Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMMAUS LIFE SCIENCES, INC.NONE · Entity 156030 | Director | July 09, 2019 | July 12, 2019 |
| Emmaus Life Sciences, Inc.EMMA · Entity 205 | Director | February 01, 2024 | February 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMMAUS LIFE SCIENCES, INC.
Report date July 09, 2019 · Filed July 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 303,030 |
Reported balance
After 2019-07-09 transaction · row 1
1 source rowRow 1 · 2019-07-09 · Purchase · Acquired 303,030 · Balance 303,030 |
| Common StockSEC Table I · non-derivative | IndirectBy Smart Start Investment Limited | 251,515 |
Reported balance
After 2019-07-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-07-09 · Purchase · Acquired 151,515 · Balance 251,515 F1: Smart Start Investment Limited is a Hong Kong corporation of which the Reporting Person is a director and 9.96% shareholder. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owners of such shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Smart Start Investment Limited is a Hong Kong corporation of which the Reporting Person is a director and 9.96% shareholder. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owners of such shares for purposes of Section 16 or for any other purpose.
Emmaus Life Sciences, Inc.
Report date February 01, 2024 · Filed February 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2034-01-31 | Direct | 100,000 |
Reported balance
After 2024-02-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-02-01 · Grant · Acquired 100,000 · Balance 100,000 F1: The options vest in four equal installments as of the last day of each quarter beginning on March 31, 2024 |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest in four equal installments as of the last day of each quarter beginning on March 31, 2024
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2024 Filed Feb 5, 2024 21:39 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | GrantOptions · Derivative | 100,000 | $0.15 Strike: $0.15 | $15,000.00 |
DisclosureSEC source: 0001209191-24-002815 · doc4.xml · derivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2034-01-31 F1 · derivative.exercise_date: The options vest in four equal installments as of the last day of each quarter beginning on March 31, 2024 Read SEC document |
| December 15, 2023 Filed Dec 20, 2023 00:40 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | OtherCommon stock, $0.001 par value | 3,760,983 | $0.29 | $1,090,685.07 |
DisclosureSEC source: 0001209191-23-059265 · doc4.xml · nonDerivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,768,817 F1 · kind: The shares shown were issued in exchange for principal and accrued interest under the promissory note of the Issuer held by the reporting person referred to in footnote (2), below, which promissory note was surrendered by the reporting person for cancellation. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 16:40 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | PurchaseConvertible Promissory Note dated 2023-01-18 · Derivative | 2,000,000 | $0.50 Strike: $0.50 | $1,000,000.00 |
DisclosureSEC source: 0001209191-23-004167 · doc4.xml · derivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2025-01-17 Read SEC document |
| January 18, 2023 Filed Dec 20, 2023 00:40 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | OtherConvertible Promissory Note dated 2023-01-18 · Derivative | 2,000,000 | $0.50 Strike: $0.50 | $1,000,000.00 |
DisclosureSEC source: 0001209191-23-059265 · doc4.xml · derivative · entry 3 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires not disclosed F3 · kind: The Convertible Promissory Note dated 2023-01-18 was surrendered to the Issuer for cancellation in exchange for the shares referred to in footnote (1), above. F4 · shares: Represent shares previously issuable upon conversion of the Convertible Promissory Note. F3 · derivative.exercise_date: The Convertible Promissory Note dated 2023-01-18 was surrendered to the Issuer for cancellation in exchange for the shares referred to in footnote (1), above. F3 · derivative.expiration_date: The Convertible Promissory Note dated 2023-01-18 was surrendered to the Issuer for cancellation in exchange for the shares referred to in footnote (1), above. Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 19:35 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | GrantOptions · Derivative | 100,000 | $4.50 Strike: $4.50 | $450,000.00 |
DisclosureSEC source: 0001209191-23-003470 · doc4.xml · derivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2033-01-11 F1 · derivative.exercise_date: The options vest in four equal installments as of the last day of each quarter beginning on March 31, 2023 Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 21:25 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | PurchaseCommon stock, $0.001 par value | 20,000 | $4.30 | $86,000.00 |
DisclosureSEC source: 0001209191-19-049051 · doc4.xml · nonDerivative · entry 2 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smart Start Investments Limited Disclosed balance after: 375,308 Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 21:25 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | PurchaseCommon stock, $0.001 par value | 20,000 | $4.20 | $84,000.00 |
DisclosureSEC source: 0001209191-19-049051 · doc4.xml · nonDerivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smart Start Investments Limited Disclosed balance after: 355,308 F1 · ownership.nature: Smart Start Investments Limited is a Hong Kong limited company and wholly owned subsidiary of Build King Holdings Limited, a Hong Kong stock exchange listed company of which the Reporting Person is a director and 9.93% shareholder. The Reporting Person also is a director of Smart Start Investments Limited. The Reporting Person disclaims beneficial ownership of the shares shown except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:52 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | PurchaseCommon stock, $0.001 par value | 12,545 | $4.20 | $52,689.00 |
DisclosureSEC source: 0001209191-19-048866 · doc4.xml · nonDerivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smart Start Investments Limited Disclosed balance after: 335,308 F1 · ownership.nature: Smart Start Investments Limited is a Hong Kong limited company and wholly owned subsidiary of Build King Holdings Limited, a Hong Kong stock exchange listed company of which the Reporting Person is a director and 9.93% shareholder. The Reporting Person also is a director of Smart Start Investments Limited. The Reporting Person disclaims beneficial ownership of the shares shown except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 19:29 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | PurchaseCommon stock, $0.001 par value | 20,000 | $4.00 | $80,000.00 |
DisclosureSEC source: 0001209191-19-048706 · doc4.xml · nonDerivative · entry 3 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smart Start Investments Limited Disclosed balance after: 322,763 Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 19:29 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | PurchaseCommon stock, $0.001 par value | 20,000 | $3.90 | $78,000.00 |
DisclosureSEC source: 0001209191-19-048706 · doc4.xml · nonDerivative · entry 2 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smart Start Investments Limited Disclosed balance after: 302,763 Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 19:29 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | PurchaseCommon stock, $0.001 par value | 12,892 | $3.70 | $47,700.40 |
DisclosureSEC source: 0001209191-19-048706 · doc4.xml · nonDerivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smart Start Investments Limited Disclosed balance after: 282,763 F1 · ownership.nature: Smart Start Investments Limited is a Hong Kong limited company and wholly owned subsidiary of Build King Holdings Limited, a Hong Kong stock exchange listed company of which the Reporting Person is a director and 9.93% shareholder. The Reporting Person also is a director of Smart Start Investments Limited. The Reporting Person disclaims beneficial ownership of the shares shown except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 16:35 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | PurchaseCommon stock, $0.001 par value | 3,400 | $3.30 | $11,220.00 |
DisclosureSEC source: 0001209191-19-047903 · doc4.xml · nonDerivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smart Start Investments Limited Disclosed balance after: 269,871 F1 · ownership.nature: Smart Start Investments Limited is a Hong Kong limited company of which the Reporting Person is a director and 9.96% shareholder. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owners of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 19:00 UTC | Emmaus Life Sciences, Inc. EMMA · Entity 205 | PurchaseCommon stock, $0.001 par value | 2,345 | $2.80 | $6,566.00 |
DisclosureSEC source: 0001209191-19-047688 · doc4.xml · nonDerivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smart Start Investments Limited Disclosed balance after: 266,471 F1 · ownership.nature: Smart Start Investments Limited is a Hong Kong limited company of which the Reporting Person is a director and 9.96% shareholder. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owners of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 09, 2019 Filed Jul 12, 2019 13:18 UTC | EMMAUS LIFE SCIENCES, INC. NONE · Entity 156030 | PurchaseCommon Stock | 151,515 | $6.60 | $999,999.00 |
DisclosureSEC source: 0001209191-19-041886 · doc4.xml · nonDerivative · entry 2 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smart Start Investment Limited Disclosed balance after: 251,515 F1 · ownership.nature: Smart Start Investment Limited is a Hong Kong corporation of which the Reporting Person is a director and 9.96% shareholder. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The inclusion in this Report of such shares shall not be deemed an admission that the Reporting Person is the beneficial owners of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 09, 2019 Filed Jul 12, 2019 13:18 UTC | EMMAUS LIFE SCIENCES, INC. NONE · Entity 156030 | PurchaseCommon Stock | 303,030 | $6.60 | $1,999,998.00 |
DisclosureSEC source: 0001209191-19-041886 · doc4.xml · nonDerivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,030 Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 19:43 UTC | EMMAUS LIFE SCIENCES, INC. NONE · Entity 156030 | PurchaseCommon Stock | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001250853-18-000156 · primary_doc.xml · nonDerivative · entry 1 ZEN Wei Peu · CIK 0001746204 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,000 F1 · ownership.nature: These securities were purchased and are held by Smart Start Investment Limited, a Hong Kong corporation, of which the Reporting Person is a director and a 9.99% shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial ownership of such securities for the purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.