organization · Reporting owner
Adjuvant Global Health Technology Fund, L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AN2 Therapeutics, Inc.
Report date January 16, 2024 · Filed January 18, 2024
Jointly reported with Adjuvant Global Health Technology Fund DE, L.P., Adjuvant Capital GP, L.P., Adjuvant Capital Management, LLC
Section 16 reporting ended · disclosed 2024-01-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,995,958 |
Reported balance
After 2024-01-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-01-16 · Sale · Disposed 84,093 · Balance 1,995,958 F1: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectBy Adjuvant Global Health Technology Fund DE, L.P. | 377,542 |
Reported balance
After 2024-01-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-01-16 · Sale · Disposed 15,907 · Balance 377,542 F2: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F2: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2024 Filed Jan 18, 2024 18:18 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 15,907 | $19.65 | $312,572.55 |
DisclosureSEC source: 0000950170-24-005513 · ownership.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 377,542 F2 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 18:18 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 84,093 | $19.65 | $1,652,427.45 |
DisclosureSEC source: 0000950170-24-005513 · ownership.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,995,958 F1 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:59 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 288 | $16.15 | $4,650.05 |
DisclosureSEC source: 0000950170-23-064611 · ownership.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 393,449 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.285, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:59 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 1,522 | $16.15 | $24,574.21 |
DisclosureSEC source: 0000950170-23-064611 · ownership.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,080,051 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.285, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 19:13 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 902 | $16.07 | $14,495.14 |
DisclosureSEC source: 0000950170-23-051728 · ownership.xml · nonDerivative · entry 4 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 393,737 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.10, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 19:13 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 4,770 | $16.07 | $76,653.90 |
DisclosureSEC source: 0000950170-23-051728 · ownership.xml · nonDerivative · entry 3 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,081,573 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.10, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 19:13 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 15,764 | $16.28 | $256,637.92 |
DisclosureSEC source: 0000950170-23-051728 · ownership.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 394,639 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 19:13 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 83,337 | $16.28 | $1,356,726.36 |
DisclosureSEC source: 0000950170-23-051728 · ownership.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,086,343 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 17:41 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 1,356 | $16.11 | $21,845.16 |
DisclosureSEC source: 0000950170-23-050853 · ownership.xml · nonDerivative · entry 4 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P Disclosed balance after: 410,403 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.57, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 17:41 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 7,160 | $16.11 | $115,347.60 |
DisclosureSEC source: 0000950170-23-050853 · ownership.xml · nonDerivative · entry 3 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,169,680 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.57, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 17:41 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 134 | $16.07 | $2,153.38 |
DisclosureSEC source: 0000950170-23-050853 · ownership.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P Disclosed balance after: 411,759 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 17:41 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 707 | $16.07 | $11,361.49 |
DisclosureSEC source: 0000950170-23-050853 · ownership.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,176,840 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 17:17 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 64 | $16.00 | $1,024.00 |
DisclosureSEC source: 0000950170-23-048422 · ownership.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P.( Disclosed balance after: 411,893 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F3 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 17:17 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 336 | $16.00 | $5,376.00 |
DisclosureSEC source: 0000950170-23-048422 · ownership.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,177,547 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F2 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 16:59 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 537 | $16.05 | $8,618.85 |
DisclosureSEC source: 0000950170-23-047312 · ownership.xml · nonDerivative · entry 4 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P.( Disclosed balance after: 411,957 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.25, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 16:59 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 2,841 | $16.05 | $45,598.05 |
DisclosureSEC source: 0000950170-23-047312 · ownership.xml · nonDerivative · entry 3 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,177,883 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.25, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 16:59 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 598 | $16.02 | $9,579.96 |
DisclosureSEC source: 0000950170-23-047312 · ownership.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P.( Disclosed balance after: 412,494 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 16:59 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 3,164 | $16.02 | $50,687.28 |
DisclosureSEC source: 0000950170-23-047312 · ownership.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,180,724 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 16:31 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 64 | $16.00 | $1,024.00 |
DisclosureSEC source: 0000950170-23-044594 · ownership.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 413,092 F2 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 16:31 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | SaleCommon Stock | 336 | $16.00 | $5,376.00 |
DisclosureSEC source: 0000950170-23-044594 · ownership.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,183,888 F1 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 06, 2022 Filed Jun 24, 2022 17:06 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | OtherCommon Stock | 26,511 | $15.00 | $397,665.00 |
DisclosureSEC source: 0000899243-22-024050 · doc4.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 413,156 F1 · kind: On June 6, 2022, Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund") transferred to Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE") 26,511 shares of the Issuer's common stock, with a value of $15.00 per share, which is the per share cost of the shares acquired by AGHT Fund. F1 · price: On June 6, 2022, Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund") transferred to Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE") 26,511 shares of the Issuer's common stock, with a value of $15.00 per share, which is the per share cost of the shares acquired by AGHT Fund. F3 · ownership.nature: Shares held directly by AGHT Fund DE. The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 06, 2022 Filed Jun 24, 2022 17:06 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | OtherCommon Stock | 26,511 | $15.00 | $397,665.00 |
DisclosureSEC source: 0000899243-22-024050 · doc4.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,184,224 F1 · kind: On June 6, 2022, Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund") transferred to Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE") 26,511 shares of the Issuer's common stock, with a value of $15.00 per share, which is the per share cost of the shares acquired by AGHT Fund. F1 · price: On June 6, 2022, Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund") transferred to Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE") 26,511 shares of the Issuer's common stock, with a value of $15.00 per share, which is the per share cost of the shares acquired by AGHT Fund. F2 · ownership.direct: Shares held directly by AGHT Fund. The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Apr 1, 2022 00:15 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionSeries B Convertible Preferred Stock · Derivative | 74,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012990 · doc4.xml · derivative · entry 9 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 0 Underlying: Common Stock · 74,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Apr 1, 2022 00:15 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionSeries B Convertible Preferred Stock · Derivative | 392,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012990 · doc4.xml · derivative · entry 8 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 392,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Apr 1, 2022 00:15 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionSeries A Convertible Preferred Stock · Derivative | 312,415 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012990 · doc4.xml · derivative · entry 7 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 0 Underlying: Common Stock · 312,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Apr 1, 2022 00:15 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionSeries A Convertible Preferred Stock · Derivative | 1,651,636 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012990 · doc4.xml · derivative · entry 6 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,651,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Apr 1, 2022 00:15 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | PurchaseCommon Stock | 166,666 | $15.00 | $2,499,990.00 |
DisclosureSEC source: 0000899243-22-012990 · doc4.xml · nonDerivative · entry 5 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund, L.P. Disclosed balance after: 2,210,735 F2 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Apr 1, 2022 00:15 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionCommon Stock | 74,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-012990 · doc4.xml · nonDerivative · entry 4 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 386,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Apr 1, 2022 00:15 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionCommon Stock | 392,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-012990 · doc4.xml · nonDerivative · entry 3 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund, L.P. Disclosed balance after: 2,044,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Apr 1, 2022 00:15 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionCommon Stock | 312,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-012990 · doc4.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 312,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Apr 1, 2022 00:15 UTC | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionCommon Stock | 1,651,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-012990 · doc4.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund, L.P. Disclosed balance after: 1,651,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Jun 24, 2022 16:51 UTC Amendment | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionSeries B Convertible Preferred Stock · Derivative | 74,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024034 · doc4a.xml · derivative · entry 9 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 0 Underlying: Common Stock · 74,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Jun 24, 2022 16:51 UTC Amendment | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionSeries B Convertible Preferred Stock · Derivative | 392,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024034 · doc4a.xml · derivative · entry 8 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 392,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Jun 24, 2022 16:51 UTC Amendment | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionSeries A Convertible Preferred Stock · Derivative | 312,415 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024034 · doc4a.xml · derivative · entry 7 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 0 Underlying: Common Stock · 312,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Jun 24, 2022 16:51 UTC Amendment | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionSeries A Convertible Preferred Stock · Derivative | 1,651,636 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024034 · doc4a.xml · derivative · entry 6 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,651,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Jun 24, 2022 16:51 UTC Amendment | AN2 Therapeutics, Inc. ANTX · Entity 1085 | PurchaseCommon Stock | 166,666 | $15.00 | $2,499,990.00 |
DisclosureSEC source: 0000899243-22-024034 · doc4a.xml · nonDerivative · entry 5 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210,735 F2 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Jun 24, 2022 16:51 UTC Amendment | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionCommon Stock | 74,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-024034 · doc4a.xml · nonDerivative · entry 4 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 386,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Jun 24, 2022 16:51 UTC Amendment | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionCommon Stock | 392,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-024034 · doc4a.xml · nonDerivative · entry 3 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,044,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Jun 24, 2022 16:51 UTC Amendment | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionCommon Stock | 312,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-024034 · doc4a.xml · nonDerivative · entry 2 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Adjuvant Global Health Technology Fund DE, L.P. Disclosed balance after: 312,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 29, 2022 Filed Jun 24, 2022 16:51 UTC Amendment | AN2 Therapeutics, Inc. ANTX · Entity 1085 | ConversionCommon Stock | 1,651,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-024034 · doc4a.xml · nonDerivative · entry 1 Adjuvant Global Health Technology Fund, L.P. · CIK 0001783165 · 10% owner Adjuvant Global Health Technology Fund DE, L.P. · CIK 0001799812 · 10% owner Adjuvant Capital GP, L.P. · CIK 0001935100 · 10% owner Adjuvant Capital Management, LLC · CIK 0001935084 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converts on a one-for-one basis into Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.direct: Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.