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Rozelle John W.

Disclosed activity across 1 company

Tapewire entity
95067
SEC CIK
0001555604

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VISTA GOLD CORP

Report date December 31, 2023 · Filed January 19, 2024

Section 16 reporting ended · disclosed 2024-01-19. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2017 Filed Aug 22, 2017 18:52 UTC VISTA GOLD CORP VGZ · Entity 8812 Tax withholdingCommon Shares 1,529 $0.77 $1,177.33
Disclosure

SEC source: 0001140361-17-032973 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,262

Read SEC document
August 18, 2017 Filed Aug 22, 2017 18:52 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 5,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032973 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Partial vesting of grant of 39,000 RSUs on 8/18/2016 previously reported on Form 4 filed with the SEC on 8/22/2016. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:27 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031219 · doc1.xml · derivative · entry 6

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.expiration_date: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:27 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 82,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031219 · doc1.xml · derivative · entry 5

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 82,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_date: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.expiration_date: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:27 UTC VISTA GOLD CORP VGZ · Entity 8812 Tax withholdingCommon Shares 27,489 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031219 · doc1.xml · nonDerivative · entry 4

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,591

F2 · price: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:27 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 75,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031219 · doc1.xml · nonDerivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:27 UTC VISTA GOLD CORP VGZ · Entity 8812 Tax withholdingCommon Shares 23,017 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031219 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,080

F1 · price: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:27 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 62,800 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031219 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 23, 2017 19:50 UTC Amendment VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033092 · doc1.xml · derivative · entry 6

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.expiration_date: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 23, 2017 19:50 UTC Amendment VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 82,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033092 · doc1.xml · derivative · entry 5

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 82,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_date: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.expiration_date: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 23, 2017 19:50 UTC Amendment VISTA GOLD CORP VGZ · Entity 8812 Tax withholdingCommon Shares 27,489 $0.71 $19,517.19
Disclosure

SEC source: 0001140361-17-033092 · doc1.xml · nonDerivative · entry 4

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,591

F2 · price: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 23, 2017 19:50 UTC Amendment VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 75,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033092 · doc1.xml · nonDerivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 23, 2017 19:50 UTC Amendment VISTA GOLD CORP VGZ · Entity 8812 Tax withholdingCommon Shares 23,017 $0.71 $16,342.07
Disclosure

SEC source: 0001140361-17-033092 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,080

F1 · price: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 23, 2017 19:50 UTC Amendment VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 62,800 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033092 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Partial vesting of grant of 206,000 RSUs on 7/29/14, previously reported on Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 04, 2017 Filed Aug 9, 2017 00:47 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantRestricted Stock Units · Derivative 53,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030683 · doc1.xml · derivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Shares · 53,000 shares

Expires 2020-08-04

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40% of the RSUs will vest over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/04/2019; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40% of the RSUs will vest over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/04/2019; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

Read SEC document
March 07, 2017 Filed Mar 10, 2017 01:00 UTC VISTA GOLD CORP VGZ · Entity 8812 SaleCommon Shares 20,328 $0.93 $18,905.04
Disclosure

SEC source: 0001140361-17-011319 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,297

Read SEC document
March 07, 2017 Filed Mar 10, 2017 01:00 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantCommon Shares 39,950 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-011319 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,625

F1 · shares: On March 7, 2016, the reporting person was granted performance-based restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of VGZ common stock. The established performance criteria was determined to have been met for the RSUs reported above on March 7, 2017.

F1 · price: On March 7, 2016, the reporting person was granted performance-based restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of VGZ common stock. The established performance criteria was determined to have been met for the RSUs reported above on March 7, 2017.

Read SEC document
November 17, 2014 Filed Feb 13, 2017 22:46 UTC Amendment VISTA GOLD CORP VGZ · Entity 8812 Tax withholdingCommon Stock 19,223 $0.33 $6,343.59
Disclosure

SEC source: 0001140361-17-006309 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,141

F1 · shares: The restricted stock grant on November 16, 2011, included an additional 50,000 shares which were referenced in a footnote and subject to performance criteria; all 50,000 RSUs were cancelled on 11/17/14.

Read SEC document
September 05, 2014 Filed Feb 13, 2017 22:46 UTC Amendment VISTA GOLD CORP VGZ · Entity 8812 Disposition to issuerCommon Stock 41,795 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-006309 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,364

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.