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MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP

Disclosed activity across 3 companies

Tapewire entity
94811
SEC CIK
0001667217

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2023-07-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectMayfield XV, a Cayman Islands Exempted Limited Partnership1,663,783 Last balance in matching sequence After 2023-07-14 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2023-07-14 · Conversion · Acquired 2,443,783 · Balance 2,443,783

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2: Mayfield XV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XV UGP), is the general partner of Mayfield XV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XV EGP), which is the general partner of Mayfield XV, a Cayman Islands Exempted Limited Partnership (MF XV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XV UGP, may be deemed to share beneficial ownership of the shares owned by MF XV, but each of the individuals disclaims such beneficial ownership.

Row 3 · 2023-07-14 · Sale · Disposed 780,000 · Balance 1,663,783

F2: Mayfield XV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XV UGP), is the general partner of Mayfield XV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XV EGP), which is the general partner of Mayfield XV, a Cayman Islands Exempted Limited Partnership (MF XV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XV UGP, may be deemed to share beneficial ownership of the shares owned by MF XV, but each of the individuals disclaims such beneficial ownership.

Class A Common StockSEC Table I · non-derivativeIndirectMayfield Select, a Cayman Islands Exempted Limited Partnership322,296 Last balance in matching sequence After 2023-07-14 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2023-07-14 · Conversion · Acquired 432,296 · Balance 472,296

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Row 4 · 2023-07-14 · Sale · Disposed 150,000 · Balance 322,296

F3: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Class B Common StockSEC Table II · derivative / convertible securityIndirectMayfield XV, a Cayman Islands Exempted Limited Partnership241,991 Reported balance After 2023-07-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-07-14 · Conversion · Disposed 2,443,783 · Balance 241,991

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4: Represents restricted shares of Class B Common Stock that will vest in two substantially equal installments if the daily volume weighted average price ("VWAP") per share of the Issuer's Class A Common Stock for any 20 trading days within any 30-trading-day period prior to June 16, 2032 equals or exceeds the following thresholds: $62.50 and $75.00. Includes 23,287 shares of Class B Common Stock received pursuant to a post-closing earnout adjustment exempt from reporting pursuant to Rule 16a-9.

Class B Common StockSEC Table II · derivative / convertible securityIndirectMayfield Select, a Cayman Islands Exempted Limited Partnership42,807 Reported balance After 2023-07-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-07-14 · Conversion · Disposed 432,296 · Balance 42,807

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F5: Represents restricted shares of Class B Common Stock that will vest in two substantially equal installments if the daily volume weighted average price ("VWAP") per share of the Issuer's Class A Common Stock for any 20 trading days within any 30-trading-day period prior to June 16, 2032 equals or exceeds the following thresholds: $62.50 and $75.00. Includes 4,119 shares of Class B Common Stock received pursuant to a post-closing earnout adjustment exempt from reporting pursuant to Rule 16a-9.

F2: Mayfield XV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XV UGP), is the general partner of Mayfield XV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XV EGP), which is the general partner of Mayfield XV, a Cayman Islands Exempted Limited Partnership (MF XV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XV UGP, may be deemed to share beneficial ownership of the shares owned by MF XV, but each of the individuals disclaims such beneficial ownership.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2: Mayfield XV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XV UGP), is the general partner of Mayfield XV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XV EGP), which is the general partner of Mayfield XV, a Cayman Islands Exempted Limited Partnership (MF XV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XV UGP, may be deemed to share beneficial ownership of the shares owned by MF XV, but each of the individuals disclaims such beneficial ownership.

F3: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

F4: Represents restricted shares of Class B Common Stock that will vest in two substantially equal installments if the daily volume weighted average price ("VWAP") per share of the Issuer's Class A Common Stock for any 20 trading days within any 30-trading-day period prior to June 16, 2032 equals or exceeds the following thresholds: $62.50 and $75.00. Includes 23,287 shares of Class B Common Stock received pursuant to a post-closing earnout adjustment exempt from reporting pursuant to Rule 16a-9.

F5: Represents restricted shares of Class B Common Stock that will vest in two substantially equal installments if the daily volume weighted average price ("VWAP") per share of the Issuer's Class A Common Stock for any 20 trading days within any 30-trading-day period prior to June 16, 2032 equals or exceeds the following thresholds: $62.50 and $75.00. Includes 4,119 shares of Class B Common Stock received pursuant to a post-closing earnout adjustment exempt from reporting pursuant to Rule 16a-9.

Section 16 reporting ended · disclosed 2024-01-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectMF Leaders H-E, L.P.0 Reported balance After 2024-01-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-01-26 · Other · Disposed 345,778 · Balance 0

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2: Represents a pro-rata distribution in-kind by MF Leaders H-E, L.P., a Cayman Islands Exempted Limited Partnership, or MF Leaders, to its partners for no consideration.

F5: MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders. Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.

Class B Common StockSEC Table II · derivative / convertible securityIndirectMayfield XIV, a Cayman Islands Exempted Limited Partnership11,493,581 Reported balance Holding disclosure · report date 2024-01-26 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 11,493,581

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3: Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.

Class B Common StockSEC Table II · derivative / convertible securityIndirectMayfield Select, a Cayman Islands Exempted Limited Partnership1,248,406 Reported balance Holding disclosure · report date 2024-01-26 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,248,406

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2: Represents a pro-rata distribution in-kind by MF Leaders H-E, L.P., a Cayman Islands Exempted Limited Partnership, or MF Leaders, to its partners for no consideration.

F3: Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.

F4: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

F5: MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders. Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.

Section 16 reporting ended · disclosed 2023-01-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $17.90IndirectBy Mayfield XIII, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2023-01-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-01-05 · Other · Disposed 15,748,793 · Balance 0

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F2: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $17.90IndirectBy Mayfield Select, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2023-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-01-05 · Other · Disposed 1,504,854 · Balance 0

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F3: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF Select UGP, is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF Select, a Cayman Islands Exempted Limited Partnership, or MF Select. Rajeev Batra, Navin Chaddha, and Urshit Parikh are the directors of MF Select UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F2: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

F3: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF Select UGP, is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF Select, a Cayman Islands Exempted Limited Partnership, or MF Select. Rajeev Batra, Navin Chaddha, and Urshit Parikh are the directors of MF Select UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries C Convertible Preferred Stock · Derivative 3,235,376 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · derivative · entry 10

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield Select, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 3,235,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries C Convertible Preferred Stock · Derivative 78,908 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · derivative · entry 9

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 78,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries B Convertible Preferred Stock · Derivative 7,173,942 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · derivative · entry 8

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 7,173,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries A Convertible Preferred Stock · Derivative 18,490,454 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · derivative · entry 7

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 18,490,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 345,778 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · nonDerivative · entry 6

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MF Leaders H-E, L.P.

Disclosed balance after: 0

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F8 · ownership.nature: MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders H-E, L.P. (MF Leaders). Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 3,325,602 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · nonDerivative · entry 5

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield Select, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F6 · ownership.nature: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 26,216,776 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · nonDerivative · entry 4

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 345,778 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · nonDerivative · entry 3

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MF Leaders H-E, L.P.

Disclosed balance after: 345,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · ownership.nature: MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders H-E, L.P. (MF Leaders). Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 3,325,602 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · nonDerivative · entry 2

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield Select, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 3,325,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:25 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 25,743,304 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048443 · doc4.xml · nonDerivative · entry 1

MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001551568 · 10% owner

Mayfield XIV Management (EGP), L.P. · CIK 0001648253 · 10% owner

Mayfield XIV Management (UGP), Ltd. · CIK 0001648252 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

MF Leaders H-E, L.P. · CIK 0001807009 · 10% owner

MF Leaders Management, L.L.C. · CIK 0001883973 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 26,216,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionClass B Common Stock · Derivative 1,504,854 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 9

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mayfield Select, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 1,504,854

Underlying: Class A Common Stock · 1,504,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F3 · ownership.nature: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF Select UGP, is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership, or MF Select. Rajeev Batra, Navin Chaddha, Timothy Chang, and Urshit Parikh are the directors of MF Select UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionClass B Common Stock · Derivative 15,748,793 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 8

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 15,748,793

Underlying: Class A Common Stock · 15,748,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries D Preferred Stock · Derivative 1,504,854 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 7

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mayfield Select, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,504,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F3 · ownership.nature: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF Select UGP, is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership, or MF Select. Rajeev Batra, Navin Chaddha, Timothy Chang, and Urshit Parikh are the directors of MF Select UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries D Preferred Stock · Derivative 29,858 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 6

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 29,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries C-1 Preferred Stock · Derivative 2,051,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 5

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,051,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries C Preferred Stock · Derivative 2,571,944 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 4

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,571,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries B-1 Preferred Stock · Derivative 1,932,820 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 3

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,932,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

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January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries B Preferred Stock · Derivative 2,419,084 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 2

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,419,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries A Preferred Stock · Derivative 6,743,998 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 1

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,743,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.