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POLISSON JAMES

Disclosed activity across 4 companies

Tapewire entity
95463
SEC CIK
0001713641

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUNDEOD · Entity 6009DirectorJanuary 04, 2024January 04, 2024
ALLSPRING INCOME OPPORTUNITIES FUNDEAD · Entity 5710DirectorJanuary 04, 2024January 04, 2024
ALLSPRING MULTI-SECTOR INCOME FUNDERC · Entity 6097DirectorJanuary 04, 2024January 04, 2024
ALLSPRING UTILITIES & HIGH INCOME FUNDERH · Entity 8901DirectorJanuary 04, 2024January 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND

Report date January 04, 2024 · Filed January 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect1,000 Reported balance After 2024-01-04 transaction · row 1
1 source row

Row 1 · 2024-01-04 · Purchase · Disposed 1,000 · Balance 1,000

ALLSPRING INCOME OPPORTUNITIES FUND

Report date January 04, 2024 · Filed January 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect1,000 Reported balance After 2024-01-04 transaction · row 1
1 source row

Row 1 · 2024-01-04 · Purchase · Disposed 1,000 · Balance 1,000

ALLSPRING MULTI-SECTOR INCOME FUND

Report date January 04, 2024 · Filed January 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect1,000 Reported balance After 2024-01-04 transaction · row 1
1 source row

Row 1 · 2024-01-04 · Purchase · Disposed 1,000 · Balance 1,000

ALLSPRING UTILITIES & HIGH INCOME FUND

Report date January 04, 2024 · Filed January 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect1,000 Reported balance After 2024-01-04 transaction · row 1
1 source row

Row 1 · 2024-01-04 · Purchase · Disposed 1,000 · Balance 1,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2024 Filed Jan 4, 2024 19:42 UTC ALLSPRING UTILITIES & HIGH INCOME FUND ERH · Entity 8901 PurchaseCommon Shares 1,000 $9.29 $9,292.90
Disclosure

SEC source: 0001713641-24-000004 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
January 04, 2024 Filed Jan 4, 2024 19:24 UTC ALLSPRING MULTI-SECTOR INCOME FUND ERC · Entity 6097 PurchaseCommon Shares 1,000 $9.41 $9,410.00
Disclosure

SEC source: 0001713641-24-000002 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
January 04, 2024 Filed Jan 4, 2024 19:33 UTC ALLSPRING INCOME OPPORTUNITIES FUND EAD · Entity 5710 PurchaseCommon Shares 1,000 $6.57 $6,570.20
Disclosure

SEC source: 0001713641-24-000003 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
January 04, 2024 Filed Jan 4, 2024 19:14 UTC ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND EOD · Entity 6009 PurchaseCommon Shares 1,000 $4.30 $4,301.00
Disclosure

SEC source: 0001713641-24-000001 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
June 01, 2023 Filed Jun 2, 2023 15:30 UTC ALLSPRING UTILITIES & HIGH INCOME FUND ERH · Entity 8901 PurchaseCommon Shares 1,000 $10.00 $9,999.70
Disclosure

SEC source: 0001713641-23-000004 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
June 01, 2023 Filed Jun 2, 2023 15:26 UTC ALLSPRING MULTI-SECTOR INCOME FUND ERC · Entity 6097 PurchaseCommon Shares 1,000 $8.82 $8,819.40
Disclosure

SEC source: 0001713641-23-000003 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
June 01, 2023 Filed Jun 2, 2023 15:18 UTC ALLSPRING INCOME OPPORTUNITIES FUND EAD · Entity 5710 PurchaseCommon Shares 1,000 $6.18 $6,183.90
Disclosure

SEC source: 0001713641-23-000001 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
June 01, 2023 Filed Jun 2, 2023 15:22 UTC ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND EOD · Entity 6009 PurchaseCommon Shares 1,000 $4.12 $4,120.90
Disclosure

SEC source: 0001713641-23-000002 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
November 27, 2017 Filed Nov 27, 2017 17:47 UTC ALLSPRING UTILITIES & HIGH INCOME FUND ERH · Entity 8901 PurchaseCommon Shares 1,000 $13.31 $13,312.00
Disclosure

SEC source: 0001713641-17-000008 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
November 27, 2017 Filed Nov 27, 2017 17:41 UTC ALLSPRING MULTI-SECTOR INCOME FUND ERC · Entity 6097 PurchaseCommon Shares 1,000 $13.02 $13,015.60
Disclosure

SEC source: 0001713641-17-000007 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
November 27, 2017 Filed Nov 27, 2017 17:18 UTC ALLSPRING INCOME OPPORTUNITIES FUND EAD · Entity 5710 PurchaseCommon Shares 1,000 $8.43 $8,425.60
Disclosure

SEC source: 0001713641-17-000005 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
November 27, 2017 Filed Nov 27, 2017 17:35 UTC ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND EOD · Entity 6009 PurchaseCommon Shares 1,000 $6.24 $6,239.00
Disclosure

SEC source: 0001713641-17-000006 · primary_doc.xml · nonDerivative · entry 1

POLISSON JAMES · CIK 0001713641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.