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Huang Johnson

Disclosed activity across 1 company

Tapewire entity
95939
SEC CIK
0001685846

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Yum China Holdings, Inc.YUMC · Entity 1255Chief Customer OfficerDecember 19, 2023December 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Yum China Holdings, Inc.

Report date December 19, 2023 · Filed December 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect4,055 Reported balance After 2023-12-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-12-19 · Grant · Acquired 12 · Balance 4,055

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect8,124 Reported balance After 2023-12-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-12-19 · Grant · Acquired 25 · Balance 8,124

F1: Conversion occurs on a one-for-one basis.

F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2021 Filed Feb 11, 2021 07:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 4,587 $61.06 $280,082.22
Disclosure

SEC source: 0001127602-21-005079 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,284

Read SEC document
February 09, 2021 Filed Feb 11, 2021 07:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 11,217 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005079 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 06:09 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantStock Appreciation Right · Derivative 35,831 $0.00 Strike: $57.39 $0.00
Disclosure

SEC source: 0001127602-21-004514 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,831

Underlying: Common Stock · 35,831 shares

Expires 2031-02-05

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 06:24 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031910 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,725

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 06:24 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031910 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,212

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 06:24 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031910 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,796

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 07:14 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011957 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 07:14 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011957 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,189

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 07:14 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011957 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,753

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 09:08 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantStock Appreciation Right · Derivative 44,896 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004445 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,896

Underlying: Common Stock · 44,896 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:55 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035319 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:55 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035319 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,159

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:55 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 51 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035319 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,698

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 06:33 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 4,736 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032399 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 06:33 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 1,847 $43.63 $80,584.61
Disclosure

SEC source: 0001127602-19-032399 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,654

Read SEC document
November 11, 2019 Filed Nov 12, 2019 06:33 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 4,736 $43.63 $206,631.68
Disclosure

SEC source: 0001127602-19-032399 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:12 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028628 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,649

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:12 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028628 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,132

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:12 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 53 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028628 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,647

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 06:12 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028628 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:38 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021893 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,622

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:38 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021893 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,104

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:38 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021893 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,594

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 06:38 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021893 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 06:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012766 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,591

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 06:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012766 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,072

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 06:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012766 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,534

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 06:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012766 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,709

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 07:13 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 10,562 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004969 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,562

Underlying: Common Stock · 10,562 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F4 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 07:13 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantStock Appreciation Right · Derivative 32,754 $0.00 Strike: $41.66 $0.00
Disclosure

SEC source: 0001127602-19-004969 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,754

Underlying: Common Stock · 32,754 shares

Expires 2029-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:20 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 9,504 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001550 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% on the third anniversary of 1/4/2016.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:20 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 3,706 $33.81 $125,299.86
Disclosure

SEC source: 0001127602-19-001550 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,765

Read SEC document
January 04, 2019 Filed Jan 8, 2019 12:20 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 9,504 $33.81 $321,330.24
Disclosure

SEC source: 0001127602-19-001550 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:20 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036721 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,042

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:20 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036721 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,478

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:20 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036721 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,696

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 09:20 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036721 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:19 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 4,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032686 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Common Stock · 4,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:19 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 1,825 $36.50 $66,612.50
Disclosure

SEC source: 0001127602-18-032686 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,967

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:19 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 4,680 $36.50 $170,820.00
Disclosure

SEC source: 0001127602-18-032686 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 06:50 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028120 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,005

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 06:50 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028120 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,434

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 06:50 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028120 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,376

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 06:50 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028120 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,471

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:15 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021754 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,334

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:15 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021754 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,444

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:15 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021754 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,974

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:15 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021754 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,350

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:52 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012691 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,311

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F7 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:52 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012691 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

F6 · balance_after: Amount reported includes 104 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.