Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VISTA GOLD CORP
Report date December 31, 2023 · Filed January 19, 2024
Section 16 reporting ended · disclosed 2024-01-19. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2020 Filed Mar 5, 2020 02:58 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantRestricted Stock Units · Derivative | 172,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005683 · doc1.xml · derivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,000 Underlying: Common Shares · 172,000 shares Expires 2023-03-01 F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NONDERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 48,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 72,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 48,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 72,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 23:54 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 1,664 | $0.87 | $1,447.68 |
DisclosureSEC source: 0001567619-19-017388 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,302 Read SEC document |
| August 18, 2019 Filed Aug 20, 2019 23:54 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 5,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017388 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019. F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019. F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019. Read SEC document |
| August 18, 2019 Filed Aug 20, 2019 23:54 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017388 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 22:10 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Disposition to issuerRestricted Stock Units · Derivative | 31,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015898 · doc1.xml · derivative · entry 4 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,066 Underlying: Common Stock · 31,800 shares Expires 2020-08-04 F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock. F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 22:10 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 7,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015898 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,866 Underlying: Common Stock · 7,067 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock. F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 22:10 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 2,262 | $0.89 | $2,013.18 |
DisclosureSEC source: 0001567619-19-015898 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,766 Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 22:10 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 7,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-015898 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:35 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionPhantom Stock · Derivative | 10,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-015356 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,333 Underlying: Common Stock · 10,667 shares Expires 2021-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021. F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021. F1 · derivative.exercise_date: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:35 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Disposition to issuerCommon Stock | 10,667 | $0.92 | $9,813.64 |
DisclosureSEC source: 0001567619-19-015356 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,961 Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:35 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Stock | 10,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-015356 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021. Read SEC document |
| May 06, 2019 Filed May 8, 2019 22:03 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantRestricted Stock Units · Derivative | 158,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-010182 · doc1.xml · derivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,000 Underlying: Common Shares · 158,000 shares Expires 2022-05-06 F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NONDERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 45,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 67,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 45,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 67,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 21:14 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,975 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001567619-19-007111 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,975 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 21:14 UTC | VISTA GOLD CORP VGZ · Entity 8812 | SaleCommon Stock | 7,975 | $0.75 | $5,981.25 |
DisclosureSEC source: 0001567619-19-007111 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,961 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 21:14 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Stock | 7,975 | $0.52 | $4,147.00 |
DisclosureSEC source: 0001567619-19-007111 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 21:38 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001567619-19-006897 · doc1.xml · derivative · entry 6 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,975 Underlying: Common Shares · 50 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 21:38 UTC | VISTA GOLD CORP VGZ · Entity 8812 | SaleCommon Shares | 50 | $0.77 | $38.50 |
DisclosureSEC source: 0001567619-19-006897 · doc1.xml · nonDerivative · entry 4 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,961 Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 21:38 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 50 | $0.52 | $26.00 |
DisclosureSEC source: 0001567619-19-006897 · doc1.xml · nonDerivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 21:38 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,800 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001567619-19-006897 · doc1.xml · derivative · entry 5 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,025 Underlying: Common Shares · 1,800 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 21:38 UTC | VISTA GOLD CORP VGZ · Entity 8812 | SaleCommon Shares | 1,800 | $0.77 | $1,386.00 |
DisclosureSEC source: 0001567619-19-006897 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,961 Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 21:38 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 1,800 | $0.52 | $936.00 |
DisclosureSEC source: 0001567619-19-006897 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 00:20 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares · Derivative | 14,775 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001567619-19-006761 · doc1.xml · derivative · entry 6 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,825 Underlying: Common Shares · 14,775 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 00:20 UTC | VISTA GOLD CORP VGZ · Entity 8812 | SaleCommon Shares | 14,775 | $0.77 | $11,376.75 |
DisclosureSEC source: 0001567619-19-006761 · doc1.xml · nonDerivative · entry 4 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,941 Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 00:20 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 14,775 | $0.52 | $7,683.00 |
DisclosureSEC source: 0001567619-19-006761 · doc1.xml · nonDerivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2019 Filed Mar 14, 2019 00:23 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 21,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006811 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 21,000 shares Expires 2019-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019. F1 · balance_after: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019. Read SEC document |
| March 09, 2019 Filed Mar 14, 2019 00:23 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 7,980 | $0.77 | $6,144.60 |
DisclosureSEC source: 0001567619-19-006811 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,961 Read SEC document |
| March 09, 2019 Filed Mar 14, 2019 00:23 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006811 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019. Read SEC document |
| March 08, 2019 Filed Mar 13, 2019 00:20 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares · Derivative | 400 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001567619-19-006761 · doc1.xml · derivative · entry 5 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Underlying: Common Shares · 400 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 13, 2019 00:20 UTC | VISTA GOLD CORP VGZ · Entity 8812 | SaleCommon Shares | 400 | $0.77 | $308.00 |
DisclosureSEC source: 0001567619-19-006761 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,941 Read SEC document |
| March 08, 2019 Filed Mar 13, 2019 00:20 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 400 | $0.52 | $208.00 |
DisclosureSEC source: 0001567619-19-006761 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:03 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionEmployee Stock Option ("Right to Buy") · Derivative | 112,500 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001567619-18-007464 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,500 shares Expires 2018-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 37,500 on 12/30/2013; 37,500 on 2/14/2014; and 37,500 on 9/8/2014. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:03 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Disposition to issuerCommon Stock | 112,500 | $0.47 | $52,875.00 |
DisclosureSEC source: 0001567619-18-007464 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,941 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:03 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Stock | 112,500 | $0.36 | $40,500.00 |
DisclosureSEC source: 0001567619-18-007464 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:58 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 28,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001552 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Underlying: Common Shares · 28,600 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:58 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 8,293 | $0.52 | $4,279.19 |
DisclosureSEC source: 0001567619-18-001552 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,941 Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:58 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 28,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001552 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:00 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 7,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035789 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,933 Underlying: Common Shares · 7,067 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:00 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 2,049 | $0.58 | $1,188.42 |
DisclosureSEC source: 0001140361-18-035789 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,634 Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:00 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 7,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035789 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 18:21 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units ("RSU") · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-034501 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,000 shares Expires 2018-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018. Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 18:21 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 4,350 | $0.61 | $2,650.02 |
DisclosureSEC source: 0001140361-18-034501 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,616 Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 18:21 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-034501 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018. Read SEC document |
| July 25, 2018 Filed Jul 29, 2019 21:33 UTC Amendment | VISTA GOLD CORP VGZ · Entity 8812 | GrantPhantom Stock · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015354 · doc1.xml · derivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Shares · 32,000 shares Expires 2021-07-25 F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer. F2 · derivative.exercise_date: The phantom stock vesting schedule is amended to reflect 1/3 on 07/25/2019; 1/3 on 07/25/2020; and 1/3 on 07/25/2021. The expiration date is also amended to 07/25/2021. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 23:11 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantPhantom Stock · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-033934 · doc1.xml · derivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Shares · 32,000 shares Expires 2021-07-24 F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of Vista Gold Corp. F3 · derivative.exercise_date: The phantom stock vests as follows: 1/3 on 7/24/2019; 1/3 on 7/24/2020; and 1/3 on 7/24/2021. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 23:11 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantStock Option (Right to Buy) · Derivative | 13,000 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0001140361-18-033934 · doc1.xml · derivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Shares · 13,000 shares Expires 2023-07-24 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 7/24/2018; 1/3 on 7/24/2019; and 1/3 on 7/24/2020. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:00 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantRestricted Stock Units · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013072 · doc1.xml · derivative · entry 4 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Shares · 35,000 shares Expires 2019-03-09 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. F3 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:00 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-013072 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2023-03-09 F2 · derivative.exercise_date: The options vest as follows: 16,666 on 3/9/2018; 16,666 on 3/9/2019; and 16,667 on 3/9/2020. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:00 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 8,496 | $0.75 | $6,372.00 |
DisclosureSEC source: 0001140361-18-013072 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,966 Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:00 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantCommon Shares | 19,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013072 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,462 F1 · shares: On March 5, 2017, the reporting person was granted performance-based restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of VGZ common stock. The established performance criteria was determined to have been met for the RSUs reported above on March 9, 2018. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 18:52 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 5,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032973 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,800 Underlying: Common Shares · 5,200 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Partial vesting of grant of 39,000 RSUs on 8/18/2016 previously reported on Form 4 filed with the SEC on 8/22/2016. Each RSU represents a contingent right to receive one share of VGZ common stock. F1 · derivative.exercise_date: Partial vesting of grant of 39,000 RSUs on 8/18/2016 previously reported on Form 4 filed with the SEC on 8/22/2016. Each RSU represents a contingent right to receive one share of VGZ common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.