Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Third Coast Midstream, LLCAMID · Entity 155869 | VP, CAO, Corporate Controller | February 26, 2016 | March 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Third Coast Midstream, LLC
Report date February 26, 2016 · Filed March 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom unitsSEC Table II · derivative / convertible security | Direct | 34,067 |
Reported balance
After 2016-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-02-26 · Grant · Acquired 34,067 · Balance 34,067 F1: The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer. F2: 25% of the phantom units vest on the first four anniversaries of the February 26, 2016 grant date. F3: The phantom units do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
F2: 25% of the phantom units vest on the first four anniversaries of the February 26, 2016 grant date.
F3: The phantom units do not expire.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ENERGY FUELS INC
Report date December 31, 2023 · Filed January 02, 2024
Section 16 reporting ended · disclosed 2024-01-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Extraction Oil & Gas, Inc.
Report date November 01, 2021 · Filed November 01, 2021
Section 16 reporting ended · disclosed 2021-11-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2023 Filed Apr 4, 2023 19:18 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantStock Appreciation Rights ("SARs") · Derivative | 36,956 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001385849-23-000012 · primary_doc.xml · derivative · entry 1 Brock Tom L · CIK 0001589561 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,956 Underlying: Common Shares · 36,956 shares Expires 2028-01-26 Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 02:02 UTC | ENERGY FUELS INC UUUU · Entity 4086 | Tax withholdingCommon Shares | 5,140 | $7.54 | $38,755.60 |
DisclosureSEC source: 0001567619-23-001470 · doc1.xml · nonDerivative · entry 2 Brock Tom L · CIK 0001589561 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,363 Read SEC document |
| January 26, 2023 Filed Jan 31, 2023 02:02 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantCommon Shares | 40,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-001470 · doc1.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,503 F1 · shares: Reflects grant of restricted stock units which vest as follows: 50% on 1/27/2024; 25% on 1/27/2025; and 25% on 1/27/2026. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 21:24 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Disposition to issuerPerformance Stock Unit · Derivative | 76,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001655020-21-000224 · wf-form4_163555706167367.xml · derivative · entry 3 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 76,500 shares Expires not disclosed F1 · derivative.exercise_price: Vesting of the Performance Stock Units was accelerated in full, with settlement on a two for one basis, in connection with the reporting person's termination from employment. F1 · derivative.exercise_date: Vesting of the Performance Stock Units was accelerated in full, with settlement on a two for one basis, in connection with the reporting person's termination from employment. F1 · derivative.expiration_date: Vesting of the Performance Stock Units was accelerated in full, with settlement on a two for one basis, in connection with the reporting person's termination from employment. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 21:24 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 39,255 | $69.23 | $2,717,623.65 |
DisclosureSEC source: 0001655020-21-000224 · wf-form4_163555706167367.xml · nonDerivative · entry 2 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,995 Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 21:24 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCOMMON STOCK | 76,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001655020-21-000224 · wf-form4_163555706167367.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,250 F1 · price: Vesting of the Performance Stock Units was accelerated in full, with settlement on a two for one basis, in connection with the reporting person's termination from employment. F2 · balance_after: The reported securities include 12,750 shares of common stock received in respect of restricted stock units granted on January 20, 2021 and previously reported in Table I, for which vesting was accelerated in full in connection with the reporting person's termination from employment. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:57 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantPerformance Stock Unit · Derivative | 38,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001655020-21-000090 · wf-form4_161136346382967.xml · derivative · entry 6 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,250 Underlying: COMMON STOCK · 38,250 shares Expires not disclosed F7 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of New Common Stock. The Performance Stock Units will vest upon the achievement by the Issuer of certain goals pertaining to absolute total stockholder return, subject to continued service through the third anniversary of the grant date. F7 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive one share of New Common Stock. The Performance Stock Units will vest upon the achievement by the Issuer of certain goals pertaining to absolute total stockholder return, subject to continued service through the third anniversary of the grant date. F7 · derivative.expiration_date: Each Performance Stock Unit represents a contingent right to receive one share of New Common Stock. The Performance Stock Units will vest upon the achievement by the Issuer of certain goals pertaining to absolute total stockholder return, subject to continued service through the third anniversary of the grant date. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:57 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantWarrants B (Right to Buy) · Derivative | 786 | Not disclosed Strike: $122.32 | Not disclosed |
DisclosureSEC source: 0001655020-21-000090 · wf-form4_161136346382967.xml · derivative · entry 5 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786 Underlying: COMMON STOCK · 786 shares Expires 2026-01-20 F1 · kind: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F6 · kind: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.005310014 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F6 · price: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.005310014 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F6 · derivative.exercise_date: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.005310014 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:57 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantWarrants A (Right to Buy) · Derivative | 1,571 | Not disclosed Strike: $107.64 | Not disclosed |
DisclosureSEC source: 0001655020-21-000090 · wf-form4_161136346382967.xml · derivative · entry 4 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571 Underlying: COMMON STOCK · 1,571 shares Expires 2025-01-20 F1 · kind: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F5 · kind: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.010620028 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F5 · price: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.010620028 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F5 · derivative.exercise_date: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.010620028 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:57 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCOMMON STOCK | 12,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001655020-21-000090 · wf-form4_161136346382967.xml · nonDerivative · entry 3 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,944 F4 · shares: The Reporting Person was granted an award of 12,750 unvested restricted stock units ("New RSUs"). The New RSUs vest ratably over three years on each of the three anniversaries following the date of grant, subject to continued service through each vesting date, and will be settled in shares of New Common Stock. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:57 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCOMMON STOCK | 194 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655020-21-000090 · wf-form4_161136346382967.xml · nonDerivative · entry 2 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194 F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F3 · price: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:57 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Disposition to issuerCOMMON STOCK | 147,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655020-21-000090 · wf-form4_161136346382967.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F2 · price: On the Effective Date, all unvested restricted stock units held by the Reporting Person were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:53 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 7,408 | $0.36 | $2,659.47 |
DisclosureSEC source: 0001655020-20-000062 · wf-form4_158593998487826.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,563 F1 · shares: These shares represent amounts withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:00 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 4,952 | $0.28 | $1,361.80 |
DisclosureSEC source: 0001655020-20-000037 · wf-form4_158448962640348.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,971 F1 · shares: These shares represent amounts withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations Read SEC document |
| October 17, 2019 Filed Oct 21, 2019 18:13 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 18,113 | $2.32 | $42,022.16 |
DisclosureSEC source: 0001655020-19-000137 · wf-form4_157169600055710.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,923 Read SEC document |
| September 15, 2019 Filed Sep 16, 2019 18:00 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 4,079 | $3.23 | $13,175.17 |
DisclosureSEC source: 0001655020-19-000116 · wf-form4_156867119587883.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,036 Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 19:04 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCOMMON STOCK | 102,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001655020-19-000052 · wf-form4_155485105393006.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,115 F1 · shares: Represents an award of 102,249 unvested restricted stock units, which vest 25% on April 1, 2020 and 2021 and 50% on April 1, 2022, subject to continued service through each vesting date, and will be settled in shares of common stock. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:23 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 2,040 | $3.96 | $8,078.40 |
DisclosureSEC source: 0001655020-19-000036 · wf-form4_155295498708945.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,866 Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 17:29 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 386 | $4.78 | $1,845.08 |
DisclosureSEC source: 0001655020-19-000005 · wf-form4_154785055131015.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,906 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 16:24 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 9,057 | $10.81 | $97,906.17 |
DisclosureSEC source: 0001655020-18-000119 · wf-form4_153998063414513.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,292 Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 16:38 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 2,040 | $10.25 | $20,910.00 |
DisclosureSEC source: 0001655020-18-000107 · wf-form4_153730306519932.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,349 Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 17:00 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 327 | $13.82 | $4,519.14 |
DisclosureSEC source: 0001655020-18-000082 · wf-form4_153194760503938.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,389 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:46 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 2,040 | $12.70 | $25,908.00 |
DisclosureSEC source: 0001655020-18-000039 · wf-form4_152149239250402.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,716 Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 11:46 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 387 | $14.41 | $5,576.67 |
DisclosureSEC source: 0001655020-18-000018 · wf-form4_151638035116004.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,756 Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 12:09 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 9,994 | $15.94 | $159,304.36 |
DisclosureSEC source: 0001655020-17-000095 · wf-form4_150842934552109.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,143 Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 11:57 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantEmployee Stock Option (right to buy) · Derivative | 62,821 | $0.00 Strike: $15.53 | $0.00 |
DisclosureSEC source: 0001655020-17-000079 · wf-form4_150730542130818.xml · derivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,821 Underlying: COMMON STOCK · 62,821 shares Expires 2027-10-04 F1 · derivative.exercise_date: The options vest in three equal installments on each of December 31, 2017, 2018 and 2019, subject to continued service through each vesting date. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 20:14 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 2,251 | $13.79 | $31,041.29 |
DisclosureSEC source: 0001655020-17-000067 · wf-form4_150578003396081.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,137 Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 17:08 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Tax withholdingCOMMON STOCK | 360 | $12.73 | $4,582.80 |
DisclosureSEC source: 0001655020-17-000039 · wf-form4_150049847490514.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,436 Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 13:20 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCommon stock | 56,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004681 · edgar.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,796 F1 · shares: Represents an award of 56,296 unvested restricted stock units, which vest 12.5% on September 15, 2017, 12.5% on March 15, 2018, 12.5% on September 15, 2018, 12.5% on March 15, 2019, 25% on September 15, 2019 and 25% on March 15, 2020, subject to continued service through each vesting date, and will be settled in shares of common stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:45 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031696 · edgar.xml · nonDerivative · entry 1 Brock Tom L · CIK 0001589561 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,500 F1 · shares: Represents unvested restricted stock units awarded by Extraction Employee Incentive, LLC ("EEI") and approved by the Compensation Committee of the Board of Directors of the Issuer. The restricted stock units will vest 25% on each of the first and second anniversaries of grant and 50% on the third anniversary of grant, subject to continued service through each respective vesting date, and will be settled in shares of common stock. Read SEC document |
| February 26, 2016 Filed Mar 17, 2017 14:49 UTC | Third Coast Midstream, LLC AMID · Entity 155869 | GrantPhantom units · Derivative | 34,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001513965-17-000048 · wf-form4_148977654311969.xml · derivative · entry 1 Brock Tom L · CIK 0001589561 · VP, CAO, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,067 Underlying: Common Units (limited partner interests) · 34,067 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer. F2 · derivative.exercise_date: 25% of the phantom units vest on the first four anniversaries of the February 26, 2016 grant date. F3 · derivative.expiration_date: The phantom units do not expire. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.