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Goff REN Holdings, LLC

Disclosed activity across 1 company

Tapewire entity
143583
SEC CIK
0001682594

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2021-01-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-01-21 · Disposition to issuer · Disposed 25,900 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F1: These common units ("Common Units") representing a limited partner interest in Mid-Con Energy Partners, LP ("Mid-Con") are directly held by the John C. Goff 2010 Family Trust (the "Trust"). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-01-21 · Disposition to issuer · Disposed 8,000 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F2: These Common Units are directly held by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the Common Units held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-01-21 · Disposition to issuer · Disposed 1,736,403 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F3: These Common Units are directly held by Goff MCEP Holdings, LLC ("Goff MCEP Holdings"). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-01-21 · Disposition to issuer · Disposed 2,724,753 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F4: These Common Units are directly held by Goff MCEP II, LP ("Goff MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC ("GFS Management") is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-01-21 · Disposition to issuer · Disposed 1,616,713 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F5: These Common Units are directly held by Goff REN Holdings, LLC ("Goff REN"). GFS REN GP, LLC ("GFS REN") is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-01-21 · Disposition to issuer · Disposed 419,193 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F6: These Common Units are directly held by Goff REN Holdings II, LLC ("Goff REN II"). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-01-21 · Disposition to issuer · Disposed 1,397,309 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F7: These Common Units are directly held by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Common UnitsSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-01-21 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2021-01-21 · Disposition to issuer · Disposed 149,690 · Balance 0

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F8: These Common Units are directly held by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.

Phantom UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-21 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-01-21 · Disposition to issuer · Disposed 41,000 · Balance 0

F9: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date.

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: These common units ("Common Units") representing a limited partner interest in Mid-Con Energy Partners, LP ("Mid-Con") are directly held by the John C. Goff 2010 Family Trust (the "Trust"). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F2: These Common Units are directly held by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the Common Units held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.

F3: These Common Units are directly held by Goff MCEP Holdings, LLC ("Goff MCEP Holdings"). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F4: These Common Units are directly held by Goff MCEP II, LP ("Goff MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC ("GFS Management") is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F5: These Common Units are directly held by Goff REN Holdings, LLC ("Goff REN"). GFS REN GP, LLC ("GFS REN") is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F6: These Common Units are directly held by Goff REN Holdings II, LLC ("Goff REN II"). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F7: These Common Units are directly held by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

F8: These Common Units are directly held by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.

F9: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date.

F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2021 Filed Jan 22, 2021 21:28 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 Disposition to issuerPhantom Units · Derivative 41,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002926 · doc4.xml · derivative · entry 9

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Goff Travis · CIK 0001813595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 41,000 shares

Expires not disclosed

F9 · derivative.exercise_price: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date.

F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F9 · derivative.exercise_date: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date.

F9 · derivative.expiration_date: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 21:28 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 Disposition to issuerCommon Units 149,690 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 8

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Goff Travis · CIK 0001813595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F8 · ownership.nature: These Common Units are directly held by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 21:28 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 Disposition to issuerCommon Units 1,397,309 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 7

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Goff Travis · CIK 0001813595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F7 · ownership.nature: These Common Units are directly held by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 21:28 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 Disposition to issuerCommon Units 419,193 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 6

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Goff Travis · CIK 0001813595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F6 · ownership.nature: These Common Units are directly held by Goff REN Holdings II, LLC ("Goff REN II"). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 21:28 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 Disposition to issuerCommon Units 1,616,713 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 5

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Goff Travis · CIK 0001813595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F5 · ownership.nature: These Common Units are directly held by Goff REN Holdings, LLC ("Goff REN"). GFS REN GP, LLC ("GFS REN") is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 21:28 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 Disposition to issuerCommon Units 2,724,753 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 4

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Goff Travis · CIK 0001813595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F4 · ownership.nature: These Common Units are directly held by Goff MCEP II, LP ("Goff MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC ("GFS Management") is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 21:28 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 Disposition to issuerCommon Units 1,736,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 3

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Goff Travis · CIK 0001813595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F3 · ownership.nature: These Common Units are directly held by Goff MCEP Holdings, LLC ("Goff MCEP Holdings"). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 21:28 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 Disposition to issuerCommon Units 8,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 2

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Goff Travis · CIK 0001813595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F2 · ownership.nature: These Common Units are directly held by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the Common Units held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 21:28 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 Disposition to issuerCommon Units 25,900 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 1

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Goff Travis · CIK 0001813595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.

F1 · ownership.nature: These common units ("Common Units") representing a limited partner interest in Mid-Con Energy Partners, LP ("Mid-Con") are directly held by the John C. Goff 2010 Family Trust (the "Trust"). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 17:48 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 GrantPhantom Units · Derivative 41,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-029344 · doc4.xml · derivative · entry 8

Goff Travis · CIK 0001813595 · Director · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Units · 41,000 shares

Expires not disclosed

F8 · derivative.exercise_price: On October 23, 2020, Travis Goff received an equity award of 41,000 Phantom Units, convertible on a one for one basis into Common Units, issued under the Issuer's Long Term Incentive Plan. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12)-month anniversary of the date of grant and (b) the date of the annual meeting of unitholders next following the date of grant. The Phantom Units do not have an expiration date.

F8 · derivative.exercise_date: On October 23, 2020, Travis Goff received an equity award of 41,000 Phantom Units, convertible on a one for one basis into Common Units, issued under the Issuer's Long Term Incentive Plan. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12)-month anniversary of the date of grant and (b) the date of the annual meeting of unitholders next following the date of grant. The Phantom Units do not have an expiration date.

F8 · derivative.expiration_date: On October 23, 2020, Travis Goff received an equity award of 41,000 Phantom Units, convertible on a one for one basis into Common Units, issued under the Issuer's Long Term Incentive Plan. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12)-month anniversary of the date of grant and (b) the date of the annual meeting of unitholders next following the date of grant. The Phantom Units do not have an expiration date.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass B Convertible Preferred Units · Derivative 2,614,379 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 15

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 2,614,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F4 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F10 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff Focused Energy Strategies, LP (Goff Energy). GFS Energy GP, LLC (GFS Energy) is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass B Convertible Preferred Units · Derivative 784,314 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 14

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 784,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F4 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F9 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff REN Holdings II, LLC (Goff REN II). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass B Convertible Preferred Units · Derivative 784,314 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 13

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 784,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F4 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F8 · ownership.nature: These Class A and Class B Preferred Units and the Common Units acquired upon conversion of the Class A and Class B Preferred Units are held directly by Goff REN Holdings, LLC (Goff REN). GFS REN GP, LLC (GFS REN) is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass B Convertible Preferred Units · Derivative 5,098,039 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 12

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 5,098,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F4 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class B Convertible Preferred Unit (Class B Preferred Units) had converted into 0.5344706 Common Units. Prior to the conversion, the Class B Preferred Units had no expiration date.

F6 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff MCEP II, LP (Goff MCEP II). GFS MCEP GP, LLC (GFS MCEP) is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC (GFS Management) is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC (GFS) is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC (GFT) is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT.

F7 · ownership.nature: (continued from footnote 6) John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass A Convertible Preferred Units · Derivative 232,558 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 11

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 232,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F3 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F11 · ownership.nature: These Class A Preferred Units and the Common Units acquired upon conversion of the Class A Preferred Units are held directly by the Goff Family Foundation (Family Foundation). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.

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June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass A Convertible Preferred Units · Derivative 1,860,465 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 10

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 1,860,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F3 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F8 · ownership.nature: These Class A and Class B Preferred Units and the Common Units acquired upon conversion of the Class A and Class B Preferred Units are held directly by Goff REN Holdings, LLC (Goff REN). GFS REN GP, LLC (GFS REN) is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

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June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionClass A Convertible Preferred Units · Derivative 2,697,674 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · derivative · entry 9

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Units Representing Limited Partner Interests · 2,697,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F3 · derivative.expiration_date: On June 4, 2020, the Issuer informed the Reporting Persons that, effective immediately, each Class A Convertible Preferred Unit (Class A Preferred Units) had converted into 0.6436667 Common Units. Prior to the conversion, the Class A Preferred Units had no expiration date.

F5 · ownership.nature: These Class A Preferred Units and the Common Units acquired upon conversion of the Class A Preferred Units are held directly by Goff MCEP Holdings, LLC (Goff MCEP Holdings). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 149,690 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 8

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 149,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · ownership.nature: These Class A Preferred Units and the Common Units acquired upon conversion of the Class A Preferred Units are held directly by the Goff Family Foundation (Family Foundation). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 1,397,309 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 7

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,397,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff Focused Energy Strategies, LP (Goff Energy). GFS Energy GP, LLC (GFS Energy) is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 419,193 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 6

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 419,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff REN Holdings II, LLC (Goff REN II). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 1,616,713 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 5

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,616,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · ownership.nature: These Class A and Class B Preferred Units and the Common Units acquired upon conversion of the Class A and Class B Preferred Units are held directly by Goff REN Holdings, LLC (Goff REN). GFS REN GP, LLC (GFS REN) is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 2,724,753 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 4

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,724,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · ownership.nature: These Class B Preferred Units and the Common Units acquired upon conversion of the Class B Preferred Units are held directly by Goff MCEP II, LP (Goff MCEP II). GFS MCEP GP, LLC (GFS MCEP) is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC (GFS Management) is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC (GFS) is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC (GFT) is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT.

F7 · ownership.nature: (continued from footnote 6) John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Mid-Con Energy Partners, LP MCEP · Entity 143565 ConversionCommon Units 1,736,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015657 · doc4.xml · nonDerivative · entry 3

GOFF JOHN C · CIK 0001040463 · 10% owner

Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner

Goff MCEP II LP · CIK 0001725530 · 10% owner

Goff REN Holdings, LLC · CIK 0001682594 · 10% owner

Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner

Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner

Goff Family Foundation · CIK 0001682336 · 10% owner

Goff Family Investments, LP · CIK 0001813596 · 10% owner

John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,736,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: These Class A Preferred Units and the Common Units acquired upon conversion of the Class A Preferred Units are held directly by Goff MCEP Holdings, LLC (Goff MCEP Holdings). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.