Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLUG POWER INCPLUG · Entity 4258 | EVP, Global Manufacturing | September 05, 2023 | January 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLUG POWER INC
Report date September 05, 2023 · Filed January 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,416 |
Reported balance
After 2023-09-05 transaction · row 1
1 source rowRow 1 · 2023-09-05 · Tax withholding · Disposed 32,792 · Balance 185,416 F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards. F2: Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended (the "Plan"), each share was tendered to Issuer at the price per share on the closing date of September 1, 2023. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,227 |
Reported balance
Holding disclosure · report date 2023-09-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,227 F3: The Reporting Person holds 2,227 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of January 16, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.
F2: Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended (the "Plan"), each share was tendered to Issuer at the price per share on the closing date of September 1, 2023.
F3: The Reporting Person holds 2,227 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of January 16, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 05, 2023 Filed Jan 19, 2024 13:55 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 32,792 | $8.51 | $279,059.92 |
DisclosureSEC source: 0001104659-24-005035 · tm243648-1_4seq1.xml · nonDerivative · entry 1 Mindnich David · CIK 0001967501 · EVP, Global Manufacturing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,416 F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards. F2 · price: Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended (the "Plan"), each share was tendered to Issuer at the price per share on the closing date of September 1, 2023. Read SEC document |
| May 18, 2023 Filed May 31, 2023 20:43 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPerformance Stock Option (Right to Buy) · Derivative | 750,000 | $0.00 Strike: $7.87 | $0.00 |
DisclosureSEC source: 0001104659-23-066651 · tm2317471-4_4seq1.xml · derivative · entry 1 Mindnich David · CIK 0001967501 · EVP, Global Manufacturing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2030-05-18 F1 · security: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended. F2 · derivative.exercise_date: Up to one-third (1/3) of the shares underlying the performance stock options will vest and become exercisable on each of the first three anniversaries of the grant date, provided that the daily volume weighted average price ("VWAP") of the Company's common stock during any 30 consecutive trading day period in the three year performance period following the grant date of the stock options equals or exceeds certain levels. F3 · derivative.exercise_date: One-third (1/3) of the shares underlying the performance stock options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP during any 30 consecutive trading day period equals $9.84; an additional one-third (1/3) of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP during any 30 consecutive trading day period equals $11.81; and the remaining one-third (1/3) of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP during any 30 consecutive trading day period equals or exceeds $13.77. F4 · derivative.exercise_date: There will be no interpolation for the performance stock option if the VWAP falls between any two stock price hurdles. Failure to achieve any of the stock price hurdles applicable to a performance stock option during the three-year performance period will result in applicable options being un-exercisable. The performance-based stock options have a maximum term of seven years from the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.