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Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership

Disclosed activity across 2 companies

Tapewire entity
120891
SEC CIK
0001573273

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2021-07-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectMayfield XIII, a Cayman Islands Exempted Limited Partnership3,341,480 Reported balance After 2021-07-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-07-26 · Conversion · Acquired 3,251,435 · Balance 3,341,480

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectMayfield XIII, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2021-07-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-07-26 · Conversion · Disposed 1,909,090 · Balance 0

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectMayfield XIII, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2021-07-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-07-26 · Conversion · Disposed 715,278 · Balance 0

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Series D Preferred StockSEC Table II · derivative / convertible securityIndirectMayfield XIII, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2021-07-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-07-26 · Conversion · Disposed 258,017 · Balance 0

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Series E Preferred StockSEC Table II · derivative / convertible securityIndirectMayfield XIII, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2021-07-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-07-26 · Conversion · Disposed 120,645 · Balance 0

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Series F Preferred StockSEC Table II · derivative / convertible securityIndirectMayfield XIII, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2021-07-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-07-26 · Conversion · Disposed 169,212 · Balance 0

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Series G Preferred StockSEC Table II · derivative / convertible securityIndirectMayfield XIII, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2021-07-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-07-26 · Conversion · Disposed 68,269 · Balance 0

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Section 16 reporting ended · disclosed 2023-01-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $17.90IndirectBy Mayfield XIII, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2023-01-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-01-05 · Other · Disposed 15,748,793 · Balance 0

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F2: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $17.90IndirectBy Mayfield Select, a Cayman Islands Exempted Limited Partnership0 Reported balance After 2023-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-01-05 · Other · Disposed 1,504,854 · Balance 0

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F3: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF Select UGP, is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF Select, a Cayman Islands Exempted Limited Partnership, or MF Select. Rajeev Batra, Navin Chaddha, and Urshit Parikh are the directors of MF Select UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F2: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

F3: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF Select UGP, is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF Select, a Cayman Islands Exempted Limited Partnership, or MF Select. Rajeev Batra, Navin Chaddha, and Urshit Parikh are the directors of MF Select UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2023 Filed Jan 6, 2023 16:30 UTC Poshmark, Inc. POSH · Entity 120854 OtherClass B Common Stock · Derivative 1,504,854 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0000899243-23-001177 · doc4.xml · derivative · entry 2

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mayfield Select, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,504,854 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F3 · ownership.nature: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF Select UGP, is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF Select, a Cayman Islands Exempted Limited Partnership, or MF Select. Rajeev Batra, Navin Chaddha, and Urshit Parikh are the directors of MF Select UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 16:30 UTC Poshmark, Inc. POSH · Entity 120854 OtherClass B Common Stock · Derivative 15,748,793 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0000899243-23-001177 · doc4.xml · derivative · entry 1

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,748,793 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons and has no expiration date.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Read SEC document
July 26, 2021 Filed Jul 26, 2021 21:30 UTC Couchbase, Inc. BASE · Entity 74989 ConversionSeries G Preferred Stock · Derivative 68,269 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030067 · doc4.xml · derivative · entry 7

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 72,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2 · ownership.nature: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 26, 2021 21:30 UTC Couchbase, Inc. BASE · Entity 74989 ConversionSeries F Preferred Stock · Derivative 169,212 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030067 · doc4.xml · derivative · entry 6

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 169,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2 · ownership.nature: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 26, 2021 21:30 UTC Couchbase, Inc. BASE · Entity 74989 ConversionSeries E Preferred Stock · Derivative 120,645 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030067 · doc4.xml · derivative · entry 5

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 127,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2 · ownership.nature: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 26, 2021 21:30 UTC Couchbase, Inc. BASE · Entity 74989 ConversionSeries D Preferred Stock · Derivative 258,017 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030067 · doc4.xml · derivative · entry 4

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 258,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2 · ownership.nature: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 26, 2021 21:30 UTC Couchbase, Inc. BASE · Entity 74989 ConversionSeries C Preferred Stock · Derivative 715,278 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030067 · doc4.xml · derivative · entry 3

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 715,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2 · ownership.nature: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 26, 2021 21:30 UTC Couchbase, Inc. BASE · Entity 74989 ConversionSeries B Preferred Stock · Derivative 1,909,090 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030067 · doc4.xml · derivative · entry 2

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 1,909,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2 · ownership.nature: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 26, 2021 21:30 UTC Couchbase, Inc. BASE · Entity 74989 ConversionCommon Stock 3,251,435 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030067 · doc4.xml · nonDerivative · entry 1

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 3,341,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

F2 · ownership.nature: These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionClass B Common Stock · Derivative 1,504,854 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 9

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mayfield Select, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 1,504,854

Underlying: Class A Common Stock · 1,504,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F3 · ownership.nature: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF Select UGP, is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership, or MF Select. Rajeev Batra, Navin Chaddha, Timothy Chang, and Urshit Parikh are the directors of MF Select UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionClass B Common Stock · Derivative 15,748,793 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 8

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 15,748,793

Underlying: Class A Common Stock · 15,748,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries D Preferred Stock · Derivative 1,504,854 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 7

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mayfield Select, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,504,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F3 · ownership.nature: Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF Select UGP, is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership, or MF Select. Rajeev Batra, Navin Chaddha, Timothy Chang, and Urshit Parikh are the directors of MF Select UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries D Preferred Stock · Derivative 29,858 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 6

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 29,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries C-1 Preferred Stock · Derivative 2,051,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 5

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,051,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries C Preferred Stock · Derivative 2,571,944 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 4

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,571,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

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January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries B-1 Preferred Stock · Derivative 1,932,820 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 3

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,932,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

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January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries B Preferred Stock · Derivative 2,419,084 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 2

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,419,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 19:52 UTC Poshmark, Inc. POSH · Entity 120854 ConversionSeries A Preferred Stock · Derivative 6,743,998 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002783 · doc4.xml · derivative · entry 1

Mayfield XIII, a Cayman Islands Exempted Limited Partnership · CIK 0001573272 · 10% owner

Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Co. · CIK 0001573274 · 10% owner

Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership · CIK 0001573273 · 10% owner

MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP · CIK 0001667217 · 10% owner

Mayfield Select Management (UGP), Ltd. · CIK 0001708788 · 10% owner

Mayfield Select Management (EGP), L.P. · CIK 0001708789 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Mayfield XIII, a Cayman Islands Exempted Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,743,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Persons.

F2 · ownership.nature: Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership , which is the general partner of Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Rajeev Batra, Navin Chaddha, and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each of the individuals disclaims such beneficial ownership.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.