Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARES CAPITAL CORPARCC · Entity 3377 | Co-President | May 19, 2022 | May 24, 2022 |
| ARES STRATEGIC INCOME FUNDNONE · Entity 74462 | Director · Co-Chief Executive Officer | April 24, 2023 | April 24, 2023 |
| CION Ares Diversified Credit FundCADEX · Entity 31546 | Vice President | January 01, 2024 | January 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARES CAPITAL CORP
Report date May 19, 2022 · Filed May 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy trust | 89,000 |
Reported balance
After 2022-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-05-19 · Purchase · Acquired 54,000 · Balance 89,000 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.54 to $18.74, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2: These shares are held in an irrevocable trust for the benefit of certain of the reporting person's family members. |
| Common StockSEC Table I · non-derivative | Direct | 151,012 |
Reported balance
Holding disclosure · report date 2022-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 151,012 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.54 to $18.74, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
F2: These shares are held in an irrevocable trust for the benefit of certain of the reporting person's family members.
ARES STRATEGIC INCOME FUND
Report date April 24, 2023 · Filed April 24, 2023
This filing explicitly reported no securities owned.
CION Ares Diversified Credit Fund
Report date January 01, 2024 · Filed January 04, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2022 Filed May 24, 2022 01:30 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 54,000 | $18.64 | $1,006,560.00 |
DisclosureSEC source: 0001104659-22-064010 · tm2216227-1_4seq1.xml · nonDerivative · entry 1 Smith Michael Lewis · CIK 0001576344 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 89,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.54 to $18.74, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are held in an irrevocable trust for the benefit of certain of the reporting person's family members. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 23:39 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 35,000 | $14.25 | $498,750.00 |
DisclosureSEC source: 0001104659-20-105794 · a4.xml · nonDerivative · entry 1 Smith Michael Lewis · CIK 0001576344 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 35,000 F1 · ownership.nature: These shares are held in an irrevocable trust for the benefit of certain of the reporting person's family members. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.