Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.FRA · Entity 8894 | Portfolio Manager | January 31, 2023 | February 02, 2023 |
| BLACKROCK FLOATING RATE INCOME TRUSTBGT · Entity 5844 | Portfolio Manager | January 31, 2024 | February 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.
Report date January 31, 2023 · Filed February 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-01-31 · Exercise / conversion · Acquired 118.3539 · Balance 118.3539 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Row 2 · 2023-01-31 · Disposition to issuer · Disposed 118.3539 · Balance 0 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-01-31 · Exercise / conversion · Disposed 118.3539 · Balance 0 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
F2: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
BLACKROCK FLOATING RATE INCOME TRUST
Report date January 31, 2024 · Filed February 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 531.8071 |
Reported balance
After 2024-01-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-01-31 · Grant · Acquired 531.8071 · Balance 531.8071 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: These phantom shares vest in equal installments on each of the first three anniversaries of the award. |
Filing footnotes · ownership attribution and instrument terms
F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
F2: These phantom shares vest in equal installments on each of the first three anniversaries of the award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2024 Filed Feb 2, 2024 17:51 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | GrantPhantom Shares · Derivative | 531.8071 | $12.34 | $6,562.50 |
DisclosureSEC source: 0000950170-24-010719 · ownership.xml · derivative · entry 1 Parzanese Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 531.8071 Underlying: Common Stock · 531.8071 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 18:06 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | Exercise / conversionPhantom Shares · Derivative | 118.3539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003564 · doc4.xml · derivative · entry 3 Parzanese Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118.3539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 18:06 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | Disposition to issuerCommon Stock | 118.3539 | $11.95 | $1,414.33 |
DisclosureSEC source: 0000899243-23-003564 · doc4.xml · nonDerivative · entry 2 Parzanese Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 18:06 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | Exercise / conversionCommon Stock | 118.3539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003564 · doc4.xml · nonDerivative · entry 1 Parzanese Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118.3539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:42 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | Exercise / conversionPhantom Shares · Derivative | 101.2452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003479 · doc4.xml · derivative · entry 3 Parzanese Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 101.2452 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:42 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | Disposition to issuerCommon Stock | 101.2452 | $11.68 | $1,182.54 |
DisclosureSEC source: 0000899243-23-003479 · doc4.xml · nonDerivative · entry 2 Parzanese Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:42 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | Exercise / conversionCommon Stock | 101.2452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003479 · doc4.xml · nonDerivative · entry 1 Parzanese Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101.2452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:35 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | Exercise / conversionPhantom Shares · Derivative | 94.2255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004295 · doc4.xml · derivative · entry 3 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94.2255 Underlying: Common Stock · 94.2255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:35 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | Disposition to issuerCommon Stock | 94.2255 | $13.39 | $1,261.68 |
DisclosureSEC source: 0000899243-22-004295 · doc4.xml · nonDerivative · entry 2 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:35 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | Exercise / conversionCommon Stock | 94.2255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004295 · doc4.xml · nonDerivative · entry 1 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94.2255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:48 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | Exercise / conversionPhantom Shares · Derivative | 110.2117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004340 · doc4.xml · derivative · entry 3 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110.2117 Underlying: Common Stock · 110.2117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:48 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | Disposition to issuerCommon Stock | 110.2117 | $13.59 | $1,497.78 |
DisclosureSEC source: 0000899243-22-004340 · doc4.xml · nonDerivative · entry 2 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:48 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | Exercise / conversionCommon Stock | 110.2117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004340 · doc4.xml · nonDerivative · entry 1 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110.2117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 19:24 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | Exercise / conversionPhantom Shares · Derivative | 103.7624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004290 · doc4.xml · derivative · entry 3 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207.5249 Underlying: Common Stock · 103.7624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 19:24 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | Disposition to issuerCommon Stock | 103.7624 | $12.43 | $1,289.77 |
DisclosureSEC source: 0000899243-21-004290 · doc4.xml · nonDerivative · entry 2 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 19:24 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | Exercise / conversionCommon Stock | 103.7624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004290 · doc4.xml · nonDerivative · entry 1 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103.7624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 19:15 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | Exercise / conversionPhantom Shares · Derivative | 88.8062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004281 · doc4.xml · derivative · entry 3 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177.6124 Underlying: Common Stock · 88.8062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 19:15 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | Disposition to issuerCommon Stock | 88.8062 | $12.06 | $1,071.00 |
DisclosureSEC source: 0000899243-21-004281 · doc4.xml · nonDerivative · entry 2 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 19:15 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | Exercise / conversionCommon Stock | 88.8062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004281 · doc4.xml · nonDerivative · entry 1 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88.8062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 20:54 UTC | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA · Entity 8894 | GrantPhantom Shares · Derivative | 291.2723 | $13.47 | $3,923.44 |
DisclosureSEC source: 0000899243-20-003054 · doc4.xml · derivative · entry 1 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291.2723 Underlying: Common Stock · 291.2723 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 20:59 UTC | BLACKROCK FLOATING RATE INCOME TRUST BGT · Entity 5844 | GrantPhantom Shares · Derivative | 249.3922 | $13.11 | $3,269.53 |
DisclosureSEC source: 0000899243-20-003065 · doc4.xml · derivative · entry 1 Apistolas Abigail · CIK 0001743890 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249.3922 Underlying: Common Stock · 249.3922 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.