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LIGGINS ALFRED C

Disclosed activity across 1 company

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95345
SEC CIK
0001221506

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
URBAN ONE, INC.UONEK · Entity 153Director · CEO · 10% ownerJanuary 05, 2023January 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

URBAN ONE, INC.

Report date January 05, 2023 · Filed January 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class D Common StockSEC Table I · non-derivativeDirect12,902,406 Reported balance After 2024-01-05 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2024-01-05 · Grant · Acquired 383,781 · Balance 12,902,406

F1: Award vested immediately upon pricing.

Class D Common StockSEC Table I · non-derivativeDirect12,790,203 Reported balance After 2024-01-05 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2024-01-05 · Tax withholding · Acquired 112,203 · Balance 12,790,203

Stock Option (Class D)SEC Table II · derivative / convertible security · Conversion / exercise price $3.71 · Expires 2025-01-05Direct2,635,261 Reported balance After 2024-01-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-01-05 · Grant · Acquired 261,076 · Balance 2,635,261

Filing footnotes · ownership attribution and instrument terms

F1: Award vested immediately upon pricing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2024 Filed Jan 10, 2024 02:06 UTC URBAN ONE, INC. UONEK · Entity 153 GrantStock Option (Class D) · Derivative 261,076 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001727205-24-000004 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,635,261

Underlying: Class D Common Stock · 261,076 shares

Expires 2025-01-05

Read SEC document
January 05, 2024 Filed Jan 10, 2024 02:06 UTC URBAN ONE, INC. UONEK · Entity 153 Tax withholdingClass D Common Stock 112,203 $3.71 $416,273.13
Disclosure

SEC source: 0001727205-24-000004 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,790,203

Read SEC document
January 05, 2024 Filed Jan 10, 2024 02:06 UTC URBAN ONE, INC. UONEK · Entity 153 GrantClass D Common Stock 383,781 $0.00 $0.00
Disclosure

SEC source: 0001727205-24-000004 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,902,406

F1 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:36 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GrantClass D Common Stock · Derivative 162,535 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001221506-23-000001 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,367,934

Underlying: Class D Common Stock · 162,535 shares

Expires 2023-02-06

F4 · balance_after: The reporting person also holds 468,750 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:36 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 Tax withholdingClass D Common Stock 79,193 $5.15 $407,843.95
Disclosure

SEC source: 0001221506-23-000001 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,511,893

F2 · shares: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,713,487 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)

F3 · shares: continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:36 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GrantClass D Common Stock 266,232 $0.00 $0.00
Disclosure

SEC source: 0001221506-23-000001 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,591,086

F1 · shares: Award vested immediately upon pricing

Read SEC document
February 06, 2023 Filed Feb 17, 2023 19:46 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 GrantStock Option (Class D) · Derivative 162,535 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001221506-23-000002 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,367,934

Underlying: Class D Common Stock · 162,535 shares

Expires 2033-02-06

F5 · balance_after: The reporting person also holds 468,750 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.

Read SEC document
February 06, 2023 Filed Feb 17, 2023 19:46 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 Tax withholdingClass D Common Stock 78,671 $5.15 $405,155.65
Disclosure

SEC source: 0001221506-23-000002 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,512,415

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,714,009 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)

F4 · balance_after: (continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.

Read SEC document
February 06, 2023 Filed Feb 17, 2023 19:46 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 GrantClass D Common Stock 266,232 $0.00 $0.00
Disclosure

SEC source: 0001221506-23-000002 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,591,086

F1 · security: This Form 4A is being filed to reconcile share ownership totals after adjusting for actual shares withheld for taxes versus estimated amounts in relation to the February 6, 2023 grant and vesting.

F2 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Oct 24, 2023 00:37 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 GrantStock Option (Class D) · Derivative 168,786 $5.15 Strike: $5.15 $869,247.90
Disclosure

SEC source: 0001221506-23-000003 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,374,185

Underlying: Class D Common Stock · 168,786 shares

Expires 2033-02-06

F5 · balance_after: The reporting person also holds 468,750 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.

Read SEC document
February 06, 2023 Filed Oct 24, 2023 00:37 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 Tax withholdingClass D Common Stock 82,702 $5.15 $425,915.30
Disclosure

SEC source: 0001221506-23-000003 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,518,625

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,713,487 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)

F4 · balance_after: (continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.

Read SEC document
February 06, 2023 Filed Oct 24, 2023 00:37 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 GrantClass D Common Stock 276,472 $0.00 $0.00
Disclosure

SEC source: 0001221506-23-000003 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,601,327

F1 · security: This Form 4A is being filed is to adjust ownership totals due to a rounding error in the calculation methodology in relation to a February 2023 grant vesting. The Amendment increases Class D Common Stock ownership by 10,240 shares and option ownership by 6,251 options to purchase Class D shares.

F2 · shares: Award vested immediately upon pricing.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GrantStock Option (Class D) · Derivative 156,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · derivative · entry 5

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205,399

Underlying: Class D Common Stock · 156,250 shares

Expires 2032-09-26

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GrantStock Option (Class D) · Derivative 169,503 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · derivative · entry 4

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049,149

Underlying: Class D Common Stock · 169,503 shares

Expires 2032-09-26

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GrantRestricted Stock Units (Class D) · Derivative 468,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,750

Underlying: Class A Common Stock · 468,750 shares

Expires not disclosed

F2 · derivative.expiration_date: No expiration date.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 Tax withholdingClass D Common Stock 128,212 $4.23 $542,336.76
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,325,033

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of the Class A RSUs reported herein); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,526,627 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next foot note)

F4 · balance_after: (continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GrantClass D Common Stock 336,602 $0.00 $0.00
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,453,245

F1 · shares: Award vested immediately upon pricing.

Read SEC document
September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 GrantStock Option (Class D) · Derivative 156,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · derivative · entry 5

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205,399

Underlying: Class D Common Stock · 156,250 shares

Expires 2032-09-26

Read SEC document
September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 GrantStock Option (Class D) · Derivative 169,503 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · derivative · entry 4

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049,149

Underlying: Class D Common Stock · 169,503 shares

Expires 2032-09-26

Read SEC document
September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 GrantRestricted Stock Units (Class A) · Derivative 468,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,750

Underlying: Class A Common Stock · 468,750 shares

Expires not disclosed

F5 · derivative.expiration_date: No expiration date.

Read SEC document
September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 Tax withholdingClass D Common Stock 128,391 $4.23 $543,093.93
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,324,854

F2 · shares: Amendment updates shares withheld for tax which were estimated for timely filing and understated shares withheld by 179 shares.

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of the Class A RSUs reported herein); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,526,448 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)

F4 · balance_after: (continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.

Read SEC document
September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 GrantClass D Common Stock 336,602 $0.00 $0.00
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,453,245

F1 · shares: Award vested immediately upon pricing.

Read SEC document
January 06, 2021 Filed Jan 15, 2021 22:09 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GrantClass D Common Stock · Derivative 316,406 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001221506-21-000001 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,406

Underlying: Class D Common Stock · 316,406 shares

Expires 2030-06-05

Read SEC document
January 06, 2021 Filed Jan 15, 2021 22:09 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 Exercise / conversionClass D Common Stock · Derivative 512,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001221506-21-000001 · primary_doc.xml · derivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class D Common Stock · 512,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On June 12, 2019, the Compensation Committee granted Mr. Liggins 711,914 restricted shares of Class D Common Stock and stock options to purchase 316,406 shares of Class D Common Stock. The grants were effective June 5, 2020 and vested on January 6, 2021. On the vesting date, 199,378 shares were withheld to cover income taxes attributable to the vesting.

F6 · derivative.expiration_date: Not applicable

Read SEC document
January 06, 2021 Filed Jan 15, 2021 22:09 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 Exercise / conversionClass D Common Stock 512,536 Not disclosed Not disclosed
Disclosure

SEC source: 0001221506-21-000001 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,675,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (2) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (5) 3,325,207 shares of Class D common stock held by Alfred C. Liggins; (6) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (cont.)

F3 · balance_after: (9) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (10) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. More information about Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.

F4 · balance_after: This total excludes the number of stock options held. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.

Read SEC document
November 25, 2020 Filed Nov 25, 2020 21:18 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 PurchaseClass D Common Stock 182,371 $1.32 $240,729.72
Disclosure

SEC source: 0001221506-20-000007 · primary_doc.xml · nonDerivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,162,758

F3 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $1.25 to $1.39, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (2) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (5) 2,812,671 shares of Class D common stock held by Alfred C. Liggins; (6) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (cont.)

F5 · balance_after: (9) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (10) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.

F6 · balance_after: This total excludes the number of stock options held. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:18 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 PurchaseClass D Common Stock 287,231 $1.26 $361,911.06
Disclosure

SEC source: 0001221506-20-000007 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,980,387

F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $1.21 to $1.31, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:18 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 PurchaseClass D Common Stock 249,541 $1.21 $301,944.61
Disclosure

SEC source: 0001221506-20-000007 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,693,156

F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $1.16 to $1.24, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 13, 2020 Filed Nov 17, 2020 18:29 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 PurchaseClass D Common Stock 274,457 $1.04 $285,435.28
Disclosure

SEC source: 0001221506-20-000006 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,443,615

F1 · date: This Amended Form 4 is to correct the signatory of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $1.00 to $1.05, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (2) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (5) 2,093,528 shares of Class D common stock held by Alfred C. Liggins; (6) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (cont.)

F4 · balance_after: (9) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (10) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.

F5 · balance_after: This total excludes the number of stock options held. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.

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November 13, 2020 Filed Nov 17, 2020 17:25 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 PurchaseClass D Common Stock 274,457 $1.04 $285,435.28
Disclosure

SEC source: 0001221506-20-000005 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,443,615

F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $1.00 to $1.05, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (2) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (5) 2,093,528 shares of Class D common stock held by Alfred C. Liggins; (6) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (cont.)

F3 · balance_after: (9) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (10) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.

F4 · balance_after: This total excludes the number of stock options held. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 20, 2020.

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June 26, 2020 Filed Apr 30, 2021 20:45 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GiftClass D Common Stock 6,970 $0.00 $0.00
Disclosure

SEC source: 0001221506-21-000002 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,668,324

F1 · price: This is a filing to disclose a transaction involving a bona fide gift of securities by the reporting person. Price is not applicable to dispositions resulting from bona fide gifts.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (2) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (5) 3,318,237 shares of Class D common stock held by Alfred C. Liggins; (6) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (cont.)

F3 · balance_after: (9) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (10) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 30, 2021.

F4 · balance_after: This total excludes the number of stock options held. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 30, 2021

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June 22, 2020 Filed Jun 29, 2020 18:34 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 SaleClass A Common Stock 558,309 $23.96 $13,377,083.64
Disclosure

SEC source: 0001221506-20-000004 · primary_doc.xml · nonDerivative · entry 4

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,169,158

F4 · price: As previously reported on our Form 8-K filed June 22, 2020. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.23 to $24.20, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. After giving effect to the reported transactions, the reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) no shares of Class A common stock, the sales reported herein represented a complete disposition of his Class A holdings (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (4) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (6) 1,819,071 shares of Class D common stock held by Alfred C. Liggins; (7) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust;

F6 · balance_after: CONTINUED (8) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (9) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (10) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. More information on Mr. Liggins' ownership is included in our most recent proxy filed on April 29, 2020.

F7 · balance_after: This total does not include options to purchase 1,563,240 shares of Class D common stock held by Mr. Liggins. Mr. Liggins holds options for 587,000 Class D shares with an exercise price of $2.75 per share, options for 333,059 Class D shares with an exercise price of $1.90 per share, options for 351, 562 Class D shares with an exercise price of $1.80 per share, and options for 291, 619 Class D shares with an exercise price of $2.17 per share.

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June 22, 2020 Filed Jun 29, 2020 18:34 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 SaleClass A Common Stock 16,600 $26.57 $441,062.00
Disclosure

SEC source: 0001221506-20-000004 · primary_doc.xml · nonDerivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,727,467

F3 · price: As previously reported on our Form 8-K filed June 22, 2020. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.11 to $26.99, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 11, 2020 Filed Jun 29, 2020 18:34 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 PurchaseClass D Common Stock 729,873 $0.76 $554,703.48
Disclosure

SEC source: 0001221506-20-000004 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,744,067

F2 · price: As previously reported on our Form 8-K filed June 17, 2020.

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January 06, 2020 Filed Jun 29, 2020 18:34 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GrantClass D Common Stock 459,173 $1.85 $849,470.05
Disclosure

SEC source: 0001221506-20-000004 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,014,194

F1 · price: As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29,2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 656,142 restricted shares of the Company's Class D common stick and the 459,173 represents the retained amounts after the withholding of 196,969 shares for taxes.

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June 25, 2019 Filed Jun 26, 2019 21:15 UTC URBAN ONE, INC. UONE/UONEK · Entity 153 GiftClass D Common Stock 9,852 $2.03 $19,999.56
Disclosure

SEC source: 0001209191-19-039141 · doc4.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,555,021

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D;

F2 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 3,436,759 shares of Class D common stock held by Alfred C. Liggins

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June 01, 2018 Filed Jun 7, 2018 20:19 UTC URBAN ONE, INC. ROIA/ROIAK · Entity 153 Exercise / conversionOptions · Derivative 1,150,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-036336 · doc4.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,000

Underlying: Class D Common Stock · 1,150,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2018 Filed Jun 7, 2018 20:19 UTC URBAN ONE, INC. ROIA/ROIAK · Entity 153 Exercise / conversionClass D Common Stock 205,755 $2.00 $411,510.00
Disclosure

SEC source: 0001209191-18-036336 · doc4.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,943,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,943,799 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) becomes 9,817,208 Class D Shares, including 920,059 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Liggins ownership is included in our most recent proxy filed April 30, 2018.

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June 01, 2018 Filed Jun 7, 2018 20:19 UTC URBAN ONE, INC. ROIA/ROIAK · Entity 153 Tax withholdingClass D Common Stock 944,245 $2.00 $1,888,490.00
Disclosure

SEC source: 0001209191-18-036336 · doc4.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,149,554

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4, the number of the shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line Coded F in in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

F2 · kind: CONTINUED: The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above. The number of derivative securities owned after the transactions reported in column 9 of Table II above include only stock options, of which there were none.

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June 01, 2018 Filed Aug 15, 2018 21:23 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 Exercise / conversionOptions · Derivative 1,150,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-046863 · doc4a.xml · derivative · entry 4

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class D Common Stock · 1,150,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:23 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 OtherClass D Common Stock 205,755 $2.00 $411,510.00
Disclosure

SEC source: 0001209191-18-046863 · doc4a.xml · nonDerivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,943,799

F3 · kind: Represents a disposition of the shares to the issuer in exchange for cash at the fair market value of $2.00 per share on the date of repurchase by issuer.

F4 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,943,799 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) becomes 9,817,208 Class D Shares, including 920,059 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Liggins ownership is included in our most recent proxy filed April 30, 2018.

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June 01, 2018 Filed Aug 15, 2018 21:23 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 Tax withholdingClass D Common Stock 944,245 $2.00 $1,888,490.00
Disclosure

SEC source: 0001209191-18-046863 · doc4a.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,149,554

F2 · kind: Represents shares tendered to the issuer in payment of stock option exercise price and to satisfy withholding obligations.

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June 01, 2018 Filed Aug 15, 2018 21:23 UTC Amendment URBAN ONE, INC. UONE/UONEK · Entity 153 Exercise / conversionClass D Common Stock 1,150,000 $1.41 $1,621,500.00
Disclosure

SEC source: 0001209191-18-046863 · doc4a.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,093,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4/A is being filed to add the line reporting the acquisition of 1,150,000 shares of Class D Common Stock upon the exercise of the reported stock option prior to disposition of the shares to the issuer in two previously reported transactions.

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January 05, 2018 Filed Feb 16, 2018 21:25 UTC URBAN ONE, INC. ROIA/ROIAK · Entity 153 GrantOptions · Derivative 372,242 $1.70 Strike: $1.70 $632,811.40
Disclosure

SEC source: 0001209191-18-010856 · doc5.xml · derivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,157,200

Underlying: Class D · 372,242 shares

Expires 2028-01-05

F3 · shares: Options to purchase Class D common stock that will vest 100% on January 5, 2019.

F4 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 14,157,200 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D;

F5 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; (10) 3,666,696 shares of Class D common stock held by Alfred C. Liggins; and (11) options to purchase 372,242 shares of Class D common stock that will vest 100% on January 5, 2019

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January 05, 2018 Filed Feb 16, 2018 21:25 UTC URBAN ONE, INC. ROIA/ROIAK · Entity 153 GrantClass D Common Stock 791,015 $1.70 $1,344,725.50
Disclosure

SEC source: 0001209191-18-010856 · doc5.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,784,958

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,784,958 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D;

F2 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 2,875,681 shares of Class D common stock held by Alfred C. Liggins

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August 07, 2017 Filed Aug 21, 2017 20:57 UTC URBAN ONE, INC. ROIA/ROIAK · Entity 153 GrantOption · Derivative 333,059 $1.90 Strike: $1.90 $632,812.10
Disclosure

SEC source: 0001209191-17-049725 · doc4.xml · derivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,410,267

Underlying: Class D · 333,059 shares

Expires 2028-08-07

F3 · derivative.exercise_price: Determined based on $1.90 closing price on August 7, 2017 and application of Black Scholes modeling factor.

F4 · shares: Options to purchase Class D common stock that will vest in increments of 33.33% over three years

F3 · price: Determined based on $1.90 closing price on August 7, 2017 and application of Black Scholes modeling factor.

F5 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,410,267 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D

F6 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; (10) 2,542,622 shares of Class D common stock held by Alfred C. Liggins; and (11) options to purchase 333,059 shares of Class D common stock as reported on Form 8K on August 17, 2017

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August 07, 2017 Filed Aug 21, 2017 20:57 UTC URBAN ONE, INC. ROIA/ROIAK · Entity 153 GrantClass D Common Stock 749,383 $1.90 $1,423,827.70
Disclosure

SEC source: 0001209191-17-049725 · doc4.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,077,208

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,077,208 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D

F2 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 2,958,946 shares of Class D common stock held by Alfred C. Liggins.

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June 24, 2016 Filed Feb 15, 2017 21:35 UTC URBAN ONE, INC. ROIA/ROIAK · Entity 153 GiftClass D Common Stock 160,820 $2.87 $461,553.40
Disclosure

SEC source: 0001209191-17-011094 · doc5.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,327,825

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 12,327,825 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D;

F4 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 2,209,563 shares of Class D common stock held by Alfred C. Liggins.

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June 23, 2016 Filed Feb 15, 2017 21:35 UTC URBAN ONE, INC. ROIA/ROIAK · Entity 153 GiftClass D Common Stock 148,889 $3.10 $461,555.90
Disclosure

SEC source: 0001209191-17-011094 · doc5.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,488,645

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 12,488,645 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D

F2 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 2,370,383 shares of Class D common stock held by Alfred C. Liggins.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.