Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Chief Customer Officer | December 19, 2023 | December 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date December 19, 2023 · Filed December 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,055 |
Reported balance
After 2023-12-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-12-19 · Grant · Acquired 12 · Balance 4,055 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,124 |
Reported balance
After 2023-12-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-19 · Grant · Acquired 25 · Balance 8,124 F1: Conversion occurs on a one-for-one basis. F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2023 Filed Dec 21, 2023 08:55 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030240 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,124 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 08:55 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030240 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,055 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 06:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-024496 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,099 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 06:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-024496 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,043 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 10:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019207 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,081 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 10:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019207 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,034 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 08:58 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-011625 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,063 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 08:58 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-011625 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,025 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 6,797 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-23-008970 · form4.xml · derivative · entry 8 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,797 shares Expires 2024-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 9,516 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-23-008970 · form4.xml · derivative · entry 7 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,516 shares Expires 2024-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 2,336 | $62.00 | $144,832.00 |
DisclosureSEC source: 0001127602-23-008970 · form4.xml · nonDerivative · entry 6 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,932 Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 4,461 | $62.00 | $276,582.00 |
DisclosureSEC source: 0001127602-23-008970 · form4.xml · nonDerivative · entry 5 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,268 Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 6,797 | $21.30 | $144,776.10 |
DisclosureSEC source: 0001127602-23-008970 · form4.xml · nonDerivative · entry 4 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 3,270 | $62.00 | $202,740.00 |
DisclosureSEC source: 0001127602-23-008970 · form4.xml · nonDerivative · entry 3 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,932 Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 6,246 | $62.00 | $387,252.00 |
DisclosureSEC source: 0001127602-23-008970 · form4.xml · nonDerivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,202 Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 9,516 | $21.30 | $202,690.80 |
DisclosureSEC source: 0001127602-23-008970 · form4.xml · nonDerivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 06:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005021 · form4.xml · derivative · entry 3 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,017 Underlying: Common Stock · 1,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 06:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 603 | $61.17 | $36,885.51 |
DisclosureSEC source: 0001127602-23-005021 · form4.xml · nonDerivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,932 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 06:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005021 · form4.xml · nonDerivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 06:29 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004604 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,047 Underlying: Common Stock · 8,047 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 08:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 4,687 | $57.09 | $267,580.83 |
DisclosureSEC source: 0001127602-23-001716 · form4.xml · nonDerivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,196 Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 08:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 12,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-001716 · form4.xml · nonDerivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,883 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2022. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 07:39 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-028131 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,356 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 08:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 9,652 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001127602-22-025680 · form4.xml · derivative · entry 4 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,652 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 08:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 3,335 | $55.00 | $183,425.00 |
DisclosureSEC source: 0001127602-22-025680 · form4.xml · nonDerivative · entry 3 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,363 F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on August 24, 2022. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 08:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 6,317 | $55.00 | $347,435.00 |
DisclosureSEC source: 0001127602-22-025680 · form4.xml · nonDerivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,698 F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on August 24, 2022. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 08:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 9,652 | $19.00 | $183,388.00 |
DisclosureSEC source: 0001127602-22-025680 · form4.xml · nonDerivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on August 24, 2022. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 09:20 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022584 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,345 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 10:43 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018018 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,333 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 10:03 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010630 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,318 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 06:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004353 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,304 Underlying: Common Stock · 5,304 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 06:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 42,759 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0001127602-22-004353 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,759 Underlying: Common Stock · 42,759 shares Expires 2032-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 06:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 10,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003862 · form4.xml · derivative · entry 3 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 06:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 4,248 | $46.07 | $195,705.36 |
DisclosureSEC source: 0001127602-22-003862 · form4.xml · nonDerivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,363 Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 06:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 10,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003862 · form4.xml · nonDerivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 06:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-031503 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,814 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 20,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028200 · form4.xml · derivative · entry 3 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 100% on the fourth anniversary of 11/1/2017. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 9,417 | $58.24 | $548,446.08 |
DisclosureSEC source: 0001127602-21-028200 · form4.xml · nonDerivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,793 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 20,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028200 · form4.xml · nonDerivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 06:48 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-025561 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,788 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 06:48 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-025561 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,920 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 08:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020459 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,765 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 08:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020459 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,875 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| May 26, 2021 Filed May 28, 2021 07:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 8,994 | $0.00 Strike: $19.46 | $0.00 |
DisclosureSEC source: 0001127602-21-018268 · form4.xml · derivative · entry 4 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,994 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document |
| May 26, 2021 Filed May 28, 2021 07:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 2,652 | $66.00 | $175,032.00 |
DisclosureSEC source: 0001127602-21-018268 · form4.xml · nonDerivative · entry 3 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,284 Read SEC document |
| May 26, 2021 Filed May 28, 2021 07:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 6,342 | $66.00 | $418,572.00 |
DisclosureSEC source: 0001127602-21-018268 · form4.xml · nonDerivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,936 Read SEC document |
| May 26, 2021 Filed May 28, 2021 07:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 8,994 | $19.46 | $175,023.24 |
DisclosureSEC source: 0001127602-21-018268 · form4.xml · nonDerivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 06:46 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012150 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,746 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 06:46 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012150 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,837 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 07:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 11,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005079 · form4.xml · derivative · entry 3 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.