Lesser David H

SEC source: 0001493152-23-045747 · ownership.xml · nonDerivative · entry 4

Lesser David H · CIK 0001479527 · Director · CEO, CFO, Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · PW RO Holdings 2 LLC

Disclosed balance after: 0

F4 · ownership.nature: The transaction represents the distribution of all shares to the owners of PW RO Holdings 2 LLC.

SEC source: 0001493152-23-045747 · ownership.xml · nonDerivative · entry 3

Lesser David H · CIK 0001479527 · Director · CEO, CFO, Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · PW RO Holdings LLC

Disclosed balance after: 0

F3 · ownership.nature: The transaction represents the distribution of all shares to the owners of PW RO Holdings LLC.

SEC source: 0001493152-23-045747 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, CFO, Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,818

F1 · shares: Hudson Bay Partner, LP, which is owned 100% by David H. Lesser received 24,261 shares from the full distribution of PW RO Holdings LLC (7,729 shares), PW RO Holdings 2 LLC (9,328 shares) and PW RO Holdings 3 LLC (7,204 shares).

SEC source: 0001493152-22-019798 · ownership.xml · derivative · entry 6

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-07-15

F6 · shares: On July 15, 2022 Mr. Lesser was granted an option to purchase 150,000 shares of common stock as compensation pursuant to Power REIT 2020 Equity Incentive Plan which vests monthly pro rata over 36 months starting on August 1, 2022.

SEC source: 0001493152-22-019798 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,557

F1 · shares: On July 15, 2022, Mr. Lesser was granted an option to purchase 20,000 shares of restricted common stock as compensation pursuant to the Power REIT 2020 Equity Incentive Plan which vests monthly over 36 months.

SEC source: 0001493152-22-019902 · ownership.xml · derivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-07-15

F1 · shares: On July 15, 2022, Mr. Lesser was granted an option to purchase 200,000 shares of common stock as compensation pursuant to Millennium Sustainable Ventures Corp. 2021 Equity Incentive Plan, which vests monthly pro rata over 36 months starting on August 18, 2022.

F1 · derivative.exercise_date: On July 15, 2022, Mr. Lesser was granted an option to purchase 200,000 shares of common stock as compensation pursuant to Millennium Sustainable Ventures Corp. 2021 Equity Incentive Plan, which vests monthly pro rata over 36 months starting on August 18, 2022.

SEC source: 0001493152-22-017295 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,162,561

F1 · balance_after: The total common stock owned after the purchases reported on this Form 4 includes direct ownership by Mr. Lesser of 1,408,792 shares; indirect ownership of 753,769 shares held by Hudson Bay Partners, LP which Mr. Lesser owns 100% of and has a reportable indirect beneficial ownership interest in such shares.

SEC source: 0001493152-22-017028 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,158,061

F1 · balance_after: The total common stock owned after the purchases reported on this Form 4 includes direct ownership by Mr. Lesser of 1,404,292 shares; indirect ownership of 753,769 shares held by Hudson Bay Partners, LP which Mr. Lesser owns 100% of and has a reportable indirect beneficial ownership interest in such shares.

SEC source: 0001493152-22-014375 · ownership.xml · nonDerivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153,561

SEC source: 0001493152-22-014375 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143,561

F1 · balance_after: The total common stock owned after the purchases reported on this Form 4 includes direct ownership by Mr. Lesser of 1,399,792 shares; indirect ownership of 753,769 shares held by Hudson Bay Partners, LP which Mr. Lesser owns 100% of and has a reportable indirect beneficial ownership interest in such shares.

SEC source: 0001493152-22-014019 · ownership.xml · nonDerivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,137,461

F1 · balance_after: The total common stock owned after the purchases reported on this Form 4 includes direct ownership by Mr. Lesser of 1,383,692 shares; indirect ownership of 753,769 shares held by Hudson Bay Partners, LP which Mr. Lesser owns 100% of and has a reportable indirect beneficial ownership interest in such shares.

SEC source: 0001493152-22-014019 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127,461

F1 · balance_after: The total common stock owned after the purchases reported on this Form 4 includes direct ownership by Mr. Lesser of 1,383,692 shares; indirect ownership of 753,769 shares held by Hudson Bay Partners, LP which Mr. Lesser owns 100% of and has a reportable indirect beneficial ownership interest in such shares.

SEC source: 0001493152-22-000133 · ownership.xml · nonDerivative · entry 5

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · PW RO Holdings 3 LLC

Disclosed balance after: 14,410

F5 · ownership.nature: The transaction represents the distribution of shares to investors in PW RO Holdings LLC. Hudson Bay Partners, LP which is owned 100% by David H. Lesser acts as the Managing Member of PW RO Holdings LLC and owns a 50% interest upon completion of the distribution of shares to the investors.

SEC source: 0001493152-22-000133 · ownership.xml · nonDerivative · entry 3

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · PW RO Holdings LLC

Disclosed balance after: 15,458

F3 · ownership.nature: The transaction represents the distribution of shares to investors in PW RO Holdings LLC. Hudson Bay Partners, LP which is owned 100% by David H. Lesser acts as the Managing Member of PW RO Holdings LLC and owns a 50% interest upon completion of the distribution of shares to the investors.

SEC source: 0001493152-22-000133 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,557

F1 · shares: Represents issuance of shares related to the exercise of options net of contribution of options to cover the exercise price and tax withholding.

SEC source: 0001493152-23-045747 · ownership.xml · nonDerivative · entry 5

Lesser David H · CIK 0001479527 · Director · CEO, CFO, Secretary, Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · PW RO Holdings 3 LLC

Disclosed balance after: 0

F5 · ownership.nature: The transaction represents the distribution of shares to the owners of PW RO Holdings 3 LLC.

SEC source: 0001493152-21-025056 · ownership.xml · nonDerivative · entry 4

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · PW RO Holdings 2 LLC

Disclosed balance after: 18,656

F3 · kind: Distribution of shares to the equity holders of PW RO Holdings 2 LLC.

F3 · shares: Distribution of shares to the equity holders of PW RO Holdings 2 LLC.

F4 · ownership.nature: Hudson Bay Partners, LP, which is owned 100% by David H. Lesser acts as the Managing Member of PW RO Holdings 2 LLC but disclaims beneficial ownership of all shares except to the extent of any pecuniary interest therein.

SEC source: 0001493152-21-011605 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,217

F1 · price: On May 12, 2021, Mr. Lesser was granted 20,000 shares pursuant to Power REIT's 2020 Equity Incentive Plan which vests monthly in equal amounts over three years, with the first vesting to occur on 6/1/21.

SEC source: 0001493152-21-003468 · ownership.xml · nonDerivative · entry 5

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · PW RO Holdings 3 LLC

Disclosed balance after: 123,020

F5 · ownership.nature: David H. Lesser is the Managing Member of PW RO Holdings 3 LLC.

SEC source: 0001493152-21-003468 · ownership.xml · nonDerivative · entry 4

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · PW RO Holdings 2 LLC

Disclosed balance after: 155,000

F4 · ownership.nature: David H. Lesser is the Managing Member of PW RO Holdings 2 LLC.

SEC source: 0001493152-21-003468 · ownership.xml · nonDerivative · entry 3

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · PW RO Holdings LLC

Disclosed balance after: 132,074

F3 · ownership.nature: David H. Lesser is the Managing Member of PW RO Holdings LLC.

SEC source: 0001493152-21-003468 · ownership.xml · nonDerivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · 13310 LMR2A, LLC

Disclosed balance after: 68,679

F2 · ownership.nature: David H. Lesser is the Co-Managing Member of 13310 LMR2A LLC

SEC source: 0001493152-21-000320 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124,461

F2 · kind: The purpose of this Form 4 filing is to reflect that on December 28, 2020, Mr. Lesser gifted 262,020 shares to a trust established for the benefit of his children. Mr. Lesser disclaims beneficial ownership of the shares held by the trust established for the benefit of his children.

F1 · balance_after: The total common stock owned after the disposition reported on this Form 4 includes direct ownership by Mr. Lesser of 1,370,692 shares; indirect ownership of 753,769 shares held by Hudson Bay Partners, LP which Mr. Lesser owns 100% of and has a reportable indirect beneficial ownership interest in such shares.

SEC source: 0001493152-20-001835 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,217

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 508,217 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-20-001673 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,417

F1 · price: On February 5, 2020, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 3/31/2020.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 507,417 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-20-000837 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,386,481

F2 · kind: The purpose of this Form 4 filing is to reflect that on January 14, 2020, HBP PW LLC, HBP MIAC LLC and HBP MIAC2 LLC (all affiliates managed by David H. Lesser) completed an in-kind stock distribution of 928,510 shares of common stock of Millennium Investment & Acquisition to a third-party investor in HBP PW LLC, HBP MIAC LLC and HBP MIAC LLC. Accordingly, such shares are no longer reportable by David H. Lesser.

F1 · balance_after: The total common stock owned after the acquisition reported on this Form 4 includes direct ownership by Mr. Lesser of 1,452,314 shares; indirect ownership of 934,167 shares held by Hudson Bay Partners, LP which Mr. Lesser owns 100% of and has a reportable indirect beneficial ownership interest in such shares.

SEC source: 0001493152-19-009265 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,417

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 467,417 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-009119 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,414

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 467,414 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-008510 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,014

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 466,014 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-008036 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,714

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 461,514 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 92,930 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-006963 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,314

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 461,314 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 92,430 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-006834 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,814

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 460,814 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 91,930 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-006346 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,314

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 460,314 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 91,430 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-006025 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,714

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 459,714 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,830 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-005880 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,212

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 459,212 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,238 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-18-013998 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,522

F1 · price: On September 30, 2018, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 9//30/18.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 458,522 shares: 368,284 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,238 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-18-001302 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,522

F2 · kind: The purpose of this Form 4 filing is to reflect that on January 30, 2018, HBP PW LLC (an affiliate managed by David H. Lesser) completed an in-kind stock distribution of 54,263 shares of common stock of Power REIT to a third-party investor in HBP PW LLC. Accordingly, such shares are no longer reportable by David H. Lesser.

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 418,522 shares: 328,284 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,238 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-17-011355 · form4.xml · nonDerivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,785

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 472,785 shares: 190,284 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,238 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16. On May 31, 2017, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/17.

SEC source: 0001493152-17-011355 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,785

SEC source: 0001493152-17-010152 · form4.xml · nonDerivative · entry 3

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,785

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 470,785 shares: 189,284 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 89,238 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16. On May 31, 2017, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/17.

SEC source: 0001493152-17-010152 · form4.xml · nonDerivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,285

SEC source: 0001493152-17-010152 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,350

SEC source: 0001493152-17-006054 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,050

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 428,050 shares: 188,349 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 87,438 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16. On May 31, 2017, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/17.

SEC source: 0001493152-16-015943 · form4.xml · nonDerivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,050

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 428,050 shares: 188,349 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 87,438 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16.

SEC source: 0001493152-16-015943 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,300

SEC source: 0001493152-16-015896 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,800

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 425,800 shares: 186,099 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 87,438 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16.

SEC source: 0001493152-21-013198 · ownership.xml · derivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-08-12

F1 · security: The reporting person was granted non-qualified stock option to acquire 100,000 shares of common stock (the "Option") and 20,000 restricted shares of common stock ("Restricted Stock") on August 13, 2012 pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three-equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price of $7.96, which is the price equal to the closing price of the common stock on August 13, 2012.

F2 · security: The reporting person is filing this Form 4/A to correct the Form 4 filed by the reporting person on August 15, 2012 for transactions that took place on August 13, 2012 (the "Original Form 4"), which disclosed the granting of such stock options in Table I rather than Table II. Subsequently to the filing of the Original Form 4, the reporting person also included the unexercised stock options in the total amount of shares owned by the reporting person in subsequently filed Form 4s. Additionally, the Original Form 4 included shares in column 5 of Table I that were owned directly and indirectly by the reporting person, which has also been corrected.