct (as defined below), HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P,. disclaims beneficial ownership of the securities held by HV Ventures and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 22, 2018 Filed May 24, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 150 | $86.04 | $12,906.00 |
DisclosureSEC source: 0000899243-18-013940 · doc4.xml · nonDerivative · entry 3 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,182 F5 · ownership.direct: These securities are owned solely by HarbourVest Partners 2007 Direct Fund L.P. ("HV Direct"). HarbourVest Partners, LLC is the managing member of HarbourVest 2007 Direct Associates LLC, which is the general partner of HarbourVest 2007 Direct Associates L.P., which is the general partner of HV Direct. Each of HarbourVest Partners, LLC, HarbourVest 2007 Direct Associates LLC and HarbourVest 2007 Direct Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Direct and each disclaims beneficial ownership of the securities held by HV Direct, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6 · ownership.direct: Each of HV Co-Invest, HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Direct and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 22, 2018 Filed May 24, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 75 | $86.04 | $6,453.00 |
DisclosureSEC source: 0000899243-18-013940 · doc4.xml · nonDerivative · entry 2 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,591 F3 · ownership.direct: These securities are owned solely by HarbourVest/NYSTRS Co-Invest Fund L.P. ("HV Co-Invest"). HarbourVest Partners, LLC is the managing member of HIPEP VI Select Associates LLC, which is the general partner of HIPEP VI Select Associates L.P., which is the general partner of HV Co-Invest. Each of HarbourVest Partners, LLC, HIPEP VI Select Associates LLC and HIPEP VI Select Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Co-Invest and each disclaims beneficial ownership of the securities held by HV Co-Invest, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4 · ownership.direct: Each of HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV Direct, HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Co-Invest and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 22, 2018 Filed May 24, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 75 | $86.04 | $6,453.00 |
DisclosureSEC source: 0000899243-18-013940 · doc4.xml · nonDerivative · entry 1 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,591 F1 · ownership.direct: These securities are owned solely by HarbourVest Partners VIII-Venture Fund, L.P. ("HV Ventures"). HarbourVest Partners, LLC is the managing member of HarbourVest VIII-Venture Associates LLC, which is the general partner of HarbourVest VIII-Venture Associates L.P., which is the general partner of HV Ventures. Each of HarbourVest Partners, LLC, HarbourVest VIII-Venture Associates LLC and HarbourVest VIII-Venture Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Ventures and each disclaims beneficial ownership of the securities held by HV Ventures, except to the extent of its pecuniary interest which is subject to indeterminable future events. F2 · ownership.direct: Each of HV Co-Invest (as defined below), HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Direct (as defined below), HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P,. disclaims beneficial ownership of the securities held by HV Ventures and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 1,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013716 · doc4.xml · nonDerivative · entry 6 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,332 F8 · price: This transaction was executed in multiple trades at prices ranging from $86.50 to $87.22 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F5 · ownership.direct: These securities are owned solely by HarbourVest Partners 2007 Direct Fund L.P. ("HV Direct"). HarbourVest Partners, LLC is the managing member of HarbourVest 2007 Direct Associates LLC, which is the general partner of HarbourVest 2007 Direct Associates L.P., which is the general partner of HV Direct. Each of HarbourVest Partners, LLC, HarbourVest 2007 Direct Associates LLC and HarbourVest 2007 Direct Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Direct and each disclaims beneficial ownership of the securities held by HV Direct, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6 · ownership.direct: Each of HV Co-Invest, HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Direct and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013716 · doc4.xml · nonDerivative · entry 5 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,666 F8 · price: This transaction was executed in multiple trades at prices ranging from $86.50 to $87.22 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F3 · ownership.direct: These securities are owned solely by HarbourVest/NYSTRS Co-Invest Fund L.P. ("HV Co-Invest"). HarbourVest Partners, LLC is the managing member of HIPEP VI Select Associates LLC, which is the general partner of HIPEP VI Select Associates L.P., which is the general partner of HV Co-Invest. Each of HarbourVest Partners, LLC, HIPEP VI Select Associates LLC and HIPEP VI Select Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Co-Invest and each disclaims beneficial ownership of the securities held by HV Co-Invest, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4 · ownership.direct: Each of HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV Direct, HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Co-Invest and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013716 · doc4.xml · nonDerivative · entry 4 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,666 F8 · price: This transaction was executed in multiple trades at prices ranging from $86.50 to $87.22 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F1 · ownership.direct: These securities are owned solely by HarbourVest Partners VIII-Venture Fund, L.P. ("HV Ventures"). HarbourVest Partners, LLC is the managing member of HarbourVest VIII-Venture Associates LLC, which is the general partner of HarbourVest VIII-Venture Associates L.P., which is the general partner of HV Ventures. Each of HarbourVest Partners, LLC, HarbourVest VIII-Venture Associates LLC and HarbourVest VIII-Venture Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Ventures and each disclaims beneficial ownership of the securities held by HV Ventures, except to the extent of its pecuniary interest which is subject to indeterminable future events. F2 · ownership.direct: Each of HV Co-Invest (as defined below), HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Direct (as defined below), HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P,. disclaims beneficial ownership of the securities held by HV Ventures and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 22, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 37,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013716 · doc4.xml · nonDerivative · entry 3 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,037 F7 · price: This transaction was executed in multiple trades at prices ranging from $85.75 to $86.22 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F5 · ownership.direct: These securities are owned solely by HarbourVest Partners 2007 Direct Fund L.P. ("HV Direct"). HarbourVest Partners, LLC is the managing member of HarbourVest 2007 Direct Associates LLC, which is the general partner of HarbourVest 2007 Direct Associates L.P., which is the general partner of HV Direct. Each of HarbourVest Partners, LLC, HarbourVest 2007 Direct Associates LLC and HarbourVest 2007 Direct Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Direct and each disclaims beneficial ownership of the securities held by HV Direct, except to the extent of its pecuniary interest which is subject to indeterminable future events. F6 · ownership.direct: Each of HV Co-Invest, HIPEP VI Select Associates LLC, HIPEP VI Select Associates L.P., HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Direct and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 22, 2018 18:00 UTC | Wayfair Inc. W · Entity 3426 | SaleClass A Common Stock | 18,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013716 · doc4.xml · nonDerivative · entry 2 HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES L.P. · CIK 0001620786 · See Remarks HARBOURVEST PARTNERS 2007 DIRECT ASSOCIATES LLC · CIK 0001620785 · (see remarks) HARBOURVEST PARTNERS 2007 DIRECT FUND L.P. · CIK 0001620787 · (see remarks) HARBOURVEST PARTNERS LLC · CIK 0001201001 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES L.P. · CIK 0001620789 · (see remarks) HARBOURVEST PARTNERS VIII-VENTURE ASSOCIATES LLC · CIK 0001620788 · (see remarks) HarbourVest Partners VIII-Venture Fund L.P. · CIK 0001620790 · (see remarks) HarbourVest Partners/NYSTRS Co-Investment Fund L.P. · CIK 0001620791 · (see remarks) HIPEP VI Select Associates L.P. · CIK 0001620817 · (see remarks) HIPEP VI Select Associates LLC · CIK 0001620816 · (see remarks) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,519 F7 · price: This transaction was executed in multiple trades at prices ranging from $85.75 to $86.22 per share inclusive. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F3 · ownership.direct: These securities are owned solely by HarbourVest/NYSTRS Co-Invest Fund L.P. ("HV Co-Invest"). HarbourVest Partners, LLC is the managing member of HIPEP VI Select Associates LLC, which is the general partner of HIPEP VI Select Associates L.P., which is the general partner of HV Co-Invest. Each of HarbourVest Partners, LLC, HIPEP VI Select Associates LLC and HIPEP VI Select Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Co-Invest and each disclaims beneficial ownership of the securities held by HV Co-Invest, except to the extent of its pecuniary interest which is subject to indeterminable future events. F4 · ownership.direct: Each of HV Ventures, HarbourVest VIII-Venture Associates LLC, HarbourVest VIII-Venture Associates L.P., HV Direct, HarbourVest 2007 Direct Associates LLC, HarbourVest 2007 Direct Associates L.P., HV9 (as defined below), HarbourVest IX-Venture Associates LLC, and HarbourVest IX-Venture Associates L.P disclaims beneficial ownership of the securities held by HV Co-Invest and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.