organization · Reporting owner
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Brookfield Property REIT Inc.
Report date August 27, 2018 · Filed August 29, 2018
Jointly reported with Brookfield Holdings Canada Inc., Brookfield US Holdings Inc., Brookfield US Corp, Brookfield Property Group LLC, BUSC Finance LLC
Section 16 reporting ended · disclosed 2018-08-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 124,985,577 |
Reported balance
After 2018-08-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-27 · Grant · Acquired 124,985,577 · Balance 124,985,577 F4: See Exhibit 99.1; Note 4. F1: See Exhibit 99.1; Note 1. |
| Class B Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 351,958 |
Reported balance
After 2018-08-27 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-08-27 · Grant · Acquired 351,958 · Balance 351,958 F4: See Exhibit 99.1; Note 4. F2: See Exhibit 99.1; Note 2. |
| Class B Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 24,063,298 |
Reported balance
After 2018-08-27 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-08-27 · Grant · Acquired 24,063,298 · Balance 24,063,298 F4: See Exhibit 99.1; Note 4. F3: See Exhibit 99.1; Note 3. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2018-08-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-27 · Disposition to issuer · Disposed 124,985,577 · Balance 0 F4: See Exhibit 99.1; Note 4. F1: See Exhibit 99.1; Note 1. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2018-08-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-08-27 · Disposition to issuer · Disposed 351,958 · Balance 0 F4: See Exhibit 99.1; Note 4. F2: See Exhibit 99.1; Note 2. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2018-08-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-27 · Disposition to issuer · Disposed 24,063,298 · Balance 0 F4: See Exhibit 99.1; Note 4. F3: See Exhibit 99.1; Note 3. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1; Note 1.
F2: See Exhibit 99.1; Note 2.
F3: See Exhibit 99.1; Note 3.
F4: See Exhibit 99.1; Note 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2018 Filed Aug 29, 2018 18:52 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Disposition to issuerSeries B Preferred Stock · Derivative | 24,063,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-047184 · tv501755_4.xml · derivative · entry 6 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 24,063,298 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1; Note 4. F4 · price: See Exhibit 99.1; Note 4. F4 · derivative.exercise_date: See Exhibit 99.1; Note 4. F4 · derivative.expiration_date: See Exhibit 99.1; Note 4. F3 · ownership.nature: See Exhibit 99.1; Note 3. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:52 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Disposition to issuerSeries B Preferred Stock · Derivative | 351,958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-047184 · tv501755_4.xml · derivative · entry 5 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 351,958 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1; Note 4. F4 · price: See Exhibit 99.1; Note 4. F4 · derivative.exercise_date: See Exhibit 99.1; Note 4. F4 · derivative.expiration_date: See Exhibit 99.1; Note 4. F2 · ownership.nature: See Exhibit 99.1; Note 2. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:52 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Disposition to issuerSeries B Preferred Stock · Derivative | 124,985,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-047184 · tv501755_4.xml · derivative · entry 4 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 124,985,577 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1; Note 4. F4 · price: See Exhibit 99.1; Note 4. F4 · derivative.exercise_date: See Exhibit 99.1; Note 4. F4 · derivative.expiration_date: See Exhibit 99.1; Note 4. F1 · ownership.nature: See Exhibit 99.1; Note 1. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:52 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | GrantClass B Stock, par value $0.01 per share | 24,063,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-047184 · tv501755_4.xml · nonDerivative · entry 3 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,063,298 F4 · price: See Exhibit 99.1; Note 4. F3 · ownership.nature: See Exhibit 99.1; Note 3. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:52 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | GrantClass B Stock, par value $0.01 per share | 351,958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-047184 · tv501755_4.xml · nonDerivative · entry 2 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 351,958 F4 · price: See Exhibit 99.1; Note 4. F2 · ownership.nature: See Exhibit 99.1; Note 2. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:52 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | GrantClass B Stock, par value $0.01 per share | 124,985,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-047184 · tv501755_4.xml · nonDerivative · entry 1 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 124,985,577 F4 · price: See Exhibit 99.1; Note 4. F1 · ownership.nature: See Exhibit 99.1; Note 1. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 19:51 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherSeries B Preferred Stock · Derivative | 24,063,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-041198 · tv499668_4.xml · derivative · entry 6 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization *** Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization *** Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization *** BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization *** Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization *** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,063,298 Underlying: Common Stock · 24,063,298 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1; Note 4. F4 · price: See Exhibit 99.1; Note 4. F4 · derivative.exercise_date: See Exhibit 99.1; Note 4. F4 · derivative.expiration_date: See Exhibit 99.1; Note 4. F3 · ownership.nature: See Exhibit 99.1; Note 3. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 19:51 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherSeries B Preferred Stock · Derivative | 351,958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-041198 · tv499668_4.xml · derivative · entry 5 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization *** Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization *** Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization *** BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization *** Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization *** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 351,958 Underlying: Common Stock · 351,958 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1; Note 4. F4 · price: See Exhibit 99.1; Note 4. F4 · derivative.exercise_date: See Exhibit 99.1; Note 4. F4 · derivative.expiration_date: See Exhibit 99.1; Note 4. F2 · ownership.nature: See Exhibit 99.1; Note 2. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 19:51 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherSeries B Preferred Stock · Derivative | 79,094,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-041198 · tv499668_4.xml · derivative · entry 4 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization *** Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization *** Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization *** BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization *** Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization *** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 79,094,965 Underlying: Common Stock · 79,094,965 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1; Note 4. F4 · price: See Exhibit 99.1; Note 4. F4 · derivative.exercise_date: See Exhibit 99.1; Note 4. F4 · derivative.expiration_date: See Exhibit 99.1; Note 4. F1 · ownership.nature: See Exhibit 99.1; Note 1. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 19:51 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherCommon Stock, par value $0.01 per share | 24,063,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-041198 · tv499668_4.xml · nonDerivative · entry 3 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization *** Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization *** Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization *** BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization *** Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization *** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F3 · price: See Exhibit 99.1; Note 3. F3 · ownership.nature: See Exhibit 99.1; Note 3. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 19:51 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherCommon Stock, par value $0.01 per share | 351,958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-041198 · tv499668_4.xml · nonDerivative · entry 2 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization *** Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization *** Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization *** BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization *** Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization *** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F2 · price: See Exhibit 99.1; Note 2. F2 · ownership.nature: See Exhibit 99.1; Note 2. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 19:51 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherCommon Stock, par value $0.01 per share | 79,094,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-041198 · tv499668_4.xml · nonDerivative · entry 1 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization *** Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization *** Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization *** BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization *** Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization *** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · price: See Exhibit 99.1; Note 1. F1 · ownership.nature: See Exhibit 99.1; Note 1. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:47 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherCommon Stock, par value $0.01 per share | 1,849,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-055301 · tv478097_4.xml · nonDerivative · entry 5 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · price: See Exhibit 99.1; Note 5. F5 · ownership.nature: See Exhibit 99.1; Note 5. F6 · ownership.nature: See Exhibit 99.1; Note 6. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:47 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherCommon Stock, par value $0.01 per share | 1,842,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-055301 · tv478097_4.xml · nonDerivative · entry 4 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: See Exhibit 99.1; Note 4. F4 · ownership.nature: See Exhibit 99.1; Note 4. F6 · ownership.nature: See Exhibit 99.1; Note 6. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:47 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherCommon Stock, par value $0.01 per share | 92,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-055301 · tv478097_4.xml · nonDerivative · entry 3 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: See Exhibit 99.1; Note 3. F3 · ownership.nature: See Exhibit 99.1; Note 3. F6 · ownership.nature: See Exhibit 99.1; Note 6. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:47 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherCommon Stock, par value $0.01 per share | 5,374,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-055301 · tv478097_4.xml · nonDerivative · entry 2 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · price: See Exhibit 99.1; Note 2. F2 · ownership.nature: See Exhibit 99.1; Note 2. F6 · ownership.nature: See Exhibit 99.1; Note 6. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:47 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | OtherCommon Stock, par value $0.01 per share | 403,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-055301 · tv478097_4.xml · nonDerivative · entry 1 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization *** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: See Exhibit 99.1; Note 1. F1 · ownership.nature: See Exhibit 99.1; Note 1. F6 · ownership.nature: See Exhibit 99.1; Note 6. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionWarrants to acquire Common Stock · Derivative | 387,205 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · derivative · entry 15 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 497,868 shares Expires 2017-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: See Exhibit 99.1; Note 10. F7 · ownership.nature: See Exhibit 99.1; Note 7. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionWarrants to acquire Common Stock · Derivative | 387,205 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · derivative · entry 14 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 497,868 shares Expires 2017-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: See Exhibit 99.1; Note 10. F6 · ownership.nature: See Exhibit 99.1; Note 6. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionWarrants to acquire Common Stock · Derivative | 16,996 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · derivative · entry 13 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 21,853 shares Expires 2017-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: See Exhibit 99.1; Note 10. F5 · ownership.nature: See Exhibit 99.1; Note 5. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionWarrants to acquire Common Stock · Derivative | 1,139,373 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · derivative · entry 12 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 1,465,005 shares Expires 2017-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: See Exhibit 99.1; Note 10. F4 · ownership.nature: See Exhibit 99.1; Note 4. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionWarrants to acquire Common Stock · Derivative | 73,653 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · derivative · entry 11 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 94,703 shares Expires 2017-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: See Exhibit 99.1; Note 10. F3 · ownership.nature: See Exhibit 99.1; Note 3. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionWarrants to acquire Common Stock · Derivative | 64,209 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · derivative · entry 10 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 82,559 shares Expires 2017-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: See Exhibit 99.1; Note 10. F2 · ownership.nature: See Exhibit 99.1; Note 2. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionWarrants to acquire Common Stock · Derivative | 18,714,651 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · derivative · entry 9 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 24,063,298 shares Expires 2017-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: See Exhibit 99.1; Note 10. F1 · ownership.nature: See Exhibit 99.1; Note 1. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionCommon Stock, par value $0.01 per share | 497,868 | $8.36 | $4,163,222.00 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · nonDerivative · entry 7 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 1,849,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: See Exhibit 99.1; Note 7. F7 · ownership.nature: See Exhibit 99.1; Note 7. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionCommon Stock, par value $0.01 per share | 497,868 | $8.36 | $4,163,222.00 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · nonDerivative · entry 6 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 1,842,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: See Exhibit 99.1; Note 6. F6 · ownership.nature: See Exhibit 99.1; Note 6. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionCommon Stock, par value $0.01 per share | 21,853 | $8.36 | $182,736.97 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · nonDerivative · entry 5 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 92,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: See Exhibit 99.1; Note 5. F5 · ownership.nature: See Exhibit 99.1; Note 5. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,465,005 | $8.36 | $12,250,518.31 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · nonDerivative · entry 4 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 5,374,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See Exhibit 99.1; Note 4. F4 · ownership.nature: See Exhibit 99.1; Note 4. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionCommon Stock, par value $0.01 per share | 94,703 | $8.36 | $791,915.96 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · nonDerivative · entry 3 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 403,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: See Exhibit 99.1; Note 3. F3 · ownership.nature: See Exhibit 99.1; Note 3. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionCommon Stock, par value $0.01 per share | 82,559 | $8.36 | $690,366.61 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · nonDerivative · entry 2 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 351,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: See Exhibit 99.1; Note 2. F2 · ownership.nature: See Exhibit 99.1; Note 2. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 20:56 UTC | Brookfield Property REIT Inc. GGP · Entity 136893 | Exercise / conversionCommon Stock, par value $0.01 per share | 24,063,298 | $8.36 | $201,219,704.21 |
DisclosureSEC source: 0001144204-17-052137 · tv476757_4.xml · nonDerivative · entry 1 Brookfield Holdings Canada Inc. · CIK 0001540230 · Director · 10% owner · Director by deputization*** Brookfield US Holdings Inc. · CIK 0001504722 · Director · 10% owner · Director by deputization Brookfield US Corp · CIK 0001504721 · Director · 10% owner · Director by deputization Brookfield Property Group LLC · CIK 0001680278 · Director · 10% owner · Director by deputization BUSC Finance LLC · CIK 0001702556 · Director · 10% owner · Director by deputization Brookfield Asset Management Private Institutional Capital Adviser US, LLC · CIK 0001590912 · Director · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 24,063,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1; Note 1. F1 · ownership.nature: See Exhibit 99.1; Note 1. F9 · ownership.nature: See Exhibit 99.1; Note 9. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.