Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FMC CORP
Report date April 28, 2020 · Filed April 30, 2020
Section 16 reporting ended · disclosed 2020-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,104 |
Reported balance
After 2020-04-28 transaction · row 1
1 source rowRow 1 · 2020-04-28 · Tax withholding · Disposed 922 · Balance 58,104 |
| Common StockSEC Table I · non-derivative | IndirectAs Trustee | 47,810 |
Reported balance
Holding disclosure · report date 2020-04-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 47,810 |
Livent Corp.
Report date January 04, 2024 · Filed January 08, 2024
Section 16 reporting ended · disclosed 2024-01-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-01-04 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-01-04 · Disposition to issuer · Disposed 100,985 · Balance 0 F1: Represents the conversion of each share of common stock of the Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into the right to receive a number of validly issued, fully paid and non-assessable ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 each ("Arcadium Shares") equal to the Merger Exchange Ratio (as defined in the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (the "Transaction Agreement")). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-01-04 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-01-04 · Disposition to issuer · Disposed 61,479 · Balance 0 F2: Represents the cancellation and conversion of restricted stock units ("Livent RSUs") with respect to shares of Livent Common Stock, held by the reporting person as of January 4, 2024, into an amount of cash equal to (i) the number of shares of Livent Common Stock subject to such Livent RSUs immediately prior to the Effective Time of the merger (as defined in the Transaction Agreement), multiplied by (ii) the higher of (A) the first available closing price of the Merger Consideration (as defined in the Transaction Agreement) and (B) the closing price per share of Livent Common Stock as reported in the New York Stock Exchange, on the last trading day preceding the Closing Date of the merger (as defined in the Transaction Agreement). |
| Common StockSEC Table I · non-derivative | IndirectAs trustee | 0 |
Reported balance
After 2024-01-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-01-04 · Disposition to issuer · Disposed 44,716 · Balance 0 F3: Represents the conversion of each share of Livent Common Stock, held by the reporting person as of January 4, 2024 as trustee, into the right to receive a number of Arcadium Shares equal to the Merger Exchange Ratio (as defined in the Transaction Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of each share of common stock of the Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into the right to receive a number of validly issued, fully paid and non-assessable ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 each ("Arcadium Shares") equal to the Merger Exchange Ratio (as defined in the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (the "Transaction Agreement")).
F2: Represents the cancellation and conversion of restricted stock units ("Livent RSUs") with respect to shares of Livent Common Stock, held by the reporting person as of January 4, 2024, into an amount of cash equal to (i) the number of shares of Livent Common Stock subject to such Livent RSUs immediately prior to the Effective Time of the merger (as defined in the Transaction Agreement), multiplied by (ii) the higher of (A) the first available closing price of the Merger Consideration (as defined in the Transaction Agreement) and (B) the closing price per share of Livent Common Stock as reported in the New York Stock Exchange, on the last trading day preceding the Closing Date of the merger (as defined in the Transaction Agreement).
F3: Represents the conversion of each share of Livent Common Stock, held by the reporting person as of January 4, 2024 as trustee, into the right to receive a number of Arcadium Shares equal to the Merger Exchange Ratio (as defined in the Transaction Agreement).
WABCO Holdings Inc.
Report date May 29, 2020 · Filed May 29, 2020
Section 16 reporting ended · disclosed 2020-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2020-05-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-05-29 · Disposition to issuer · Disposed 5,405.487 · Balance 0 F1: Represents common shares held in Rabbi trust for non-management directors immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration"). F5: Shares were held in a Rabbi trust for non-management directors. Director exercised voting rights but had no right to dispose until directorship ended. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-05-29 · Disposition to issuer · Disposed 4,229 · Balance 0 F2: Represents deferred stock units granted as part of the reporting person's annual retainer. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration. F3: The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and were scheduled to be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. |
| Common StockSEC Table I · non-derivative | IndirectDeferred Compensation Plan | 0 |
Reported balance
After 2020-05-29 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-05-29 · Disposition to issuer · Disposed 1,508.48 · Balance 0 F4: Represents deferred shares allocated under the company's Deferred Compensation Plan. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common shares held in Rabbi trust for non-management directors immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration").
F2: Represents deferred stock units granted as part of the reporting person's annual retainer. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration.
F3: The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and were scheduled to be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date.
F4: Represents deferred shares allocated under the company's Deferred Compensation Plan. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration.
F5: Shares were held in a Rabbi trust for non-management directors. Director exercised voting rights but had no right to dispose until directorship ended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2024 Filed Jan 8, 2024 16:18 UTC | Livent Corp. LTHM · Entity 95365 | Disposition to issuerCommon Stock | 44,716 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-24-000429 · dp204997_4-daloia.xml · nonDerivative · entry 3 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · As trustee Disclosed balance after: 0 F3 · shares: Represents the conversion of each share of Livent Common Stock, held by the reporting person as of January 4, 2024 as trustee, into the right to receive a number of Arcadium Shares equal to the Merger Exchange Ratio (as defined in the Transaction Agreement). F3 · price: Represents the conversion of each share of Livent Common Stock, held by the reporting person as of January 4, 2024 as trustee, into the right to receive a number of Arcadium Shares equal to the Merger Exchange Ratio (as defined in the Transaction Agreement). Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 16:18 UTC | Livent Corp. LTHM · Entity 95365 | Disposition to issuerCommon Stock | 61,479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-24-000429 · dp204997_4-daloia.xml · nonDerivative · entry 2 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Represents the cancellation and conversion of restricted stock units ("Livent RSUs") with respect to shares of Livent Common Stock, held by the reporting person as of January 4, 2024, into an amount of cash equal to (i) the number of shares of Livent Common Stock subject to such Livent RSUs immediately prior to the Effective Time of the merger (as defined in the Transaction Agreement), multiplied by (ii) the higher of (A) the first available closing price of the Merger Consideration (as defined in the Transaction Agreement) and (B) the closing price per share of Livent Common Stock as reported in the New York Stock Exchange, on the last trading day preceding the Closing Date of the merger (as defined in the Transaction Agreement). F2 · price: Represents the cancellation and conversion of restricted stock units ("Livent RSUs") with respect to shares of Livent Common Stock, held by the reporting person as of January 4, 2024, into an amount of cash equal to (i) the number of shares of Livent Common Stock subject to such Livent RSUs immediately prior to the Effective Time of the merger (as defined in the Transaction Agreement), multiplied by (ii) the higher of (A) the first available closing price of the Merger Consideration (as defined in the Transaction Agreement) and (B) the closing price per share of Livent Common Stock as reported in the New York Stock Exchange, on the last trading day preceding the Closing Date of the merger (as defined in the Transaction Agreement). Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 16:18 UTC | Livent Corp. LTHM · Entity 95365 | Disposition to issuerCommon Stock | 100,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-24-000429 · dp204997_4-daloia.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents the conversion of each share of common stock of the Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into the right to receive a number of validly issued, fully paid and non-assessable ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 each ("Arcadium Shares") equal to the Merger Exchange Ratio (as defined in the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (the "Transaction Agreement")). F1 · price: Represents the conversion of each share of common stock of the Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into the right to receive a number of validly issued, fully paid and non-assessable ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 each ("Arcadium Shares") equal to the Merger Exchange Ratio (as defined in the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (the "Transaction Agreement")). Read SEC document |
| May 01, 2023 Filed May 3, 2023 16:09 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 5,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010066 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,464 F1 · shares: The shares were issued to the reporting person pursuant to the Livent Corporation Compensation Policy for Non-Employee Directors as an annual equity grant. Read SEC document |
| May 01, 2022 Filed May 3, 2022 18:08 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 4,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011453 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,437 F1 · shares: The shares were issued to the reporting person pursuant to the Livent Corporation Compensation Policy for Non-Employee Directors as an annual equity grant. Read SEC document |
| May 01, 2021 Filed May 3, 2021 17:11 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 4,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-21-000381 · edgar.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,223 Read SEC document |
| May 29, 2020 Filed May 29, 2020 15:41 UTC | WABCO Holdings Inc. WBC · Entity 148887 | Disposition to issuerCommon Stock | 1,508.48 | $136.50 | $205,907.52 |
DisclosureSEC source: 0001104659-20-067697 · tm2021234-8_4.xml · nonDerivative · entry 3 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 0 F4 · security: Represents deferred shares allocated under the company's Deferred Compensation Plan. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| May 29, 2020 Filed May 29, 2020 15:41 UTC | WABCO Holdings Inc. WBC · Entity 148887 | Disposition to issuerCommon Stock | 4,229 | $136.50 | $577,258.50 |
DisclosureSEC source: 0001104659-20-067697 · tm2021234-8_4.xml · nonDerivative · entry 2 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · security: Represents deferred stock units granted as part of the reporting person's annual retainer. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration. F3 · security: The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and were scheduled to be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. Read SEC document |
| May 29, 2020 Filed May 29, 2020 15:41 UTC | WABCO Holdings Inc. WBC · Entity 148887 | Disposition to issuerCommon Stock | 5,405.487 | $136.50 | $737,848.98 |
DisclosureSEC source: 0001104659-20-067697 · tm2021234-8_4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · security: Represents common shares held in Rabbi trust for non-management directors immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration"). F5 · ownership.nature: Shares were held in a Rabbi trust for non-management directors. Director exercised voting rights but had no right to dispose until directorship ended. Read SEC document |
| May 01, 2020 Filed May 5, 2020 12:26 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 13,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015365 · form4.xml · nonDerivative · entry 2 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,228 Read SEC document |
| May 01, 2020 Filed May 5, 2020 12:26 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 15,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015365 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,161 Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 21:05 UTC | FMC CORP FMC · Entity 4704 | Tax withholdingCommon Stock | 922 | $90.38 | $83,330.36 |
DisclosureSEC source: 0001127602-20-014850 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,104 Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 11:56 UTC | Livent Corp. LTHM · Entity 95365 | Tax withholdingCommon Stock | 757 | $5.93 | $4,489.01 |
DisclosureSEC source: 0001127602-20-014718 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,481 Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 12:39 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014108 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,026 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person. Read SEC document |
| January 16, 2020 Filed Jan 16, 2020 19:22 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001754 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,879 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person. Read SEC document |
| December 04, 2019 Filed Jan 17, 2020 10:07 UTC | WABCO Holdings Inc. WBC · Entity 148887 | GiftCommon Stock | 1,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-004949 · tv536564_form5.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,229 F1 · kind: Transferred by gift by the reporting person to the D'Aloia Family Foundation. Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 17:01 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030819 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,760 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 17:41 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024953 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,637 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person. Read SEC document |
| May 30, 2019 Filed May 31, 2019 13:35 UTC | WABCO Holdings Inc. WBC · Entity 148887 | GrantCommon Stock | 882 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-029159 · tv522765_4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,099 F1 · security: The deferred stock units were granted as part of the reporting person's annual retainer. The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and shall be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:39 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 3,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016896 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,508 Read SEC document |
| May 01, 2019 Filed May 3, 2019 11:18 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 7,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017172 · form4.xml · nonDerivative · entry 2 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,238 Read SEC document |
| May 01, 2019 Filed May 3, 2019 11:18 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 8,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017172 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,176 Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 19:05 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015966 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,472 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:23 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 23,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-19-003084 · dp103206_4-daloia.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,701 F1 · shares: Represents the grant of restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), in connection with the adjustment of certain restricted stock units with respect to shares of common stock of FMC Corporation ("FMC"), par value $0.10 per share ("FMC Common Stock"), held by the Reporting Person as of March 1, 2019, in accordance with the terms of the Amended and Restated Employee Matters Agreement, dated as of February 4, 2019, by and between Livent and FMC ("EMA") and the anti-dilution adjustment provisions under the FMC Incentive Compensation and Stock Plan ("FMC Plan"), in connection with the prorata spinoff distribution ("Distribution") by FMC of all of its shares of Livent Common Stock to the holders of record of FMC Common Stock on February 25, 2019 ("Record Date"). F2 · shares: The Livent RSUs were granted pursuant to the Livent Corporation Incentive Compensation and Stock Plan ("Livent Plan") in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting and payment schedules) as applicable to the corresponding FMC restricted stock units. F1 · price: Represents the grant of restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), in connection with the adjustment of certain restricted stock units with respect to shares of common stock of FMC Corporation ("FMC"), par value $0.10 per share ("FMC Common Stock"), held by the Reporting Person as of March 1, 2019, in accordance with the terms of the Amended and Restated Employee Matters Agreement, dated as of February 4, 2019, by and between Livent and FMC ("EMA") and the anti-dilution adjustment provisions under the FMC Incentive Compensation and Stock Plan ("FMC Plan"), in connection with the prorata spinoff distribution ("Distribution") by FMC of all of its shares of Livent Common Stock to the holders of record of FMC Common Stock on February 25, 2019 ("Record Date"). F2 · price: The Livent RSUs were granted pursuant to the Livent Corporation Incentive Compensation and Stock Plan ("Livent Plan") in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting and payment schedules) as applicable to the corresponding FMC restricted stock units. F3 · balance_after: Reflects shares of Livent Common Stock received in connection with the Distribution in respect of shares of FMC Common Stock held as of the Record Date. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 15:23 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002340 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,348 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 17:40 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030691 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,219 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 19:08 UTC | Livent Corp. LTHM · Entity 95365 | PurchaseCommon Stock | 50,000 | $17.00 | $850,000.00 |
DisclosureSEC source: 0000950103-18-012046 · dp96872_4.xml · nonDerivative · entry 2 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,959 F2 · shares: Reflects the number of shares of common stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering of common stock. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 19:08 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 2,959 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-012046 · dp96872_4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 F1 · shares: Reflects the grant of restricted stock units under the Issuer's Incentive Compensation and Stock Plan (the "Plan"), which are scheduled to vest 100% on the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 18:26 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023649 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,174 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person. Read SEC document |
| May 24, 2018 Filed May 25, 2018 14:39 UTC | WABCO Holdings Inc. WBC · Entity 148887 | GrantCommon Stock | 901 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-031081 · tv495140_4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,217 F1 · security: The deferred stock units were granted as part of the reporting person's annual retainer. The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and shall be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; (iv) 13 months after the grant date; or (v) if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. Read SEC document |
| May 01, 2018 Filed May 2, 2018 17:34 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 1,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015895 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,130 Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 18:05 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014989 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,499 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with restricted stock units held by the reporting person. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 16:29 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002154 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,452 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with restricted and retainer stock units held by the reporting person. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 18:11 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030108 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,414 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with restricted and retainer stock units held by the reporting person. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:06 UTC | WABCO Holdings Inc. WBC · Entity 148887 | SaleCommon Stock | 3,626 | $139.78 | $506,842.28 |
DisclosureSEC source: 0001144204-17-038384 · v471538_4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,316 F1 · price: This transaction was executed in multiple trades at prices ranging from $139.77 to $139.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 17:30 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023989 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,374 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with restricted and retainer stock units held by the reporting person. Read SEC document |
| May 24, 2017 Filed Jun 6, 2017 15:11 UTC | WABCO Holdings Inc. WBC · Entity 148887 | GrantCommon Stock | 969 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-031235 · v468513_4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,942 F1 · security: The deferred stock units were granted as part of the reporting person's annual retainer. The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and shall be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; (iv) 13 months after the grant date; or (v) if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. Read SEC document |
| May 01, 2017 Filed May 2, 2017 15:49 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 3,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016239 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,325 Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 17:04 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015146 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,183 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 16:14 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002129 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,142 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted and retainer stock units held by the reporting person. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 13:04 UTC | FMC CORP FMC · Entity 4704 | GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065087 · form4.xml · nonDerivative · entry 1 DALOIA G PETER · CIK 0001210413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,092 F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted and retainer stock units held by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.