Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Guerrilla RF, Inc.GUER · Entity 7285 | Chief Financial Officer | January 30, 2024 | February 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Guerrilla RF, Inc.
Report date January 30, 2024 · Filed February 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 17,689 |
Reported balance
After 2024-01-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-01-30 · Grant · Acquired 17,689 · Balance 17,689 F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F7: The restricted stock units vest as follows: (i) 5,896 on 1/1/2025; (ii) 5,896 on 1/1/2026; and (iii) 5,897 on 1/1/2027, in each case subject to the Reporting Person's continued service through the applicable vesting date. F6: No expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,334 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 8,334 F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2: The restricted stock units vest as follows: (i) 4,167 on 1/1/2025; and (ii) 4,167 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date. F6: No expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,445 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,445 F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F4: The restricted stock units vest as follows: (i) 722 on 2/21/2024; and (ii) 723 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date. F6: No expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,753 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,753 F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F3: The restricted stock units vest as follows: (i) 876 on 12/6/2024; and (ii) 877 on 12/6/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date. F6: No expiration date. |
| Common StockSEC Table I · non-derivative | Direct | 33,028 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 33,028 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.44 · Expires 2026-12-05 | Direct | 6,155 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,155 F5: The shares subject to the option are fully vested and exercisable. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.92 · Expires 2028-09-25 | Direct | 4,268 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,268 F5: The shares subject to the option are fully vested and exercisable. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.22 · Expires 2029-09-11 | Direct | 2,068 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,068 F5: The shares subject to the option are fully vested and exercisable. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.18 · Expires 2030-10-30 | Direct | 1,477 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,477 F5: The shares subject to the option are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F2: The restricted stock units vest as follows: (i) 4,167 on 1/1/2025; and (ii) 4,167 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F3: The restricted stock units vest as follows: (i) 876 on 12/6/2024; and (ii) 877 on 12/6/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F4: The restricted stock units vest as follows: (i) 722 on 2/21/2024; and (ii) 723 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
F5: The shares subject to the option are fully vested and exercisable.
F6: No expiration date.
F7: The restricted stock units vest as follows: (i) 5,896 on 1/1/2025; (ii) 5,896 on 1/1/2026; and (iii) 5,897 on 1/1/2027, in each case subject to the Reporting Person's continued service through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2024 Filed Feb 1, 2024 20:41 UTC | Guerrilla RF, Inc. GUER · Entity 7285 | GrantRestricted Stock Unit · Derivative | 17,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002809 · rdgdoc.xml · derivative · entry 9 Berg John Alen · CIK 0001892804 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,689 Underlying: Common Stock · 17,689 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The restricted stock units vest as follows: (i) 5,896 on 1/1/2025; (ii) 5,896 on 1/1/2026; and (iii) 5,897 on 1/1/2027, in each case subject to the Reporting Person's continued service through the applicable vesting date. F6 · derivative.expiration_date: No expiration date. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 20:33 UTC | Guerrilla RF, Inc. GUER · Entity 7285 | GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-000297 · rdgdoc.xml · derivative · entry 2 Berg John Alen · CIK 0001892804 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 25,000 on 1/1/2024; (ii) 25,000 on 1/1/2025; and (iii) 25,000 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date. F7 · derivative.expiration_date: No expiration date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 20:33 UTC | Guerrilla RF, Inc. GUER · Entity 7285 | PurchaseCommon Stock | 20,000 | $1.30 | $26,000.00 |
DisclosureSEC source: 0001437749-23-000297 · rdgdoc.xml · nonDerivative · entry 1 Berg John Alen · CIK 0001892804 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,581 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:38 UTC | Guerrilla RF, Inc. GUER · Entity 7285 | GrantRestricted Stock Unit · Derivative | 15,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-027618 · rdgdoc.xml · derivative · entry 2 Berg John Alen · CIK 0001892804 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,770 Underlying: Common Stock · 15,770 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 5,256 on 12/6/2023; (ii) 5,257 on 12/6/2024; and (iii) 5,257 on 12/6/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date. F7 · derivative.expiration_date: No expiration date. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 17:56 UTC | Guerrilla RF, Inc. NONE · Entity 7285 | GrantRestricted Stock Unit · Derivative | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-019362 · ownership.xml · derivative · entry 2 Berg John Alen · CIK 0001892804 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2032-04-08 F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 4,333 on 2/21/2023; (ii) 4,333 on 2/21/2024; and (iii) 4,334 on 2/21/2025, in each case subject to the recipient's continued service through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.