THATCH JOHN

SEC source: 0001493152-23-017442 · ownership.xml · nonDerivative · entry 1

THATCH JOHN · CIK 0001733061 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,040

F1 · kind: Acquired in connection with a distribution of shares registered pursuant to a registration statement on Form S-1 filed by the Issuer with the Securities and Exchange Commission for a planned distribution of shares of common stock, par value $0.0001 per share of Sharing Services Global Corporation, beneficially held by DSS, Inc. (formerly Document Security Systems, Inc.), directly and through its subsidiary, Decentralized Sharing Systems, Inc., to the shareholders of DSS, Inc.

F2 · balance_after: This amount does not include the 16,470,620 shares held indirectly through the Thatch Family Trust or any other shares underlying the warrants issued to John Thatch.

SEC source: 0001493152-23-009281 · ownership.xml · derivative · entry 1

THATCH JOHN · CIK 0001733061 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,444,663

Underlying: Common Stock · 8,444,663 shares

Expires 2028-02-20

F1 · derivative.exercise_date: The Warrants were issued to the Reporting Person as a consideration for his services to the Issuer and are immediately exercisable.

SEC source: 0001493152-19-011062 · ownership.xml · nonDerivative · entry 1

THATCH JOHN · CIK 0001733061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,575

F1 · shares: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer.

F1 · price: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer.

SEC source: 0001493152-19-001051 · ownership.xml · nonDerivative · entry 2

THATCH JOHN · CIK 0001733061 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 18,470,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares of the registrant's common stock reported herein were acquired upon the exercise on January 24, 2019 by the named officer of derivative securities received on that date by the named officer pursuant to his employment agreement, and the conversion, of the shares of the registrant's Series A convertible preferred stock acquired thereof, into shares of common stock. Of these shares, (a) 11,470,620 shares of common stock are held by a trust for the benefit of the named officer's family and (b) 2,000,000 shares are held by children of the named officer. The named officer is deemed to have beneficial ownership of all the shares acquired on the transaction date.

SEC source: 0001493152-19-001051 · ownership.xml · nonDerivative · entry 1

THATCH JOHN · CIK 0001733061 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 16,470,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares of the registrant's common stock reported herein were acquired upon the exercise on January 24, 2019 by the named officer of derivative securities received on that date by the named officer pursuant to his employment agreement, and the conversion, of the shares of the registrant's Series A convertible preferred stock acquired thereof, into shares of common stock. Of these shares, (a) 11,470,620 shares of common stock are held by a trust for the benefit of the named officer's family and (b) 2,000,000 shares are held by children of the named officer. The named officer is deemed to have beneficial ownership of all the shares acquired on the transaction date.

SEC source: 0001469709-18-000176 · shrv-thatch4_110118apg.xml · nonDerivative · entry 1

THATCH JOHN · CIK 0001733061 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FOOTNOTE

Disclosed balance after: 5,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares of the registrant's common stock reported herein were acquired upon the exercise by the named officer of derivative securities held by the named officer and the conversion, of the shares of the registrant's Series A convertible preferred stock acquired thereof, into shares of common stock. The shares of common stock acquired pursuant to these transactions are held by a trust for the benefit of the named officer's family. The named officer is deemed to have beneficial ownership of said shares.