person · Reporting owner
Fitzgerald Margaret Nell
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allakos Inc.ALLK · Entity 79644 | General Counsel and Secretary | September 02, 2022 | September 06, 2022 |
| CODEXIS, INC.CDXS · Entity 6428 | See Remarks | January 01, 2024 | January 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allakos Inc.
Report date September 02, 2022 · Filed September 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,128 |
Reported balance
After 2022-09-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-09-02 · Tax withholding · Disposed 335 · Balance 153,128 F1: Shares withheld to satisfy the tax obligations by the Reporting Person in connection with the vesting of RSUs. F2: Includes 3,000 shares purchased on August 15, 2022 under the Company's 2018 Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy the tax obligations by the Reporting Person in connection with the vesting of RSUs.
F2: Includes 3,000 shares purchased on August 15, 2022 under the Company's 2018 Employee Stock Purchase Plan.
CODEXIS, INC.
Report date January 01, 2024 · Filed January 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 133,770 |
Reported balance
After 2024-01-01 transaction · row 1
1 source rowRow 1 · 2024-01-01 · Grant · Acquired 52,350 · Balance 133,770 F1: These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.05 · Expires 2034-01-01 | Direct | 314,125 |
Reported balance
After 2024-01-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-01-01 · Grant · Acquired 314,125 · Balance 314,125 F2: This option vests and becomes exercisable with respect to 1/3rd of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/36th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates.
F2: This option vests and becomes exercisable with respect to 1/3rd of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/36th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2024 Filed Jan 2, 2024 21:23 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantStock Option (Right to Buy) · Derivative | 314,125 | $0.00 Strike: $3.05 | $0.00 |
DisclosureSEC source: 0000905148-24-000030 · form4.xml · derivative · entry 2 Fitzgerald Margaret Nell · CIK 0001927090 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,125 Underlying: Common Stock · 314,125 shares Expires 2034-01-01 F2 · derivative.exercise_date: This option vests and becomes exercisable with respect to 1/3rd of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/36th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates. Read SEC document |
| January 01, 2024 Filed Jan 2, 2024 21:23 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 52,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-000030 · form4.xml · nonDerivative · entry 1 Fitzgerald Margaret Nell · CIK 0001927090 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,770 F1 · shares: These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 16:06 UTC | CODEXIS, INC. CDXS · Entity 6428 | PurchaseCommon Stock | 11,834 | $1.70 | $20,064.55 |
DisclosureSEC source: 0000905148-23-000901 · form4.xml · nonDerivative · entry 1 Fitzgerald Margaret Nell · CIK 0001927090 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,420 F1 · price: This transaction was executed in multiple trades in prices ranging from $1.69 to $1.70, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:14 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 7,686 | $4.56 | $35,011.27 |
DisclosureSEC source: 0001567619-23-004771 · doc1.xml · nonDerivative · entry 3 Fitzgerald Margaret Nell · CIK 0001927090 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,586 F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer. F3 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:14 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 8,000 | $4.60 | $36,821.60 |
DisclosureSEC source: 0001567619-23-004771 · doc1.xml · nonDerivative · entry 2 Fitzgerald Margaret Nell · CIK 0001927090 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,272 F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer. F3 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer. Read SEC document |
| February 21, 2023 Filed Feb 21, 2023 20:27 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $5.44 | $0.00 |
DisclosureSEC source: 0001567619-23-003442 · doc1.xml · derivative · entry 2 Fitzgerald Margaret Nell · CIK 0001927090 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-02-21 F2 · derivative.exercise_date: Option vests and becomes exercisable with respect to 25% of the shares subject thereto on February 21, 2024, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 21, 2027, in each case, subject to continued service through the applicable vesting date. Read SEC document |
| February 21, 2023 Filed Feb 21, 2023 20:27 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003442 · doc1.xml · nonDerivative · entry 1 Fitzgerald Margaret Nell · CIK 0001927090 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · shares: Restricted Stock Units ("RSUs") vest 1/3 annually from February 21, 2023 such that the RSUs will be fully vested on February 21, 2026. Each RSU represents a contingent right to receive one share of Codexis common stock. Read SEC document |
| February 08, 2023 Filed Mar 9, 2023 21:14 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 77,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004771 · doc1.xml · nonDerivative · entry 1 Fitzgerald Margaret Nell · CIK 0001927090 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,272 F1 · shares: Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:06 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantStock Option (Right to Buy) · Derivative | 382,775 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001567619-22-019626 · doc1.xml · derivative · entry 1 Fitzgerald Margaret Nell · CIK 0001927090 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,775 Underlying: Common Stock · 382,775 shares Expires 2032-11-08 F1 · derivative.exercise_date: Option vests and becomes exercisable with respect to 25% of the shares subject thereto on November 8, 2023, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on November 8, 2026, in each case, subject to continued service through the applicable vesting date. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 17:07 UTC | Allakos Inc. ALLK · Entity 79644 | Tax withholdingCommon Stock | 335 | $4.54 | $1,520.90 |
DisclosureSEC source: 0001209191-22-048801 · doc4.xml · nonDerivative · entry 1 Fitzgerald Margaret Nell · CIK 0001927090 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,128 F1 · shares: Shares withheld to satisfy the tax obligations by the Reporting Person in connection with the vesting of RSUs. F2 · balance_after: Includes 3,000 shares purchased on August 15, 2022 under the Company's 2018 Employee Stock Purchase Plan. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 19:00 UTC | Allakos Inc. ALLK · Entity 79644 | Tax withholdingCommon Stock | 318 | $2.75 | $874.50 |
DisclosureSEC source: 0001209191-22-034346 · doc4.xml · nonDerivative · entry 1 Fitzgerald Margaret Nell · CIK 0001927090 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,463 F1 · shares: Shares withheld to satisfy the tax obligations by the Reporting Person in connection with the vesting of RSUs. Read SEC document |
| April 19, 2022 Filed May 4, 2022 21:47 UTC | Allakos Inc. ALLK · Entity 79644 | GrantCommon Stock | 57,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027304 · doc4.xml · nonDerivative · entry 1 Fitzgerald Margaret Nell · CIK 0001927090 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,781 F1 · shares: The Reporting Person was awarded 57,637 restricted stock units ("RSUs") pursuant to the Company's 2018 Equity Incentive Plan on April 19, 2022, of which, 25% will vest on June 1, 2023, and the remainder of the RSUs will vest in 12 equal installments on each three month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.