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organization · Reporting owner

Goff Family Investments, LP

Disclosed activity across 4 companies

Tapewire entity
95295
SEC CIK
0001813596

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Crescent Energy CoCRGY · Entity 3846John C. Goff, beneficial ownerDecember 07, 2021December 09, 2021
GameSquare Holdings, Inc.GAME · Entity 734010% ownerJanuary 01, 2024January 11, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Crescent Energy Co

Report date December 07, 2021 · Filed December 09, 2021

Jointly reported with GOFF JOHN C

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote2,028,804 Reported balance After 2021-12-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-12-07 · Grant · Acquired 2,028,804 · Balance 2,028,804

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F2: The shares of Crescent Energy Company (the "Issuer") common stock ("Common Stock") are held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS.

F3: (continued from footnote 2) The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,747,221 Reported balance After 2021-12-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-12-07 · Grant · Acquired 1,747,221 · Balance 1,747,221

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F4: The Common Stock is held directly by JCG 2016 Holdings, LP ("Holdings"). JCG 2016 Management, LLC ("Holdings GP") is the general partner of Holdings, the Trust is the controlling equity holder of Holdings GP, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote2,413,523 Reported balance After 2021-12-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-12-07 · Grant · Acquired 2,413,523 · Balance 2,413,523

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F5: The Common Stock is held directly by the Trust. John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote605,332 Reported balance After 2021-12-07 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-12-07 · Grant · Acquired 605,332 · Balance 605,332

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F7: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote74,578 Reported balance After 2021-12-07 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-12-07 · Grant · Acquired 74,578 · Balance 74,578

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F8: The Common Stock is held directly by Kulik Partners, LP ("Kulik"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik, and John C. Goff is a manager of Kulik GP. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote607,741 Reported balance After 2021-12-07 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-12-07 · Grant · Acquired 607,741 · Balance 607,741

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F9: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote953,663 Reported balance After 2021-12-07 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2021-12-07 · Grant · Acquired 953,663 · Balance 953,663

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F10: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II. GFS Management is the managing member of GFS MCEP, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote489,058 Reported balance After 2021-12-07 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2021-12-07 · Grant · Acquired 489,058 · Balance 489,058

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F11: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy. GFS Management is the managing member of GFS Energy, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote52,391 Reported balance After 2021-12-07 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2021-12-07 · Grant · Acquired 52,391 · Balance 52,391

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F12: The Common Stock is held directly by the Goff Family Foundation ("GFF"). John C. Goff is the sole board member of GFF. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect714,357 Reported balance After 2021-12-07 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-12-07 · Grant · Acquired 714,357 · Balance 714,357

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F6: The Common Stock is held in an IRA account for the benefit of John C. Goff.

Filing footnotes · ownership attribution and instrument terms

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F2: The shares of Crescent Energy Company (the "Issuer") common stock ("Common Stock") are held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS.

F3: (continued from footnote 2) The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein.

F4: The Common Stock is held directly by JCG 2016 Holdings, LP ("Holdings"). JCG 2016 Management, LLC ("Holdings GP") is the general partner of Holdings, the Trust is the controlling equity holder of Holdings GP, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

F5: The Common Stock is held directly by the Trust. John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

F6: The Common Stock is held in an IRA account for the benefit of John C. Goff.

F7: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

F8: The Common Stock is held directly by Kulik Partners, LP ("Kulik"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik, and John C. Goff is a manager of Kulik GP. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

F9: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

F10: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II. GFS Management is the managing member of GFS MCEP, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

F11: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy. GFS Management is the managing member of GFS Energy, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

F12: The Common Stock is held directly by the Goff Family Foundation ("GFF"). John C. Goff is the sole board member of GFF. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

GameSquare Holdings, Inc.

Report date January 01, 2024 · Filed January 11, 2024

Jointly reported with GOFF JOHN C, Goff NextGen Holdings, LLC, JCG 2016 Holdings, LP

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeIndirectSee footnote720,751 Reported balance Holding disclosure · report date 2024-01-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 720,751

F1: Shares are held indirectly by John C. Goff through Goff NextGen Holdings, LLC.

Common SharesSEC Table I · non-derivativeIndirectSee footnote616,834 Reported balance Holding disclosure · report date 2024-01-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 616,834

F2: Shares are held indirectly by John C. Goff through JCG 2016 Holdings, LP.

Common SharesSEC Table I · non-derivativeIndirectSee footnote41,039 Reported balance Holding disclosure · report date 2024-01-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 41,039

F3: Shares are held indirectly by John C. Goff through Goff Family Investments, LP.

Warrant (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 · Expires 2024-06-30IndirectSee footnotesNot disclosed Reported balance Holding disclosure · report date 2024-01-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F5: Exercise price reported in CAD$.

F4: The Warrants were granted on June 30, 2022 and are fully vested and exercisable.

F2: Shares are held indirectly by John C. Goff through JCG 2016 Holdings, LP.

Warrant (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2024-06-30IndirectSee footnotesNot disclosed Reported balance Holding disclosure · report date 2024-01-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F5: Exercise price reported in CAD$.

F6: The Warrants were granted on December 23, 2022 and are fully vested and exercisable.

F2: Shares are held indirectly by John C. Goff through JCG 2016 Holdings, LP.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held indirectly by John C. Goff through Goff NextGen Holdings, LLC.

F2: Shares are held indirectly by John C. Goff through JCG 2016 Holdings, LP.

F3: Shares are held indirectly by John C. Goff through Goff Family Investments, LP.

F4: The Warrants were granted on June 30, 2022 and are fully vested and exercisable.

F5: Exercise price reported in CAD$.

F6: The Warrants were granted on December 23, 2022 and are fully vested and exercisable.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2021-12-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-12-07 · Disposition to issuer · Disposed 10,144,020 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F2: The shares of Contango Oil & Gas Co. (the "Issuer") common stock ("Common Stock") is held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and,

F3: (Continued from footnote 2) as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-12-07 · Disposition to issuer · Disposed 8,632,710 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F4: The Common Stock is held directly by JCG 2016 Holdings, LP ("JCG Holdings"). JCG 2016 Management, LLC ("JCG Management") is the general partner of JCG Holdings and, as such, it may be deemed to beneficially own the securities held by JCG Holdings. The Trust is the controlling equity holder of JCG Management and, as such, it may be deemed to beneficially own the securities held by JCG Management. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the JCG Holdings, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-12-07 · Disposition to issuer · Disposed 12,067,617 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F5: The Common Stock is held directly by the Trust. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-07 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-12-07 · Disposition to issuer · Disposed 3,026,664 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F7: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the securities held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Investments, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-07 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-12-07 · Disposition to issuer · Disposed 372,890 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F8: The Common Stock is held directly by Kulik Partners, LP ("Kulik Partners"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik Partners and, as such, may be deemed to beneficially own the securities held by Kulik Partners. John C. Goff is the manager of Kulik GP, and, as such, he may be deemed to beneficially own the securities held by Kulik GP. Mr. Goff disclaims beneficial ownership of the Common Stock held by Kulik Partners, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-07 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2021-12-07 · Disposition to issuer · Disposed 3,038,705 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F9: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP and, as such, may be deemed to beneficially own the securities held by Goff MCEP. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCEP, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-07 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2021-12-07 · Disposition to issuer · Disposed 4,768,317 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F10: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II and, as such, it may be deemed to beneficially own the Common Stock held by MCEP II. GFS Management is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Stock held by GFS MCEP. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by MCEP II, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-07 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2021-12-07 · Disposition to issuer · Disposed 2,445,290 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F11: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Stock held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Stock held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS.

F12: (Continued from footnote 11) The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Energy, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-07 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2021-12-07 · Disposition to issuer · Disposed 261,957 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F13: The Common Stock is held directly by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Stock held by the Family Foundation.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-12-07 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-12-07 · Disposition to issuer · Disposed 3,571,786 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F6: The Common Stock is held in an IRA account for the benefit of John C. Goff.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-12-07 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-12-07 · Disposition to issuer · Disposed 103,398 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-12-07 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2021-12-07 · Disposition to issuer · Disposed 71,750 · Balance 0

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F14: The Common Stock is held directly by Travis Goff.

Filing footnotes · ownership attribution and instrument terms

F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.

F2: The shares of Contango Oil & Gas Co. (the "Issuer") common stock ("Common Stock") is held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and,

F3: (Continued from footnote 2) as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein.

F4: The Common Stock is held directly by JCG 2016 Holdings, LP ("JCG Holdings"). JCG 2016 Management, LLC ("JCG Management") is the general partner of JCG Holdings and, as such, it may be deemed to beneficially own the securities held by JCG Holdings. The Trust is the controlling equity holder of JCG Management and, as such, it may be deemed to beneficially own the securities held by JCG Management. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the JCG Holdings, except to the extent of his pecuniary interest therein.

F5: The Common Stock is held directly by the Trust. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein.

F6: The Common Stock is held in an IRA account for the benefit of John C. Goff.

F7: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the securities held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Investments, except to the extent of his pecuniary interest therein.

F8: The Common Stock is held directly by Kulik Partners, LP ("Kulik Partners"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik Partners and, as such, may be deemed to beneficially own the securities held by Kulik Partners. John C. Goff is the manager of Kulik GP, and, as such, he may be deemed to beneficially own the securities held by Kulik GP. Mr. Goff disclaims beneficial ownership of the Common Stock held by Kulik Partners, except to the extent of his pecuniary interest therein.

F9: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP and, as such, may be deemed to beneficially own the securities held by Goff MCEP. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCEP, except to the extent of his pecuniary interest therein.

F10: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II and, as such, it may be deemed to beneficially own the Common Stock held by MCEP II. GFS Management is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Stock held by GFS MCEP. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by MCEP II, except to the extent of his pecuniary interest therein.

F11: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Stock held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Stock held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS.

F12: (Continued from footnote 11) The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Energy, except to the extent of his pecuniary interest therein.

F13: The Common Stock is held directly by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Stock held by the Family Foundation.

F14: The Common Stock is held directly by Travis Goff.

Section 16 reporting ended · disclosed 2021-01-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-01-21 · Disposition to issuer · Disposed 25,900 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F1: These common units ("Common Units") representing a limited partner interest in Mid-Con Energy Partners, LP ("Mid-Con") are directly held by the John C. Goff 2010 Family Trust (the "Trust"). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-01-21 · Disposition to issuer · Disposed 8,000 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F2: These Common Units are directly held by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the Common Units held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-01-21 · Disposition to issuer · Disposed 1,736,403 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F3: These Common Units are directly held by Goff MCEP Holdings, LLC ("Goff MCEP Holdings"). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-01-21 · Disposition to issuer · Disposed 2,724,753 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F4: These Common Units are directly held by Goff MCEP II, LP ("Goff MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC ("GFS Management") is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-01-21 · Disposition to issuer · Disposed 1,616,713 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F5: These Common Units are directly held by Goff REN Holdings, LLC ("Goff REN"). GFS REN GP, LLC ("GFS REN") is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-01-21 · Disposition to issuer · Disposed 419,193 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F6: These Common Units are directly held by Goff REN Holdings II, LLC ("Goff REN II"). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-01-21 · Disposition to issuer · Disposed 1,397,309 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F7: These Common Units are directly held by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2021-01-21 · Disposition to issuer · Disposed 149,690 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F8: These Common Units are directly held by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.

Phantom UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-21 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-01-21 · Disposition to issuer · Disposed 41,000 · Balance 0

F9: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date.

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: These common units ("Common Units") representing a limited partner interest in Mid-Con Energy Partners, LP ("Mid-Con") are directly held by the John C. Goff 2010 Family Trust (the "Trust"). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F2: These Common Units are directly held by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the Common Units held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.

F3: These Common Units are directly held by Goff MCEP Holdings, LLC ("Goff MCEP Holdings"). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F4: These Common Units are directly held by Goff MCEP II, LP ("Goff MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC ("GFS Management") is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F5: These Common Units are directly held by Goff REN Holdings, LLC ("Goff REN"). GFS REN GP, LLC ("GFS REN") is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F6: These Common Units are directly held by Goff REN Holdings II, LLC ("Goff REN II"). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F7: These Common Units are directly held by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F8: These Common Units are directly held by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.

F9: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date.

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2020 Filed Jun 11, 2020 18:09 UTC CONTANGO OIL & GAS CO MCF · Entity 15613 ConversionCommon Stock 820,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016189 · doc4.xml · nonDerivative · entry 3

GOFF JOHN C · CIK 0001040463 · Director · 10% owner

Goff MCF Partners, LP · CIK 0001743422 · 10% owner

Goff Capital, Inc. · CIK 0001682344 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

JCG 2016 Holdings, LP · CIK 0001687040 · 10% owner

Kulik Partners, LP · CIK 0001798164 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,666,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date.

F4 · ownership.nature: The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by the The John C. Goff 2010 Family Trust (the Trust). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 18:09 UTC CONTANGO OIL & GAS CO MCF · Entity 15613 ConversionCommon Stock 800,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016189 · doc4.xml · nonDerivative · entry 2

GOFF JOHN C · CIK 0001040463 · Director · 10% owner

Goff MCF Partners, LP · CIK 0001743422 · 10% owner

Goff Capital, Inc. · CIK 0001682344 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

JCG 2016 Holdings, LP · CIK 0001687040 · 10% owner

Kulik Partners, LP · CIK 0001798164 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,632,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date.

F3 · ownership.nature: The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by JCG 2016 Holdings, LP (JCG Holdings). JCG 2016 Management, LLC (JCG Management) is the general partner of JCG Holdings and, as such, it may be deemed to beneficially own the securities held by JCG Holdings. The Trust is the controlling equity holder of JCG Management and, as such, it may be deemed to beneficially own the securities held by JCG Management. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass B Convertible Preferred Units · Derivative 2,614,379 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 15

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 2,614,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F4 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F10 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff Focused Energy Strategies, LP (Goff Energy). GFS Energy GP, LLC (GFS Energy) is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass B Convertible Preferred Units · Derivative 784,314 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 14

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 784,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F4 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F9 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff REN Holdings II, LLC (Goff REN II). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass B Convertible Preferred Units · Derivative 784,314 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 13

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 784,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F4 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F8 · ownership.nature: These Class A and Class B Preferred Units and the Common Units acquired upon conversion of the Class A and Class B Preferred Units are held directly by Goff REN Holdings, LLC (Goff REN). GFS REN GP, LLC (GFS REN) is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass B Convertible Preferred Units · Derivative 5,098,039 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 12

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 5,098,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F4 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F6 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff MCEP II, LP (Goff MCEP II). GFS MCEP GP, LLC (GFS MCEP) is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC (GFS Management) is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC (GFS) is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC (GFT) is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT.

F7 · ownership.nature: (continued from footnote 6) John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass A Convertible Preferred Units · Derivative 232,558 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 11

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 232,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F3 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F11 · ownership.nature: These Class A Preferred Units and the Common Units acquired upon conversion of the Class A Preferred Units are held directly by the Goff Family Foundation (Family Foundation). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass A Convertible Preferred Units · Derivative 1,860,465 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 10

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 1,860,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F3 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F8 · ownership.nature: These Class A and Class B Preferred Units and the Common Units acquired upon conversion of the Class A and Class B Preferred Units are held directly by Goff REN Holdings, LLC (Goff REN). GFS REN GP, LLC (GFS REN) is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

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June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass A Convertible Preferred Units · Derivative 2,697,674 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 9

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 2,697,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F3 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F5 · ownership.nature: These Class A Preferred Units and the Common Units acquired upon conversion of the Class A Preferred Units are held directly by Goff MCEP Holdings, LLC (Goff MCEP Holdings). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

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June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 149,690 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 8

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 149,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · ownership.nature: These Class A Preferred Units and the Common Units acquired upon conversion of the Class A Preferred Units are held directly by the Goff Family Foundation (Family Foundation). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.

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June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 1,397,309 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 7

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,397,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff Focused Energy Strategies, LP (Goff Energy). GFS Energy GP, LLC (GFS Energy) is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 419,193 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 6

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 419,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff REN Holdings II, LLC (Goff REN II). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 1,616,713 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 5

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,616,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · ownership.nature: These Class A and Class B Preferred Units and the Common Units acquired upon conversion of the Class A and Class B Preferred Units are held directly by Goff REN Holdings, LLC (Goff REN). GFS REN GP, LLC (GFS REN) is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 2,724,753 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 4

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,724,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff MCEP II, LP (Goff MCEP II). GFS MCEP GP, LLC (GFS MCEP) is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC (GFS Management) is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC (GFS) is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC (GFT) is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT.

F7 · ownership.nature: (continued from footnote 6) John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

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June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 1,736,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 3

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,736,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: These Class A Preferred Units and the Common Units acquired upon conversion of the Class A Preferred Units are held directly by Goff MCEP Holdings, LLC (Goff MCEP Holdings). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.