Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Comera Life Sciences Holdings, Inc.CMRA · Entity 94670 | Member of 10% owner group | December 27, 2023 | January 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Comera Life Sciences Holdings, Inc.
Report date December 27, 2023 · Filed January 08, 2024
Jointly reported with Halpern Katherine H.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,088,819 |
Reported balance
Holding disclosure · report date 2023-12-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,088,819 F1: Held by John D. Halpern Revocable Trust, of which both John D. Halpern and Katherine H. Halpern are trustees. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.23 · Expires 2028-01-02 | IndirectBy Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2023-12-27 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Held by John D. Halpern Revocable Trust, of which both John D. Halpern and Katherine H. Halpern are trustees. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.61 · Expires 2028-07-31 | IndirectBy Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2023-12-27 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Held by John D. Halpern Revocable Trust, of which both John D. Halpern and Katherine H. Halpern are trustees. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.61 · Expires 2028-09-11 | IndirectBy Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2023-12-27 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F1: Held by John D. Halpern Revocable Trust, of which both John D. Halpern and Katherine H. Halpern are trustees. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.06 · Expires 2028-12-29 | IndirectBy Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2023-12-27 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F1: Held by John D. Halpern Revocable Trust, of which both John D. Halpern and Katherine H. Halpern are trustees. |
| 12.0% Senior Secured Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $0.06 · Expires 2024-12-29 | IndirectBy Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2023-12-27 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F1: Held by John D. Halpern Revocable Trust, of which both John D. Halpern and Katherine H. Halpern are trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: Held by John D. Halpern Revocable Trust, of which both John D. Halpern and Katherine H. Halpern are trustees.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ernexa Therapeutics Inc.
Report date December 02, 2022 · Filed December 05, 2022
Section 16 reporting ended · disclosed 2022-12-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectAs trustee of family trust | 450,961 |
Reported balance
After 2022-12-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-12-02 · Purchase · Acquired 335,920 · Balance 450,961 F3: Each share was purchased as part of a unit consisting of one share and two warrants, for a total purchase price of $3.53 per unit. F1: Reflects a 1-for-20 reverse stock split effective October 17, 2022. F4: The reporting persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any. |
| Warrants (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.28 · Expires 2028-12-02 | IndirectAs trustee of family trust | 671,840 |
Reported balance
After 2022-12-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-12-02 · Purchase · Acquired 671,840 · Balance 671,840 F5: The exercisability of the Warrants is subject to a 9.99% beneficial ownership limitation. F4: The reporting persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | Direct | 205 |
Reported balance
Holding disclosure · report date 2022-12-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 205 F1: Reflects a 1-for-20 reverse stock split effective October 17, 2022. F2: Held by John D. Halpern |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a 1-for-20 reverse stock split effective October 17, 2022.
F2: Held by John D. Halpern
F3: Each share was purchased as part of a unit consisting of one share and two warrants, for a total purchase price of $3.53 per unit.
F4: The reporting persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.
F5: The exercisability of the Warrants is subject to a 9.99% beneficial ownership limitation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2022 Filed Dec 5, 2022 23:05 UTC | Ernexa Therapeutics Inc. ERNA · Entity 8278 | PurchaseWarrants (Right to Purchase) · Derivative | 671,840 | $0.13 Strike: $3.28 | $83,980.00 |
DisclosureSEC source: 0001062993-22-023351 · form4.xml · derivative · entry 3 HALPERN JOHN D · CIK 0001234950 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee of family trust Disclosed balance after: 671,840 Underlying: Common Stock · 671,840 shares Expires 2028-12-02 F5 · shares: The exercisability of the Warrants is subject to a 9.99% beneficial ownership limitation. F5 · derivative.underlying_shares: The exercisability of the Warrants is subject to a 9.99% beneficial ownership limitation. F5 · balance_after: The exercisability of the Warrants is subject to a 9.99% beneficial ownership limitation. F4 · ownership.nature: The reporting persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:05 UTC | Ernexa Therapeutics Inc. ERNA · Entity 8278 | PurchaseCommon Stock | 335,920 | $3.28 | $1,101,817.60 |
DisclosureSEC source: 0001062993-22-023351 · form4.xml · nonDerivative · entry 2 HALPERN JOHN D · CIK 0001234950 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee of family trust Disclosed balance after: 450,961 F3 · price: Each share was purchased as part of a unit consisting of one share and two warrants, for a total purchase price of $3.53 per unit. F1 · balance_after: Reflects a 1-for-20 reverse stock split effective October 17, 2022. F4 · ownership.nature: The reporting persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.