organization · Reporting owner
Alpine Global Management, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bakkt, Inc.
Report date January 25, 2021 · Filed July 08, 2021 · Amendment
Jointly reported with Alpine Partners (BVI), L.P.
Section 16 reporting ended · disclosed 2021-07-08. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 1,013,820 |
Reported balance
After 2021-07-07 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-07-07 · Sale · Disposed 1,800,000 · Balance 1,013,820 F1: This is an exit filing as the reporting person is no longer subject to Section 16 of the Securities Exchange Act of 1934. The original Form 4 filing was filed on February 8, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: This is an exit filing as the reporting person is no longer subject to Section 16 of the Securities Exchange Act of 1934. The original Form 4 filing was filed on February 8, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2021 Filed Jul 8, 2021 20:39 UTC Amendment | Bakkt, Inc. VIH · Entity 5873 | SaleClass A Ordinary Shares, par value $0.0001 per share | 1,800,000 | $9.97 | $17,946,000.00 |
DisclosureSEC source: 0001567619-21-013144 · doc1.xml · nonDerivative · entry 1 Alpine Global Management, LLC · CIK 0001581655 · 10% owner Alpine Partners (BVI), L.P. · CIK 0001845320 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,820 F1 · security: This is an exit filing as the reporting person is no longer subject to Section 16 of the Securities Exchange Act of 1934. The original Form 4 filing was filed on February 8, 2021. Read SEC document |
| January 29, 2021 Filed Feb 10, 2021 17:20 UTC | Bakkt, Inc. VIH · Entity 5873 | PurchaseClass A Shares | 3,344 | $14.68 | $49,089.92 |
DisclosureSEC source: 0001567619-21-002745 · doc1.xml · nonDerivative · entry 6 Alpine Global Management, LLC · CIK 0001581655 · 10% owner Alpine Partners (BVI), L.P. · CIK 0001845320 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,704,899 Read SEC document |
| January 29, 2021 Filed Feb 10, 2021 17:20 UTC | Bakkt, Inc. VIH · Entity 5873 | SaleClass A Shares | 717 | $14.65 | $10,504.05 |
DisclosureSEC source: 0001567619-21-002745 · doc1.xml · nonDerivative · entry 5 Alpine Global Management, LLC · CIK 0001581655 · 10% owner Alpine Partners (BVI), L.P. · CIK 0001845320 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,701,555 Read SEC document |
| January 28, 2021 Filed Feb 10, 2021 17:20 UTC | Bakkt, Inc. VIH · Entity 5873 | SaleClass A Shares | 2,860 | $14.11 | $40,354.60 |
DisclosureSEC source: 0001567619-21-002745 · doc1.xml · nonDerivative · entry 4 Alpine Global Management, LLC · CIK 0001581655 · 10% owner Alpine Partners (BVI), L.P. · CIK 0001845320 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,702,272 Read SEC document |
| January 28, 2021 Filed Feb 10, 2021 17:20 UTC | Bakkt, Inc. VIH · Entity 5873 | PurchaseClass A Shares | 3,577 | $13.98 | $50,006.46 |
DisclosureSEC source: 0001567619-21-002745 · doc1.xml · nonDerivative · entry 3 Alpine Global Management, LLC · CIK 0001581655 · 10% owner Alpine Partners (BVI), L.P. · CIK 0001845320 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,705,132 Read SEC document |
| January 27, 2021 Filed Feb 10, 2021 17:20 UTC | Bakkt, Inc. VIH · Entity 5873 | PurchaseClass A Shares | 259,523 | $14.06 | $3,648,893.38 |
DisclosureSEC source: 0001567619-21-002745 · doc1.xml · nonDerivative · entry 2 Alpine Global Management, LLC · CIK 0001581655 · 10% owner Alpine Partners (BVI), L.P. · CIK 0001845320 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,701,555 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 and $14.15, inclusive. Please also see attached Exhibit A for additional information. Read SEC document |
| January 26, 2021 Filed Feb 10, 2021 17:20 UTC | Bakkt, Inc. VIH · Entity 5873 | PurchaseClass A Shares, par value $0.0001 ("Class A Shares") | 258,788 | $15.07 | $3,899,935.16 |
DisclosureSEC source: 0001567619-21-002745 · doc1.xml · nonDerivative · entry 1 Alpine Global Management, LLC · CIK 0001581655 · 10% owner Alpine Partners (BVI), L.P. · CIK 0001845320 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,442,032 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.91 and $15.09, inclusive. The reporting person undertakes to provide to VPC Impact Acquisition Holdings, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.